Compliance Officer

Mid-sized global asset manager in Boston is looking for two compliance officers.Pre and Post experience preferred to work for this rapidly growing firm with a great environment to work in.The Compl...Mostrar más

By clicking the “Apply” button, I understand that my employment application process with Takeda will commence and that the information I provide in my application will be processed in line with Tak...Mostrar más

Note: This is an educational program, not a job.Successful completion of the program does not guarantee employment but will equip you with valuable skills for the business and professional job mark...Mostrar más

We are a growing Registered Investment Advisory firm located in downtown Boston.Our primary distribution channels are in the US broker-dealer and investment advisor marketplace.We are seeking a Chi...Mostrar más

A leading luxury beauty company is looking for a Compliance Operations Technical Lead who will coordinate the compliance operations team and manage risk assessments, audit evidence collection, and ...Mostrar más

A luxury beauty division of a major corporation is seeking a Compliance Operations Technical Lead.This fully remote role entails overseeing compliance operations, conducting third-party risk assess...Mostrar más

Since 1974 our agency has strived towards supporting an individual's desire to make their own decisions, secure their independence and remain living independently in the community.We are proud of o...Mostrar más

Regulation W Compliance Officer.Work Arrangement/Location: This is a hybrid position requiring in-office work four days a week and will be based at Buffalo, NY, Metro NYC, Wilmington, DE or Boston,...Mostrar más

The Senior Compliance Advisor will be responsible for providing a range of support to a trading desks and product areas within FCM.The advisor will provide technical and interpretative guidance to ...Mostrar más

Harvard University Central Administration.By working at Harvard University, you join a vibrant community that advances Harvard's world-changing mission in meaningful ways, inspires innovation and c...Mostrar más

KKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions.KKR aims to generate attractive investment returns by following a...Mostrar más

Klaviyo's Legal Privacy team is responsible for Klaviyo's privacy strategy and for keeping the company's products, operations, and go-to-market practices aligned with privacy laws and regulations w...Mostrar más

SCS is seeking to hire a full-time compliance analyst to join its compliance team.As a member of the firm's compliance team, the Compliance Analyst will be responsible for supporting the Chief Comp...Mostrar más

Citizens is seeking a highly motivated Compliance Officer to join the Swap Dealer Compliance team.This role supports the firm's registered swap dealer activities and ensures adherence to regulatory...Mostrar más

This role joins the Investment Adviser Compliance team with broad responsibility across the Code of Ethics program, compliance testing, regulatory inquiries, and program enhancements.You will partn...Mostrar más

The Senior Compliance Advisor will be responsible for providing a range of support to a trading desks and product areas within FCM.The advisor will provide technical and interpretative guidance to ...Mostrar más

A leading luxury beauty division seeks a Compliance Operations Technical Lead to coordinate compliance teams and oversee risk assessments.Ideal candidates will have 4-5 years of expertise in compli...Mostrar más

LexisNexis Risk Solutions is the essential partner in the assessment of risk.Within our Business Services vertical, we offer a multitude of solutions focused on helping businesses of all sizes driv...Mostrar más