Risk & Controls Testing & Assessment, Vice President

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Job Summary

Reporting to the Controls Testing Leader in the Operations Risk & Controls Office, this position is responsible for creating and updating control test scripts, executing control test scripts, and assessing the design and effectiveness of internal controls in business areas and processes within Operations. Given the nature of this position, it is critical the candidate can produce and evaluate high-quality workpapers to demonstrate how testing was executed and linked back from the evidence to the test script and from the test script to the control. The ideal candidate should be a highly motivated self-starter with the ability to transition and focus between tasks seamlessly, enthusiastic and energetic, goal-driven, and highly motivated to complete tasks in a timely and efficient manner.

Main Responsibilities

• Oversight of test plans in compliance with applicable policies and guidance within the BURCO function, including documentation of test results and communicating a conclusion of the control testing effectiveness to upper management level stakeholders. Responsible for reviewing and proposing test scripts for newly implemented controls and changes to test scripts for existing controls.
• Executing testing procedures, documenting results and identification of exceptions requiring issue assessment, executing remediation testing, and summarizing overall test results.
• Provide support on control testing walkthroughs and guidance over meaningful documentation to support testing conclusions.
• Collaborate with risk management teams and other stakeholders to ensure control testing is aligned with broader risk assessment activities. Participate in RCSA Refreshes, acting as SME on control descriptions and testing requirements and techniques.
• Conduct Quality Checks over FloD testing workpapers and outcomes. Be able to provide feedback, guidance, and training based on thematic themes uncovered from QC.
• Liaison with 2nd and 3rd lines of defense to develop and deliver effective challenge responses, ensuring alignment with enterprise risk management and control testing standards.

Qualifications

The typical base pay range for this role is between $124K$162K depending on job-related knowledge, skills, experience, and location. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays.