Risk Manager

Job Description

:

The Role

Fidelity Wealth is responsible for developing and delivering solutions for our individual clients seeking discretionary wealth and advisory services. Fidelity Wealth has a focused mandate to grow and scale, while finding new ways to benefit from partnerships with Workplace Investing and Fidelity Brokerage. As a member of the Fidelity Wealth Risk team, you are responsible for advising and collaborating with Fidelity Wealth leaders and associates to develop a risk-smart culture that promotes business initiatives while ensuring risks are proactively identified and mitigation strategies are implemented and monitored.

The Expertise and Skills You Bring

• Bachelor’s degree required
• Demonstrated proficiency in Microsoft Excel and PowerPoint required
• Three to five years of financial services experience
• One to two years of process and controls knowledge
• Broker-dealer and/or investment advisory product and operational knowledge preferred
• Data analytics experience a plus
• Self-starter, relationship builder, and strategic problem solver
• Sophisticated ability to analyze financial, operational, regulatory, reputational, and strategic risks
• Solid written and oral communication skills, with an ability to make complex topics understandable
• Skilled at interactions with associates at all levels
• Able to effectively collaborate and achieve objectives in a fast-paced and dynamic environment
• Ability to influence key decision makers through a combination of knowledge, reasoning, and relationships
• Flexibility to prioritize and coordinate multiple projects simultaneously
• Continuous learner who displays professional curiosity and independently enhances risk and business acumen

The Value You Deliver

• Analyze risks and controls
• Perform targeted testing
• Build effective cross-functional relationships to drive outcomes
• Develop data-driven presentations
• Optimize and consult on risk-related escalations from Fidelity Wealth leaders and associates
• Leverage Archer GRC solution to capture and monitor Fidelity Wealth risks
• Deliver risk-related training to Fidelity Wealth leaders and associates
• Support optimization of risk reporting
• Support other projects and initiatives as needed

The Team

Fidelity Wealth Risk is a dedicated central function whose mission is to cultivate a culture of proactive risk management. Fidelity Wealth Risk is responsible for enabling Fidelity Wealth leaders and associates to identify and ensure appropriate management of all risks – including operational, reputational, and financial risks – to protect Fidelity and its customers, and to promote business and market integrity.

The base salary range for this position is $71,000-$112,000 per year.

Placement in the range will vary based on job responsibilities and scope, geographic location, candidate’s relevant experience, and other factors.

Base salary is only part of the total compensation package. Depending on the position and eligibility requirements, the offer package may also include bonus or other variable compensation.

We offer a wide range of to meet your evolving needs and help you live your best life at work and at home. These benefits include comprehensive health care coverage and emotional well-being support, market-leading retirement, generous paid time off and parental leave, charitable giving employee match program, and educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career. Note, the application window closes when the position is filled or unposted.

Certifications: