State Licensed Supervisory PrincipalVirtualVocations • Concord, California, United States
State Licensed Supervisory Principal
VirtualVocations • Concord, California, United States
Hace 2 días
Tipo de contrato
- A tiempo completo
Descripción del trabajo
A company is looking for a Supervisory Principal.
Key Responsibilities
Supervise suitability reviews and approvals for complex product transactions
Act as a subject matter expert and liaison with vendors and wholesalers
Lead investigations of questionable sales activity and assist with regulatory exams
Required Qualifications
Undergraduate degree in Business, Accounting, Finance, or related discipline
Series 7, 66 (or 63 and 65), 24 (or 9 and 10) required, or ability to obtain within 90 days
7+ years of industry experience
Strong understanding of complex products and knowledge of financial regulations
Knowledge of mutual funds, annuities, and general securities required
Crear una alerta de empleo para esta búsqueda
Supervisory Principal • Concord, California, United States
Ofertas relacionadas A company is looking for a Supervisory Principal.Key Responsibilities Supervise suitability reviews and approvals for complex product transactions Act as a subject matter expert and liaison with...Mostrar más A company is looking for a Print Supervisor (REMOTE).Key Responsibilities Research and recommend print technology enhancements and evaluate print offerings Execute and monitor the print strategy...Mostrar más A company is looking for a Managing Counsel, Legislative & Policy.Key Responsibilities Lead the legislative legal function and advise on legislative and policy matters across jurisdictions Provi...Mostrar más A company is looking for a State Manager.Key Responsibilities Develop strategies for state product launches, including regulatory filings Research state regulations and provide compliance recomm...Mostrar más A company is looking for a Vice President, Corporate Compliance Investigation.Key Responsibilities Oversee the management of the Compliance Investigation Unit and the Ethics Point hotline Direct...Mostrar más A company is looking for a Capital Assets Accountant to manage accounting tasks related to fixed assets and capital projects.
Key Responsibilities Review and close out project costs, ensuring accu...Mostrar más 
We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the q...Mostrar más A company is looking for a Counsel, Litigation.Key Responsibilities Support and manage an active docket of disputes and litigation matters, including developing and executing case strategy Repre...Mostrar más 
If you reside in California, please see our California Applicant Privacy Policy for more information about our data handling practices and your data rights.
MV Transportation is seeking a.The Road S...Mostrar más A company is looking for a Senior Counsel, Channel & Commercial.Key Responsibilities Draft and negotiate reseller, MSSP, and partnership agreements, along with terms and conditions for channel pr...Mostrar más A company is looking for a School Counselor to provide virtual counseling services to students and families.Key Responsibilities Advise students and families on academics, career planning, and gr...Mostrar más 
We support community development organizations on the ground, aggregate and invest capital for impact, advance housing policy at every level of government, and build and manage communities ourselve...Mostrar más A company is looking for a Director, State Advocacy & Democratic Engagement.Key Responsibilities Develop and manage training modules and logistics for the State Legislative Advocacy Academy Over...Mostrar más A company is looking for a Medical Director (Medical Policy & Operations).Key Responsibilities Provide clinical expertise and business direction to support medical management programs Participat...Mostrar más A company is looking for a Managing Consultant.Key Responsibilities Lead client strategy and lifecycle execution for key accounts, driving retention and growth goals Integrate specialty practice...Mostrar más 
At EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact.Whether you're starting out in your career or taking your next step as a seasone...Mostrar más
Traveling Superintendent – Commercial Construction / Retail & Restaurant Projects.The ideal candidate is detail-oriented, highly organized, and able to build strong relationships with clients, subc...Mostrar más A company is looking for a Governmental Advisory Services Senior Consultant, Remote Eligible.Key Responsibilities Oversee advisory engagements and special studies related to government financial,...Mostrar más A company is looking for an Auditor, Revenue Optimization (Remote).Key Responsibilities Audit medical records to identify missed charges and coding inconsistencies Perform root cause analyses an...Mostrar más A company is looking for a Regional Utilization Review (UR) Manager to oversee and support utilization review operations across multiple facilities.
Key Responsibilities Manage and support facilit...Mostrar más
State Licensed Supervisory Principal
VirtualVocations • Oakland, California, United States
A tiempo completo
Última actualización: hace 2 días • Oferta promocionada
Print Supervisor
VirtualVocations • Oakland, California, United States
A tiempo completo
Última actualización: hace 3 días • Oferta promocionada
State Licensed Managing Counsel
VirtualVocations • Concord, California, United States
A tiempo completo
Última actualización: hace más de 30 días • Oferta promocionada
State Licensed Insurance Manager
VirtualVocations • Concord, California, United States
A tiempo completo
Última actualización: hace 2 días • Oferta promocionada
State Licensed Compliance VP
VirtualVocations • Fremont, California, United States
A tiempo completo
Última actualización: hace 2 días • Oferta promocionada
State Licensed Capital Assets Accountant
VirtualVocations • Hayward, California, United States
A tiempo completo
Última actualización: hace 3 días • Oferta promocionada
Remote Finance Director - AI Trainer
Data Annotation • Livermore, California
Teletrabajo
A tiempo completo +1
Última actualización: hace más de 30 días • Oferta promocionada
Litigation Counsel, State Licensed
VirtualVocations • Hayward, California, United States
A tiempo completo
Última actualización: hace 3 días • Oferta promocionada
Road Supervisor
MV Transportation • South San Francisco, CA, United States
A tiempo completo
Última actualización: hace 13 días • Oferta promocionada
Senior Counsel, State Licensed
VirtualVocations • Concord, California, United States
A tiempo completo
Última actualización: hace más de 30 días • Oferta promocionada
State Licensed School Counselor
VirtualVocations • Hayward, California, United States
A tiempo completo
Última actualización: hace 4 días • Oferta promocionada
Director of State and Local Policy- Land Use & Supply
Enterprise Community Partners • San Francisco, CA, United States
A tiempo completo
Última actualización: hace 2 días • Oferta promocionada
State Licensed Advocacy Director
VirtualVocations • Oakland, California, United States
A tiempo completo
Última actualización: hace 2 días • Oferta promocionada
State Licensed Medical Director
VirtualVocations • Concord, California, United States
A tiempo completo
Última actualización: hace más de 30 días • Oferta promocionada
State Licensed Managing Consultant
VirtualVocations • Fremont, California, United States
A tiempo completo
Última actualización: hace 2 días • Oferta promocionada
National Sales Leader, Government Advisory Services (State, Local, Education)
EisnerAmper • San Francisco, CA, United States
A tiempo completo
Última actualización: hace más de 30 días • Oferta promocionada
Traveling Superintendent
Vaco by Highspring • Belvedere, California, United States
A tiempo completo +1
Última actualización: hace más de 30 días • Oferta promocionada
State Licensed Government Consultant
VirtualVocations • Fremont, California, United States
A tiempo completo
Última actualización: hace 4 días • Oferta promocionada
State Licensed Revenue Auditor
VirtualVocations • Hayward, California, United States
A tiempo completo
Última actualización: hace 1 día • Oferta promocionada
Florida Licensed UR Manager
VirtualVocations • Concord, California, United States
A tiempo completo
Última actualización: hace 4 días • Oferta promocionada