Chief Compliance Officer: Average Salary in New York in 2025

The Chief Compliance Officer (CCO) will have overall responsibility for the firm's compliance programs, including developing policies and procedures, communicating all regulatory changes, and delivering training, testing, and assessments. Reporting to the Head of Legal & Compliance and operating as ...

This role will be responsible for the development and management of the overall compliance program for Strategas and serve as the firm's Chief Compliance Officer (CCO). Manage compliance program and serve as Chief Compliance Officer for Strategas. As the Chief Compliance Officer, you may:. Identify,...

Coordinate and oversee compliance activities across all Marathon Asset Management offices, including the UK office (with a dedicated Compliance Officer), Luxembourg office, and other US and non-US branches; ensure consistent implementation of the firm's compliance framework while adapting to local r...

The Chief Compliance Officer (CCO) is responsible for designing, implementing, and leading a compliance program that enables innovation while ensuring regulatory and legal adherence. The CCO ensures that compliance is integrated into business strategy, allowing the company to develop customer-centri...

The Chief Compliance Officer of Figure Lending will lead the Lending compliance team and oversee the related compliance and regulatory functions. The Chief Compliance Officer of Figure Lending will assume primary responsibility for assuring compliance with federal and state rules/regulations as well...

Will be responsible for maintaining compliance with policies and procedures related to equities trading according to FINRA and SEC regulations. ...

Chief Operating Officer / Chief Compliance Officer. They seek a Chief Operating Officer / Chief Compliance Officer who is ambitious and ready to scale the company across all 50 states through organic growth and M&A. Chief Operating Officer, HCBS Compliance and Regulations. Compliance Architectur...

Reporting to the First Deputy Commissioner the Chief Compliance Officer (CCO) will lead the Office of Compliance & Risk Management (CRM) a new Office within HPD that the CCO will have the unique opportunity to help to build and expand. The Chief Compliance Officers responsibilities will include:...

The Chief Compliance Officer of Figure Lending will lead the Lending compliance team and oversee the related compliance and regulatory functions. The Chief Compliance Officer of Figure Lending will assume primary responsibility for assuring compliance with federal and state rules/regulations as well...

As Chief Compliance Officer, you will lead the U. C-suite or executive-level experience in compliance, or 10+ years in senior leadership within a compliance function, preferably in financial services, fintech, or crypto sectors. Using our flexible platform, and robust global licensing and compliance...

Having previously served in the role(s) of Chief Compliance Officer (CCO), Director of Compliance or Compliance Officer, you have specific, hands-on experience developing, implementing, and managing a full compliance program for a leading hedge fund or family office. Arootah is searching for Hedge F...

Bureau of the Agency Chief Contracting Officer within the Division of Finance is looking to hire an exceptional, highly motivated and detail oriented procurement professional to serve as the Director of Compliance for the Compliance team. The Bureau of the Agency Chief Contracting Officer within the...

As Chief Compliance Officer, you'll be the primary point of contact for leading all investment advisory compliance and regulatory initiatives. Our client is an exciting, tech-driven asset manager based in Downtown NYC to find their next Chief Compliance Officer (CCO) — a critical leadership hire as ...

Our client is seeking an experienced and dynamic Hedge Fund Deputy CCO to join the Compliance team. The team is responsible for all legal and compliance matters for the Firm. The successful candidate will be part of the global team responsible for overseeing the policies, procedures and testing of o...

Temporary Executive Assistant to the General Counsel and Chief Compliance Officer-240171:N/A. Prior experience working with legal and compliance programs and professionals is strongly desired. Gathering, analyzing, interpreting, reporting and benchmarking legal and compliance data. ...

Fractional Chief Compliance Officer (Healthcare Industry) Position Type: Independent Contractor (1099) Hours: Up to 40 hours per month Compensation: $75-$100 per hour Location: Remote  About Fraxional: Fraxional is a full-service firm specializing in fractional compliance and HR placements. Fra...

Monitor compliance with cybersecurity policies and procedures within the IT environment and enforce consequences for non-compliance as necessary. Compliance: Ensure compliance with relevant regulatory requirements such as NIST (-53, -, CSF) HIPAA, PCI DSS, Directive 1, etc. Coordinate with legal and...

Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...

The Chief Global Compliance Officer (“CGCO”) is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing the Global Ethics and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University policies ...

Reporting to the First Deputy Commissioner the Chief Compliance Officer (CCO) will lead the Office of Compliance & Risk Management (CRM) a new Office within HPD that the CCO will have the unique opportunity to help to build and expand. The Chief Compliance Officers responsibilities will include:. CR...

Chief Operating Officer / Chief Compliance Officer . They are looking for a Chief Operating Officer / Chief Compliance Officer that's ambitious and prepared to build a company that'll scale into all 50 states through a mix of organic de-novo launches and rapid M&A. Compliance Architecture &...

The Chief Counsel and Chief Compliance Officer will serve as the trusted adviser to Marsh McLennan Agency (MMA) Asset Management, MMA Securities, and Marsh McLennan Company (MMC) Securities, and generally serve as an expert in FINRA broker-dealer rules and SEC RIA matters. This position will directl...

Chief Compliance Officer, Registered Investment Advisor. Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance and practices with Investment Company Act of 194...

Marsh McLennan Agency (MMA) is seeking a Chief Compliance Officer (CCO) to lead its global compliance program. Reporting to the Marsh & McLennan Agency General Counsel, you will be responsible for advising senior management at MMA about risk and compliance issues, and leading a team of colleagues ac...

Reporting to the Chief Financial Officer, with additional accountability to the First Deputy Commissioner on investigative matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not be limited to:. NYC Aging seeks...