Compliance Specialist

A company is looking for a Compliance Specialist to perform compliance tests and prepare necessary forms for defined contribution compliance clients.

Key Responsibilities

Assist clients through the electronic filing process and respond to annual plan audit inquiries

Prepare Signature Ready Form 5500, Form 8955-SSA, and Summary Annual Report (SAR) while ensuring timely completion of compliance testing

Monitor compliance-related tasks and coordinate with internal / external contacts

Required Qualifications

Bachelor's degree in finance, business, or a related field

3-5 years of experience in the financial services industry

Knowledge of retirement plan compliance testing and Form 5500

Ability to apply technical knowledge to deliver accurate solutions for compliance issues

Capable of prioritizing and organizing multiple tasks simultaneously