The Compliance and Training Analyst (CTA) reports to the Director of the Office of the Institutional Animal Care and Use Committee (IACUC) at Columbia University. Perform compliance audits of research documentation to include data integrity review of study files. Track protocol deviations and identi...
Claims Compliance Remediation Analyst. The Claims Compliance Remediation Analyst will support the Director of Claims Support to ensure claims rules, guidelines, documents, policies and procedures, reporting, job aides, training, and other key components are compliant with CMS and NYSDOH regulatory e...
A company is looking for a Senior Compliance Analyst in Chicago, IL or Remote. ...
Reporting directly to the SVP, Deputy Chief Compliance Officer, the Compliance Analyst will assist with the design and daily responsibilities of the compliance program for Capital Partners, managing a range of legal, regulatory and compliance risks associated with third-party capital management in a...
A company is looking for an Intake Compliance Analyst II. Key Responsibilities:Work closely with attorneys to identify conflicts of interest in new businessResearch and analyze potential conflicts of interest and prepare detailed reportsEnsure compliance with firm policies and laws in new business i...
CIFC’s Legal and Compliance team is seeking a junior professional to collaborate closely with the Chief Compliance Officer to provide generalist compliance support. CIFC has over 200 employees and its legal and compliance team is based in New York and London. This position presents an opportunity to...
A company is looking for a Domain Compliance Analyst. ...
The Compliance Analyst will be a part of the investment compliance team and will primarily focus on compliance with the Investment Company Act of 1940 ("'40 Act") and the Investment Advisers Act of 1940. Apollo is seeking a Compliance Analyst to join its growing global team of professional...
As a Compliance Analyst, you will play a crucial role in maintaining the integrity of the Firm's operations. Your responsibilities will span across various aspects of legal and compliance, particularly assisting the AML/KYC team. You will be tasked with maintaining internal compliance records, coord...
The Senior Regulatory Operations Analyst is an advanced-level professional position responsible for a wide range of tasks in support of various regulatory compliance functions in Market Regulation and Transparency Services (MRTS), including those related to managing conflicts of interest-related com...
In addition, the position is responsible for SOX, compliance inquiries and vendor management requests. Keep current on industry accounting issues and literature to ensure companywide compliance and application. Work collaboratively with external auditors and other outside sources to ensure accountin...
Reporting directly to the SVP, Deputy Chief Compliance Officer, the Compliance Analyst will assist with the design and daily responsibilities of the compliance program for Capital Partners, managing a range of legal, regulatory and compliance risks associated with third-party capital management in a...
Blackstone is the world's largest alternative asset manager.We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work.We do this by using extraordinary people and flexible capital to help companies solve problem...
Collaborating with cross-functional teams, such as Compliance, Risk, Data Science and Investigations, to ensure compliance with AML (Anti-Money Laundering) regulations and requirements. Strong knowledge of AML (Anti-Money Laundering) regulations and compliance requirements. ...
Provide support to members of the underwriting department in the area of compliance operations and procedures. ...
We are seeking a Compliance Analyst in New York to join the Canvas Compliance team. Main point of contact for Compliance related items for Canvas Research Analysts;. Participate in Compliance training for Canvas Research Analysts; and. In this role, you will work as a member of the Canvas Compliance...
If you have any concerns or queries about your personal information, please feel free to contact our compliance team at businessexcellence@aptask. ...
Morgan Stanley's Information, and Records Management Compliance Group (the Group) is part of the Firm's Privacy, Technology and Data Compliance team, which provides Compliance coverage and guidance to the Firm's Business Units and Infrastructure Divisions across all regions and jurisdictions. Compli...
Portfolio Compliance Analyst - CLO/Loan Products. The Compliance Team specializes in providing fund compliance services for asset/fund managers, across a variety of leveraged loan funds such as CLOs and Separately Managed Accounts. Reviewing fund documents (indenture/IMAs), modeling and maintaining ...
Do you have an eye for detail and a passion for developing innovation solutions? Join our team! The Sr Supply Chain Compliance Systems Analyst is responsible for overseeing the compliance of SNC's Source-to-Pay (S2P) system areas such as application development, application compliance, systems compl...
Bachelor's degree plus 5 years of related industry experience, or equivalent business experience, or successful completion of at least 1 year as an Associate Principal Analyst. ...
S&P is seeking an experienced & motivated Account Analyst to support the routine data reconciliation function within the Compliance Services group. The individual will be responsible for designated client funds covered by the Compliance Services outsourcing platform. The Compliance Services platform...
DSNY is seeking four Contracts and Compliance Analysts to join the Bureau of Commercial Waste. The Contracts and Compliance Unit ensures that awardees meet all their contractual obligations regarding proper operations, recycling, safety and training, pricing, customer service, infrastructure, and di...
Collaborating with cross-functional teams, such as Compliance, Risk, Data Science and Investigations, to ensure compliance with AML (Anti-Money Laundering) regulations and requirements. Strong knowledge of AML (Anti-Money Laundering) regulations and compliance requirements. ...
Conducting due diligence reviews (for example, financial crimes concerns) of clients during the account opening process .Conducting monitoring and surveillance of transactions, employee activities andmunications .Performing transaction and control-based testing of Firm processes and controls to miti...