We're seeking a Senior Compliance Analyst to join our team! Supports the UPH Chief Compliance Officer, System Privacy Officer, and department directors with data analytics, database management, auditing, and investigations. Assist the Chief Compliance Officer in ensuring compliance with federal and ...
Compliance position that has an advanced understanding of all plan types and facilitates more complex interactions with the Plan Consultants. Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan ...
Job DescriptionThe Government Information Technology and Security Team (GITS) is made up of highly experienced security professionals with skills ranging from solutions architecture and information security to application development and service operations, and includes regulatory compliance oversig...
As a Senior Compliance Analyst you will be providing compliance support for Principal Advised Services, an SEC-registered investment adviser, core regulated activities. Perform various compliance tests at the direction of Principal Advised Services Chief Compliance Officer and assist with 206(4)-7 a...
Compliance position that has an advanced understanding of all plan types and facilitates more complex interactions with the Plan Consultants. Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan ...
The Compliance Analyst - Audit is part of the Internal Auditfunction within OUR CLIENT’S TPA to provide assurance to the Board and theAudit Committee on the effectiveness of risk management, internal control andgovernance processes. ...
The Compliance Analyst will assist Life Care Services LLC ("Life Care Services") and its business functions (. Providing Year End Reports of Compliance services. Working with the Community’s local counsel to obtain his or her approval on legal documents and policies drafted by Compliance. Work regul...
Cetera Financial Group is currently seeking an Advisory Compliance Analyst to sit within a team and be a part of a growing area of our firm and directly focused on the advisory side of our business. As an experienced analyst, you know how to uncover trends and tell meaningful stories through data. C...
We are seeking a skilled and experienced cross-functional Governance, Risk, and Compliance consultant that can work with IT Compliance and IT Risk on assessments, testing, reporting, and risk analysis within the Information Security Program. Compliance (5 years of experience is required). ...
Role: Compliance AnalystJob Description •Identification and management of the TPA’s compliance risk. Implementation of the Compliance Plan, such as the implementation and review of specific policies and procedures, compliance risk assessment, and compliance testing. Role reports to Operations Compli...
Performs data analysis to identify root cause of potential non-compliance, recommends process improvements to close gaps, and develops solutions to monitor ongoing compliance. Performs complex data analysis to uncover patterns, trends, and anomalies related to ethics and compliance processes, includ...
As an experienced analyst, you know how to uncover trends and tell meaningful stories through data. The Senior Examiner conduct audits of branch offices to determine compliance with FINRA, SEC and State regulatory requirements, as well as firm policies and procedures. Minimum of five (2) years of re...
Compliance Senior Analyst, Independence Consultation – Business Relationships, Independence & Conflicts Network (ICN). Do you have a focus on compliance with regulations and policies? Are you passionate about quality-assurance and risk-management in a professional services environment? Then our Inde...
Performs assigned compliance audits and reviews to ensure adherence to company policies and regulatory requirements. Completes the reporting process and the Market Conduct Annual Statement, including the company’s federal AML, OFAC and IRS Form 8300 compliance efforts. Collaborates with people leade...
The Compliance Analyst– Complaint Management is accountable for managing all aspects of consumer complaint handling ensuring compliance with any applicable regulatory and legal requirements. Responsible for resolving complex operational and compliance issues. Ensures adherence to compliance procedur...
The Senior Compliance Analyst (Advertising Review) plays a crucial role in upholding the integrity and regulatory compliance of all advertising and marketing materials. Compliance Analyst is responsible for ensuring and enabling the adherence to advertising compliance policies by reviewing and appro...
Ensures compliance with approved authorizations. Participates in conducting internal compliance audits on a periodic basis. ...
This job works collaboratively to support of all risk and compliance assessment activities of Highmark Health across a broad range of frameworks including NIST, HITRUST, PCI, HIPAA, SOC, MAR, CMS, JCAHO, etc. Collaborate and communicate with Information Security, Privacy, Procurement, Audit, Complia...
Coordinate internal investigations, in consultation with UPH Legal Counsel and UPH Chief Compliance Officer, related to compliance issues/concerns (including referrals from the Compliance Helpline) and compile information for review with the Compliance Committee to determine appropriate action. Ensu...
The Product Success Manager - Governance, Risk & Compliance (GRC) at Workiva plays a crucial role in driving product adoption and growth success. Collaborating with the customer success team, the Product Success Manager monitors system health, delivers customer programs, and facilitates communicatio...
The Compliance Manager will also be responsible for developing and implementing policies and procedures to ensure compliance with applicable laws and regulations, providing support and guidance to management and staff on compliance matters, and overseeing the completion of internal audits and compli...
Finance Risk & Compliance, and we give finance execs the sounding board they need. Whether we’re breaking down meaningful analytics, designing the perfect finance platforms, or building from current risk and compliance models to get ready for the future, we solve our clients’ toughes...
To create comprehensive reporting and analysis of statistical data; to monitor data for processing and procedures issues; and to support performance initiative by providing technical support and training to colleagues. Ensures data integrity; develops and produces reports utilized in measuring data ...
Key Skills• API Integration • Cloud Architectures • Data Analysis • Data Architecture • Data Governance • Data Management • Data Mining • Data Modeling • Data Visualization • Data Warehousing#LI-NR1It's not just what we do; it's how we do it. Alliant Energy is seeking a motivated Senior Data Analyst...
With Farm Bureau Financial Services, our clients/members can feel confident knowing their family, home, cars, and other property are protected. Mentor System Test Analysts in all areas of testing and automation development practices. ...