Senior Information Security Compliance Analyst. Senior Information Security Compliance Analyst. This Senior Analyst will be responsible for developing, implementing, and maintaining comprehensive IT security governance frameworks, policies, and procedures to protect valuable information assets and e...
Solugenix is assisting a client, a prestigious health insurance company, in their search for an ....
Experience with ComplianceAlpha, MyCompliance Office, or other compliance administration technology. Larson Maddox is partnered with a private investment firm looking for a Legal & Compliance Analust to report to the General Counsel / Chief Compliance Officer (GC/CCO). Assist in the drafting of comp...
The Senior Global Trade Compliance Analyst performs the day-to-day management of all global trade compliance activities. Global Trade Compliance Analyst. The primary objective of this position is to assist the Compliance Manager with maintaining an import/export control structure consisting of opera...
COMPLIANCE ANALYST - BROKER DEALER INVESTMENT ADVISORYWHAT IS THE OPPORTUNITY?Colleague is responsible for assisting CNS Branch Manager with daily supervision of Broker Dealer and Investment Advisory activity. Review and approve daily compliance reports to ensure compliance with CNB, CNS, and regula...
Compliance position that has an advanced understanding of all plan types and facilitates more complex interactions with the Plan Consultants. Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan ...
The Compliance Analyst reports into the Investment Compliance Team, which is primarily responsible for the oversight and management of regulatory compliance risk related to ISG's investment and trading activities. Using the compliance functionality of the firm's order management system, the Complian...
Cetera Financial Group is currently seeking an Advisory Compliance Analyst to sit within a team and be a part of a growing area of our firm and directly focused on the advisory side of our business. As an experienced analyst, you know how to uncover trends and tell meaningful stories through data. C...
Data Analyst - Compliance and Governance. Partner with legal, compliance, finance & accounting and support their audit requests. ...
SkillBridge & MilSpouse Fellowship Program, Operations Compliance Analyst (EH&S). The Compliance Analyst (Intermediate level) develops professional expertise while resolving an intermediate level variety of issues within a moderate scope. Maintains a moderate level of required compliance records in ...
The Senior Regulatory Operations Analyst is an advanced-level professional position responsible for a wide range of tasks in support of various regulatory compliance functions in Market Regulation and Transparency Services (MRTS), including those related to managing conflicts of interest-related com...
The Compliance Analyst reports into the Investment Compliance Team, which is primarily responsible for the oversight and management of regulatory compliance risk related to ISG’s investment and trading activities. Using the compliance functionality of the firm’s order management system, the Complian...
Under the general supervision of the Information Security Officer, the Information Security Analyst is responsible for ensuring the success of CSULB’s governance, risk, and compliance (GRC) program, and ensures that security policies, standards, procedures, and practices align with University goals ...
We have an exciting opportunity for a Senior Communications Compliance Analyst, Advertising Regulation:. FINRA is hiring a Senior Analyst for our Advertising Regulation group. With limited supervision and guidance, as needed, reviews communications with the public submitted by firms for compliance ...
Compliance Operations & Technology - Serve as the technical compliance partner who will proactively drive implementation of compliance requirements in relation to strategic planning, new feature releases, and technical builds for our Ads and Monetization business units - Provide guidance and support...
Compliance Business AnalystLos Angeles, CA (Remote)2-Month ContractJob ID 2024-9983 Solugenix is assisting a client, a prestigious health insurance company, in their search for an Compliance Business Analyst. Licenses/Certifications PreferredCertified HealthCare Compliance (CHC)Certified in Healthca...
About the TeamHR Compliance and Governance focuses on various legal and external regulatory requirements for human resources, such as cross-border travel compliance, cooperation with employee representative bodies, and the setup of new hiring entities. Our main goals are to ensure the company compli...
Cetera Financial Group is currently seeking an Advisory Compliance Analyst to sit within a team and be a part of a growing area of our firm and directly focused on the advisory side of our business. As an experienced analyst, you know how to uncover trends and tell meaningful stories through data. C...
As a Federal Risk and Authorization Management Program (FedRAMP) Analyst you will be responsible for providing expert guidance and support to the MSI Video Security and Access (VSA) team(s) seeking FedRAMP compliance and authorization to operate within the federal government. Regularly consult with ...
Splunk is looking for a motivated Senior Analyst who is passionate about delivering technology assurance, advisory, compliance and risk management services to the company. You will ensure proper identification and mitigation of risks / processes / internal control gaps that have potential operationa...
Bachelor's degree plus 5 years of related industry experience, or equivalent business experience, or successful completion of at least 1 year as an Associate Principal Analyst. ...
As a Technical Software License Compliance Analyst and Auditor, you will be responsible for ensuring Broadcom customers adherence to software licensing agreements through technical analysis, audits, and compliance monitoring. Establish Key Performance Indicators (KPI’s) and generate regular reports ...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
Responsibilities include but are not limited to: - Understanding USDS compliance requirements including data security, data governance and being able to answer business driven oncall inquiries - Reviewing and escalating data compliance issues as required via oncall intake process - Collaborating wit...
Our large crypto company is looking for a contract Compliance Analyst. Each unit is made up of L2 complaints analysts responsible for production work - they are expected to accurately review and respond to complaints within service levels and provide investigation notes and observations to the CX Le...