compliance officer

At Corient, we help high- and ultra-high-net-worth individuals and families to enjoy a full life, while enabling them to preserve their wealth for future generations, and provide for the people, ca... Mostrar más

Contact constituents/complainants to discuss the details of the complaints that are filed.Provide any resources or referrals, as appropriate.And a written correspondence to the complainant once app... Mostrar más

Chief Compliance Officer (CCO), International Asset Management.Expanding asset management firm.The Company is seeking a Chief Compliance Officer (CCO) to lead the development and enhancement of an ... Mostrar más

Position Summary Join Deloitte's Risk & Brand Protection organization as a Specialist, Risk and Compliance Services, where you will support independence and conflicts processes that help protect o... Mostrar más

Position Summary As a Manager in the Independence & Conflicts Network focusing on engagement matters, you'll operate at the intersection of regulatory compliance and client service delivery - advi... Mostrar más

Location: Orlando, FL 32801 (Multiple Location).Interview mode: Either Webcam Interview or In Person.NW 33rd Street Suite 401 Doral, FL 33122.FTL#1-1400 West Commercial Blvd, Ste#185- Ft.Blair Ston... Mostrar más

Senior Compliance Officer, Investment Advisor Services.Position reports directly to the Chief Compliance Officer (CCO).The successful candidate supports the retail business lines of StoneX Wealth M... Mostrar más

Deputy Chief Compliance Officer.Reputable financial services organization.The Company is seeking a Deputy Chief Compliance Officer to join their team.The successful candidate will be responsible fo... Mostrar más

Compliance OfficerDa Vinci is a unique proprietary trading firm specializing in market making, volatility trading and arbitrage across major global exchanges.Leveraging cutting-edge, in-house devel... Mostrar más

Develop internal policies and procedures and current regulatory guidance with respect to marketing and other related compliance matters, and assist maintaining broader L&C policies and procedures.D... Mostrar más

Title - Compliance Officer <br /> Client - State of Florida<br /> ID - 807012<br /> Location - 8550 NW 33rd St.Suite 401, Doral, FL 33122<br /> • 2601 Blair S... Mostrar más

Timeshares and Mobile Homes - Compliance Officer.Location: Doral, FL 33122 Duration: 3 Months Job Type: Temporary Assignment Work Type: Onsite.Contact constituents/complainants to discuss the detai... Mostrar más

Onsite work in Miami, FL 215-225k total comp.Talentry is looking for a Chief Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.The right person will develop and revise p... Mostrar más

Position Summary The Conflicts Center of Excellence supports our audit engagement teams in meeting their regulatory requirements related to identifying potential conflicts of interest.If you demon... Mostrar más

Credit Officer II Fort Lauderdale, Florida;West Palm Beach, Florida; Miami, Florida **To proceed with your application, you must be at least 18 years of age.Lateral-US/job/Fort-Lauderdale/Credit-... Mostrar más

Junior Compliance Officer/Auditor.SGI Global is seeking qualified Junior Compliance Officer to support a federal law enforcement client with I-9 audit support services and worksite enforcement comp... Mostrar más

VP, Consumer Compliance & CRA Officer.Banesco USA is seeking a VP, Consumer Compliance & CRA Officer for our BSA & Compliance Department.Responsible for the Consumer Compliance program of the Bank ... Mostrar más

Consumer Compliance OfficerBanesco USA is seeking a Consumer Compliance Officer for our Compliance business unit.Primary Job DutiesMaintain open communication to interact with all departments.Condu... Mostrar más

CRA & Consumer Compliance Officer.The CRA & Consumer Compliance Governance Officer supports the CCO in maintaining the Bank's CRA and Consumer Compliance Programs, with a strong focus on U.OCC and ... Mostrar más

Position Summary Do you thrive in a fast-paced environment? Are you looking to make an impact across a large organization? Deloitte's US Ethics Office is currently seeking a Specialist Lead to sup... Mostrar más