To provide support to the Head of Compliance Assurance the Compliance team with analysing compliance risk data and risk frameworks within Compliance. To support the Head of Compliance Assurance in actively and effectively managing the Compliance training platform and regulatory advice and risks. To ...
The Senior Regulatory Operations Analyst is an advanced-level professional position responsible for a wide range of tasks in support of various regulatory compliance functions in Market Regulation and Transparency Services (MRTS), including those related to managing conflicts of interest-related com...
To provide support to the Head of Compliance Assurance the Compliance team with analysing compliance risk data and risk frameworks within Compliance. To support the Head of Compliance Assurance in actively and effectively managing the Compliance training platform and regulatory advice and risks. To ...
As a Technical Business Analyst, you will play a key role in the delivery of business requirements. Strong experience working with Trade Surveillance, Compliance, Regulatory Reporting. Work closely with the Compliance Stakeholders to ensure functional / Technical requirements are clearly specified. ...
Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. Partici...
We are seeking a Senior Financial Analyst, Sarbanes-Oxley (SOX) Compliance and Controls to join our team within the controllership function of Broadridge Financial Solutions, reporting to the Senior Director, SOX Compliance and Controls. Assist in the preparation of reports and presentations for man...
Risk and compliance Business Analyst. Domain|Global Compliance|RnC Risk Management. Experience as an IT BA - working on Risk and compliance Domain. Extensive experience in top 20 US financial organization with Risk and compliance applications. ...
Provide ongoing support related to compliance advisory coverage and monitoring of various banking activities for compliance with key regulations issued by City National Bank's ("CNB"), primary U. Provide ongoing support related to compliance advisory coverage and monitoring of various bank...
As a Technical Business Analyst, you will play a key role in the delivery of business requirements. Strong experience working with Trade Surveillance, Compliance, Regulatory Reporting. Work closely with the Compliance Stakeholders to ensure functional / Technical requirements are clearly specified. ...
The IT compliance analyst is a critical role to our compliance program. Work collaboratively with Security Compliance and Legal teams to identify and manage privacy, data protection risks, and compliance requirements to help meet stakeholder expectations. Make broad recommendations on improving comp...
The position will support the Compliance and ERM teams in identifying and implementing best practices and strategic initiatives, as well as develop, administer and maintain new tools, processes and procedures to ensure compliance with company code of conduct, policies, and applicable laws. Managing ...
That is why we are currently seeking the newest innovator to join our dynamic team as a SCM Compliance Charge Reduction Analyst in Englewood Cliffs, NJ. Responsible for working cross functionally to help identify and execute plans to improve on time performance and reduce compliance penalty risks. T...
This team is responsible for assessing compliance risks and controls implemented by the first and second line of defense; performing compliance testing and monitoring activities to assess the design and effectiveness of compliance controls within the Bank and at fintech partners; reporting and escal...
The Senior Trade Compliance Analyst role is responsible for supply chain data analysis, with focus on tariffs cost and freight costs. Assist in the implementation of corrective actions resulting from internal audits and compliance issues. Experience with import trade activities and custom compliance...
The Senior Trade Compliance Analyst role is responsible for supply chain data analysis, with focus on tariffs cost and freight costs. Assist in the implementation of corrective actions resulting from internal audits and compliance issues. Experience with import trade activities and custom compliance...
Assist in the preparation of reports and presentations for management, Auditmittee and external auditors on the status of SOXpliance efforts.Work closely with the SOX PMO team to ensure that all necessary controls and processes are in place to meet regulatory requirements.Assist in the development a...
We are seeking a Financial Analyst, Sarbanes-Oxley (SOX) Compliance and Controls to join our team within the controllership function of Broadridge Financial Solutions, reporting to the Senior Director, SOX Compliance and Controls. Assist in the preparation of reports and presentations for management...
The IT Compliance Analyst for our client is responsible for ensuring our compliance with Sarbanes-Oxley 404 (SOX) reporting requirements, and assisting in our other Information Technology initiatives, such as implementation of SOX framework, reviewing/validating SOC reports and assure that our syste...
Participates in other special projects as required, including IT compliance initiatives, risk assessments, policy development and compliance with SOX 404. The position also assists IT control owners with control design, standards and opportunities for efficiencies as it relates to CHUBB’s Global IT ...
Managing compliance systems, performance monitoring, implementation, and operational support of information technology systems (such as SAI 360) for the Compliance department,. Using technologies (Excel, PowerPoint, Power BI) to build and enhance risk and compliance data analysis and reporting. Cond...
Bachelor's degree plus 5 years of related industry experience, or equivalent business experience, or successful completion of at least 1 year as an Associate Principal Analyst. ...
This team is responsible for assessing compliance risks and controls implemented by the first and second line of defense; performing compliance testing and monitoring activities to assess the design and effectiveness of compliance controls within the Bank and at fintech partners; reporting and escal...
As a Technical Business Analyst, you will play a key role in the delivery of business requirements. Strong experience working with Trade Surveillance, Compliance, Regulatory Reporting. Work closely with the Compliance Stakeholders to ensure functional / Technical requirements are clearly specified ....
Assist with compliance monitoring reviews which audits the effectiveness of the internal controls as reflected in the related Prudential Regulations compliance programs. Assist the team with managing Audit or Compliance Testing issues, including tracking, monitoring and reporting on the progress of ...
Provide ongoing support related to compliance advisory coverage and monitoring of various banking activities for compliance with key regulations issued by City National Bank’s (“CNB”), primary U. Provide ongoing support related to compliance advisory coverage and monitoring of various banking activi...