Talent.com
Compliance Officer - Leading Systematic Investment Firm

Compliance Officer - Leading Systematic Investment Firm

Simmons & HanburyStamford, CT, United States
Hace 3 días
Tipo de contrato
  • Temporal
Descripción del trabajo

Our Client

Our client is a global investment management firm seeking a highly motivated compliance analyst to join their Trading Compliance team and work closely with the current Head of Compliance.

Key Responsibilities

  • Support the Head of Trading Compliance in building and maintaining the firm’s compliance programme for a leading quantitative fund.
  • Research and interpret regulatory requirements, ensuring the firm remains aligned with evolving global rules.
  • Manage regulatory horizon scanning, reporting obligations and policy implementation to maintain compliance standards.
  • Become involved in trade alerting / surveillance for the wider business.

Experience Requirements :

  • Circa 2-8 years compliance experience with ideally a background in either asset / investment management, hedge fund, markets or trading firms.
  • Strong attention to detail and able to manage multiple projects efficiently under tight deadlines.
  • Strong communicator with collaborative mindset, capable of independent work and effective stakeholder engagement.
  • Beneficial to have exposure across quantitative or systematic trading systems / environments.
  • Due to the high volume of applications, if you haven’t heard back from the team on this role, unfortunately, your application has been unsuccessful. If your profile matches any of our other opportunities, one of our consultants will be in touch.

    About Simmons & Hanbury

    Simmons & Hanbury is a specialist executive search firm that sources and secures the best human capital and future leaders for our clients. We provide an integrated international service to support our clients across the globe, from our group headquarters based in the heart of the City of London. We support some of the most prestigious organisations in the world, across financial services, commerce & industry, and professional services. Our services include executive search, interim solutions and market intelligence within the Legal, Compliance, Corporate Governance and Human Resources practice areas.

    We are committed to creating an inclusive and accessible recruitment process for all candidates. If you require any reasonable adjustments to participate in the application process, please reach out directly. We welcome discussions about your needs and endeavour to provide support to ensure a positive experience.

    Crear una alerta de empleo para esta búsqueda

    Compliance Officer • Stamford, CT, United States

    Ofertas relacionadas
    • Oferta promocionada
    Chief Compliance Officer

    Chief Compliance Officer

    City of New YorkNew York, NY, US
    A tiempo completo
    With an overarching mission to eliminate ageism and ensure the dignity and quality of life of approximately 1.New Yorkers, the NYC Department for the Aging is deeply committed to helping older adul...Mostrar másÚltima actualización: hace más de 30 días
    • Oferta promocionada
    Senior Credit Analyst

    Senior Credit Analyst

    Vaco by HighspringNorwalk, CT, US
    Indefinido
    Our client is seeking an experienced.This role plays an important part in evaluating new investment opportunities and monitoring the ongoing performance of existing holdings.The position reports di...Mostrar másÚltima actualización: hace más de 30 días
    • Oferta promocionada
    Citizens Swap Dealer Compliance Officer

    Citizens Swap Dealer Compliance Officer

    Citizens Financial GroupNew York, NY, US
    A tiempo completo
    Focus on the core content of the job post, removing any extra metadata, navigation mentions, and redundant headers.Keep the formatting beautiful and high signal to noise ratio.Mostrar másÚltima actualización: hace 21 días
    • Oferta promocionada
    Compliance Analyst

    Compliance Analyst

    Vaco by Highspringarmonk, NY, US
    Indefinido
    Our client is a financial services company in CT looking for a Compliance Analyst.This is a high-impact role for an experienced compliance professional who thrives in a fast-paced fintech environme...Mostrar másÚltima actualización: hace 5 días
    • Oferta promocionada
    Head of Fixed Income Compliance

    Head of Fixed Income Compliance

    TP ICAPNew York, NY, US
    A tiempo completo
    Head Of Fixed Income Compliance.The TP ICAP Group is a world leading provider of market infrastructure.Our purpose is to provide clients with access to global financial and commodities markets, imp...Mostrar másÚltima actualización: hace más de 30 días
    • Oferta promocionada
    VP, Compliance Officer

    VP, Compliance Officer

    Vibrant Emotional HealthNew York, NY, United States
    A tiempo completo
    Job Title : VP, Compliance Officer.Department : Executive Leadership.Location : Remote or Hybrid (if NYC based).New hires are typically brought into the organization between the minimum to midpoint of...Mostrar másÚltima actualización: hace 6 días
    • Oferta promocionada
    Remote Finance Director - AI Trainer ($50-$60 / hour)

