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Senior Compliance OfficerVirtualVocations • Madison, Wisconsin, United States
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Senior Compliance Officer

Senior Compliance Officer

VirtualVocations • Madison, Wisconsin, United States
Hace 25 días
Tipo de contrato
  • A tiempo completo
Descripción del trabajo
To ensure robust compliance across trading operations, the full-time Senior Compliance Officer will manage advisory compliance, oversee core compliance functions, and lead a team of Compliance Officers while working remotely. Key responsibilities Provide real-time trading guidance and maintain a pre-cleared rules framework for desk queries Oversee trade surveillance, regulatory filings, and compliance training programs across all regions Supervise and develop Compliance Officers, representing compliance in cross-functional discussions Required qualifications Hands-on experience building compliance tools and systems in a trading environment Direct experience in a compliance role at a proprietary trading firm or similar institution Knowledge of multiple asset classes, including commodities, equities, and derivatives Familiarity with regulatory obligations in the US, EU, India, or the UK Strong written communication skills for developing policies and regulatory correspondence
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Senior Compliance Officer • Madison, Wisconsin, United States

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