Supervisory Control Specialist

Supervisory Control Specialist

Wells Fargo Advisors (WFA) is seeking a Supervisory Control Specialist to join the Products, Advice, and Strategy team within Wealth & Investment Management. This role will focus on providing supervision, monitoring, and research analysis within the Private Client Group, ensuring consistency in the review of products, advice, and strategies across the WFA product platform.

In this role, you will :

• Participate and consult regarding policies and procedures, controls, tools and training.
• Identify opportunities for additional synergies and to maximize efficiencies within the private client group.
• Review and analyze controls to manage high risk investment strategies and complex products.
• Evaluate resources to monitor risk and exercise independent judgment to guide process changes, process improvements, and technology enhancements.
• Present recommendations for resolving complex analysis in search of current and best practices.
• Gather and analyze data, identify trends and present analysis through meaningful statistics.
• Develop expertise in firm, compliance and regulatory policies and procedures.
• Participate in cross-team training to explore opportunities for contributing to additional tasks.
• Collaborate and consult with Financial Advisors, Regional and more experienced Management, Private Client Group, Branch Managers, Operation Managers, Supervision Managers, and varying Business Units.

Required Qualifications :

Desired Qualifications :

Job Expectations :

Job Location : 2801 Market St., F & L Bldg. St. Louis, MO

We Value Equal Opportunity

Wells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.