    Remote Finance Director - AI Trainer ($50-$60 / hour)

    Data AnnotationNorwalk, Connecticut
    Teletrabajo
    A tiempo completo +1
    We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the quality of ...Mostrar másÚltima actualización: hace 18 días
    • Oferta promocionada
    Remote Investment Analyst – AI Trainer ($50-$60 / hour)

    Remote Investment Analyst – AI Trainer ($50-$60 / hour)

    Data AnnotationNorwalk, Connecticut
    Teletrabajo
    A tiempo completo +1
    We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the quality of ...Mostrar másÚltima actualización: hace 18 días
    • Oferta promocionada
    Trade Compliance and Security Specialist

    Trade Compliance and Security Specialist

    Woodland International TransportationGarden City, NY, US
    A tiempo completo
    Trade Compliance and Security Specialist.Trade Compliance and Security Specialist for our Team in New York.The Trade Compliance and Security Specialist will reporting directly to the US Compliance ...Mostrar másÚltima actualización: hace más de 30 días
    • Oferta promocionada
    Senior Compliance Officer

    Senior Compliance Officer

    IEX GroupNew York, NY, US
    A tiempo completo
    At IEX, we're passionate about building technology that moves industries forward.Our story began when we built a stock exchange designed to deliver high-performance results for all investors.Our be...Mostrar másÚltima actualización: hace 15 días
    Deputy Chief Compliance Officer

    Deputy Chief Compliance Officer

    Aquarian HoldingsNew York Metropolitan Area, NY, USA
    A tiempo completo
    Quick Apply
    Aquarian is a diversified global holding company with a strategic portfolio of insurance and asset management solutions.After launching in 2017, Aquarian finalized its first investment in 2018.Sinc...Mostrar másÚltima actualización: hace 2 días
    • Oferta promocionada
    Senior Swap Dealer Compliance Officer

    Senior Swap Dealer Compliance Officer

    RIT SolutionsNew York, NY, US
    A tiempo completo
    Compliance Advisory Consultant.Our client, a top-tier management consulting firm, has partnered with a leading Financial Services provider and is seeking an experienced Compliance Advisory Consulta...Mostrar másÚltima actualización: hace más de 30 días
    • Oferta promocionada
    Chief Compliance Officer

    Chief Compliance Officer

    ProcyonMelville, NY, United States
    A tiempo completo
    Procyon is a vibrant and growing wealth management platform comprised of a Registered Investment Advisor (RIA), Benefits, Tax and Risk practices. As a wealth management firm, we currently have fifty...Mostrar másÚltima actualización: hace más de 30 días
    • Oferta promocionada
    Compliance Lead

    Compliance Lead

    Capital GroupNew York, NY, United States
    A tiempo completo
    I can succeed as a Compliance Lead at Capital Group.As a Compliance Lead within our sales literature review team in Legal & Compliance, you will provide compliance oversight and review of marketing...Mostrar másÚltima actualización: hace más de 30 días
    • Oferta promocionada
    Director - Compliance Solutions

    Director - Compliance Solutions

    WaystoneNew York, NY, US
    A tiempo completo
    Waystone leads the way in specialist services for the asset management industry.Partnering with institutional investors, investment funds and asset managers, Waystone builds, supports and protects ...Mostrar másÚltima actualización: hace más de 30 días
    • Oferta promocionada
    Senior Credit Analyst - Private Placements

    Senior Credit Analyst - Private Placements

    Vaco by HighspringNorwalk, CT, US
    Indefinido
    Our client is seeking an experienced .This role plays an important part in evaluating new investment opportunities and monitoring the ongoing performance of existing holdings.The position reports d...Mostrar másÚltima actualización: hace más de 30 días
    • Oferta promocionada
    Deputy Compliance Leader - Financial Services

    Deputy Compliance Leader - Financial Services

    GE VernovaNew York, NY, US
    A tiempo completo
    Deputy Compliance Leader Financial Services.GE Vernova's Ethics & Compliance Team is seeking an experienced regulatory compliance professional that will partner with GE Vernova's Financial Service...Mostrar másÚltima actualización: hace más de 30 días
    • Oferta promocionada
    Chief Compliance Officer

    Chief Compliance Officer

    KOHOBronx, NY, US
    A tiempo completo
    As KOHO's Chief Compliance Officer, you will lead and evolve our compliance program to meet and exceed regulatory obligations while enabling innovation and customer impact.In this hands-on leadersh...Mostrar másÚltima actualización: hace 3 días