Compliance | Analyst | Salt Lake City

Compliance And Risk Management

Manage the firm's compliance, regulatory, and reputational risks by ensuring adherence to laws, rules, and regulations. Our colleagues in Global Compliance are responsible for managing audits and inquiries, compliance learning, surveillance and testing the firm's risk management infrastructure. If you apply to this skillset, you will be considered for multiple roles across the firm that require this skillset. Please note division and function examples below are representative of opportunities common for this skill-set. The list is not exhaustive, and availability of open roles is determined based on business.

DIVISIONS AND JOB FUNCTIONS

Global Compliance is dedicated to protecting the reputation of the firm and managing risk across all business areas. We work closely with each business, our professionals interpret and ensure compliance with regulatory requirements and determine how the firm can appropriately pursue global market opportunities. We monitor regulatory trends and changes in all jurisdictions in which the firm does business, and we share information and collaborate with regulators to manage financial market risk.

• Financial Crime Compliance (FCC) is responsible for coordinating the firmwide anti-financial crime program. The team designs, develops, implements, and oversees a wide range of systems and controls designed to prevent and detect money laundering, terrorist financing, insider trading, government sanctions violations, bribery, fraud, and other misconduct (including insider threat monitoring), and to comply with applicable anti-money laundering, anti-bribery, and government sanctions regulations globally.
• Core Compliance is responsible for implementing and maintaining our integrated regulatory compliance program, which includes regulatory change management, policies, training, issue escalation, and risk assessment.
• Global Banking and Markets - Public Compliance is responsible for the design and implementation of a comprehensive and sustainable program that monitors and provides oversight for regulatory and reputational risk. Plays a key role in reviewing and effectively challenging business activities. Advises Global Banking and Markets on how to conduct business in compliance with rules, regulations, and regulatory expectations.
• Compliance Testing Group (CTG) is part of Goldman Sachs' efforts to provide assurance of the soundness of its compliance infrastructure and to meet the expectations and requirements of Goldman Sachs's various banking, securities, and other financial services regulators with regard to compliance testing. CTG conducts independent testing of compliance policies, procedures, and controls and of written supervisory and supervisory control procedures in connection with these expectations and requirements.

BASIC QUALIFICATIONS