Talent.com
CTB1LLC, a boutique talent and placement company
Compliance LeaderCTB1LLC, a boutique talent and placement company • New York, NY, United States
Compliance Leader

Compliance Leader

CTB1LLC, a boutique talent and placement company • New York, NY, United States
Hace 1 día
Tipo de contrato
  • A tiempo completo
Descripción del trabajo

Direct message the job poster from CTB1LLC, a boutique talent and placement company San Francisco or New York City | In-office A leading conversational AI platform—backed by over $200M from top-tier investors —is transforming how brands deliver concierge-level customer experiences across chat, email, and voice. They're hiring the first Compliance Lead to build the compliance function from the ground up. This is a high-visibility, high-impact role where you’ll work directly with some of the largest regulated customers in the world (including major banks), guiding them through compliance reviews and ensuring confidence in partnership. You’ll thrive here if you: Have 8+ years of experience in compliance, ideally within banking or financial institutions Are comfortable leading compliance conversations with enterprise customers Move quickly, prioritize aggressively, and embrace a scrappy, entrepreneurial mindset (startup experience a plus) Are based in SF or NYC and enjoy an in-office, high-collaboration environment. Seniority level Director Employment type Full-time Job function Finance and Legal #J-18808-Ljbffr

Crear una alerta de empleo para esta búsqueda

Compliance Leader • New York, NY, United States

Ofertas similares

Executive General Counsel & Compliance Leader

Scion Legal StaffingNew York, NY, United States
A tiempo completo

Scion Legal Staffing is seeking a Senior General Counsel & Compliance Director in New York.This executive role will provide legal direction and oversight for investment operations, leading complian... Mostrar más

 • Oferta promocionada

Senior Director, Product Compliance

FlexNew York, NY, United States
A tiempo completo

Senior Director, Product Compliance.New York, NY; Salt Lake City, UT; San Francisco, CA.Flex is a growth-stage, NYC headquartered FinTech company that is creating the best rent payment experience.I... Mostrar más

 • Oferta promocionada

Compliance - Employee Conduct Lead (Code of Conduct) Vice President

JPMorgan ChaseJersey City, NJ, United States
A tiempo completo

Bring your expertise to JPMorganChase's Code of Conduct Compliance team.As part of Risk Management and Compliance, you are at the center of keeping JPMorganChase strong and resilient.You help the f... Mostrar más

 • Oferta promocionada

Lead Fiduciary Compliance Specialist

City National BankNew York, NY, United States
A tiempo completo

Lead Fiduciary Compliance Specialist.The Lead Bank Fiduciary Compliance Specialist supports the execution, oversight, and continuous improvement of compliance programs within Wealth Management with... Mostrar más

 • Oferta promocionada

Compliance Director, Digital Assets

Franklin ResourcesNew York, NY, United States
A tiempo completo

At Franklin Templeton, we believe success is built through powerful partnerships.As a forward thinking asset manager, we build dynamic relationships with clients, understand their goals, and naviga... Mostrar más

 • Oferta promocionada

Senior Associate, Portfolio Compliance

Ares ManagementNew York, NY, United States
A tiempo completo

Investment Operations Team Member.Join one of the industry's leading alternative investment managers as part of a high-impact Investment Operations team supporting a rapidly growing global business... Mostrar más

 • Oferta promocionada

Director, Compliance (AML)

MoomooJersey City, NJ, United States
A tiempo completo

SEC registered broker-dealers alongside a cryptocurrency brokerage all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).Our core mission revolves around innovating the in... Mostrar más

 • Oferta promocionada

Director, Compliance Advisory, Debt Capital Markets, US/Americas

Standard CharteredNew York, NY, United States
A tiempo completo

Compliance, Conduct And Financial Crime Risk Professional.Standard Chartered is seeking an experienced Compliance, Conduct and Financial Crime Risk professional to support the Bank's commitment to ... Mostrar más

 • Oferta promocionada

Governance Risk Compliance Lead

Eleven RecruitingNew York, NY, United States
A tiempo completo

Governance Risk Compliance Lead.We are a specialized technology staffing agency supporting professional and financial services companies.Why do we stand out in technology staffing? We listen and ac... Mostrar más

 • Oferta promocionada

Compliance Executive/Responsible Banking Leader

Phenom PeopleNew York, NY, United States
A tiempo completo

As the company's second line of defense, Corporate Risk - or Independent Risk Management - provides independent oversight of risk-taking activities.Independent Risk Management establishes and maint... Mostrar más

 • Oferta promocionada

Compliance - Employee Conduct Lead (Code of Conduct) Vice President

ChaseJersey City, NJ, United States
A tiempo completo

Bring your expertise to JPMorganChase's Code of Conduct Compliance team.As part of Risk Management and Compliance, you are at the center of keeping JPMorganChase strong and resilient.You help the f... Mostrar más

 • Oferta promocionada

Sr. Manager, Privacy and Compliance

WelltowerNew York, NY, United States
A tiempo completo

Manager, Compliance for Welltower plays a pivotal role in ensuring adherence to regulatory requirements and industry standards within the healthcare real estate sector.This position requires a deep... Mostrar más

 • Oferta promocionada

Compliance Operations

ChariotNew York, NY, United States
A tiempo completo

You will focus on the day-to-day compliance operations of our first nonprofit identity network.You will play a pivotal role in shaping our commitment to regulatory excellence and maintaining strong... Mostrar más

 • Oferta promocionada

Director, Compliance

Building Service 32BJ Benefit FundsNew York, NY, United States
A tiempo completo

The Compliance Director is responsible for all aspects of the Fund Office's compliance with financial and reporting regulations pertaining to the administration of its retirement and health & welfa... Mostrar más

 • Oferta promocionada

Compliance Transformation Lead- Hybrid

Genesis10Jersey City, NJ, United States
Temporal

Compliance Transformation Lead.Genesis10 is currently seeking a Compliance Transformation Lead for a hybrid position with a Global Financial Institution located in Jersey City, NJ.This is a 6 month... Mostrar más

 • Oferta promocionada

General Counsel — AI Platform & Compliance Leader

OpenRouterNew York, NY, United States
A tiempo completo

OpenRouter is looking for its first General Counsel to lead the legal function as they grow in the AI sector.The ideal candidate should hold a J.Responsibilities include advising executives, managi... Mostrar más

 • Oferta promocionada

Compliance Director

SM StaffingMonsey, NY, United States
A tiempo completo

The Compliance Director is responsible for credentialing, contracting, and payer-side oversight across the behavioral health and substance use disorder portfolio managed by the company.The position... Mostrar más

 • Oferta promocionada

Chief Compliance Officer (FINRA Broker Dealer or SEC RIA)

FrecNew York, NY, United States
A tiempo completo

Frec operates two regulated entities: a broker-dealer and a registered investment advisor.Today a single individual holds both seats.As we scale, we're adding a second Chief Compliance Officer to t... Mostrar más

 • Oferta promocionada

Head of Compliance, Gemini Galactic Markets, LLC

GeminiNew York, NY, United States
A tiempo completo

Head Of Compliance, Gemini Galactic Markets, LLC.New York, New York; Miami, Florida; Remote (USA).Gemini is a global crypto and Web3 platform founded by Cameron and Tyler Winklevoss in 2014, offeri... Mostrar más

 • Oferta promocionada

Head of Compliance

PillarNew York, NY, United States
A tiempo completo

Location: New York, NY (5 days/week in-office).Base Salary: $175,000-$250,000.Equity: Competitive Initial Equity Package + refreshers.Pillar is building the next-generation commodity risk managemen... Mostrar más