Registered Advisor Concierge

A company is looking for a Registered Advisor Concierge.

Key Responsibilities

Provide white-glove service and support across the full lifecycle of investment and insurance products

Act as a liaison between advisors, clients, and broker-dealer, ensuring compliance and facilitating communication

Manage the end-to-end case process for various insurance applications, ensuring timely updates and issue resolution

Required Qualifications

Bachelor's degree in business, finance, or a related field preferred; equivalent experience considered

5+ years of experience in the insurance or financial services industry

Proficiency with broker-dealer platforms, case management systems, and Microsoft Office Suite

FINRA Series 6 or 7 and state insurance licenses (Life / Variable), or ability to obtain within 6 months

Strong knowledge of insurance products and regulatory considerations