The Compliance Manager will also be expected to provide some support to Dynasty’s internal compliance initiatives typically associated with the operation of an RIA and BD compliance program and will work in tandem with the VP of Internal Compliance and team. A client-facing and fast-paced role...
This position involves project management of code compliance projects, including reviewing plans, providing technical support, conducting inspections, monitoring project process for performance and budgetary conditions, proposal preparation, as well as attending project site meetings, and assisting ...
This position supports the Internal Audit team, specifically focusing on supporting audits over the Bank's regulations, compliance risk management and integrated audits of the compliance risk and the compliance risk management program (i. This role will manage regulatory compliance audits performed ...
The Execution Group Manager is a senior professional responsible for performing risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation ...
Manages NAFTA/USMCA compliance program to ensure compliance. Maintains company-wide Export Management System, ensuring compliance with. Updates import-export compliance manuals - standard operating procedures regulations. Performs audits to evaluate compliance levels and effectiveness of procedures,...
The Audit Manager is an intermediate level role responsible for performing moderately complex audits and assessments of Citi’s risk and control environments in coordination with the Audit team. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the...
As a Manager, you'll work as part of a team of problem solvers, helping to solve complex business issues from strategy to execution. The Partner Tax Preparation Advisors program (PTPA) team is a national team comprised of dedicated tax professionals who serve as trusted advisors that provide tax com...
To support us on our mission, we are looking for a talented and highly ambitious Head of Risk and Compliance. In this role, you will be responsible for coordination with and between internal departments and external stakeholders, such as regulators and auditors, to ensure compliance and manage risks...
The Wounded Warrior Project (WWP) Community Partnerships & Investments (CPI) Grants and Compliance Manager leads and supports efforts to implement the strategic investment and partnership strategy and advance WWP's mission and vision. The CPI Grants and Compliance Manager oversees the implementa...
Reporting to the Director, US Supply Chain, this Supply Chain Compliance position is responsible for reviewing and approving Procurement/Subcontract documentation for compliance with regulations and policies. Guide compliance discussions with the Supply Chain Team on non-compliances, record, track, ...
The HR Compliance Manager is responsible for developing, implementing, and managing a comprehensive compliance program to ensure adherence to federal, state, and local regulations. Develop and update compliance policies, guidelines, and training programs to educate employees on compliance requiremen...
The Consumer Compliance Manager role leads Crowe’s regulatory compliance projects, including compliance audit and testing, program and risk assessments, and regulatory remediation. Demonstrated experience overseeing and performing regulatory compliance reviews or providing other compliance managemen...
POSITION OVERVIEW This position reports to the Senior Manager of Airfield Operations & Compliance and is responsible for overseeing and managing various airport programs and projects to ensure efficient and effective operations. The Airport Manager of Airfield Compliance will work closely ...
The Compliance Manager will have accountability and ownership over compliance investigations, compliance monitoring, compliance training, policy writing and enforcement, and ensuring the company maintains a highly effective compliance program. CONMED’s Legal Department to support the Senior Director...
The Surplus Lines Compliance Manager will lead the surplus lines team and be part of The Baldwin Group’s Insurance Operations Compliance Team (IOCT). Surplus Lines Compliance Manager. Working at the direction of the Chief Compliance Officer to design, implement, and enforce compliance strategy, poli...
Compliance Manager- Capital Markets Branch Exams (Remote)-2402609. Reports compliance program status and activities to compliance and business management. Under intermittent supervision, uses extensive knowledge and skills obtained through education and experience in securities and/or the banking in...
Manager / Senior Manager, Compliance & Reporting Specialist. KPMG is currently seeking a Manager / Senior Manager to join our Global Compliance Management Services practice. Collaborate with and guide internal teams and clients through transition and execution of corporate compliance engagements, in...
As the Compliance & Controls Manager for US Payroll, you will be responsible for managing a team and executing on key compliance processes and initiatives. Leverage historical audit performance data to understand risk and compliance performance, determine root cause for gaps in compliance, and to cr...
What You'll Do This position involves project management of code compliance projects, including reviewing plans, providing technical support, conducting inspections, monitoring project process for performance and budgetary conditions, proposal preparation, as well as attending project site meetings,...
Manages all aspects of the North America field compliance program; supports the management of the North America Compliance team and all elements of the North America compliance program including conducting risk assessment(s), implementing and training on relevant policies & procedures, and assis...
The Wounded Warrior Project (WWP) Community Partnerships & Investments (CPI) Grants and Compliance Manager leads and supports efforts to implement the strategic investment and partnership strategy and advance WWP’s mission and vision. The CPI Grants and Compliance Manager oversees the implementation...
Proven experience as an Executive Reporting Manager or in a similar leadership role Lead and manage a team of 3-4 employees Provide support and guidance, create a positive and motivating work environment Ensure collaborating and efficient communication Ensure goals and objectives are met and in alig...
Experience testing Second Line of Defense Compliance and Compliance Testing functions, complaints, and regulatory change management. Makes recommendations for severity ratings to Senior Audit Manager (SAM)/Director. Experience performing internal audits, external audits, or applying audit, risk, or ...
Experienced/career level compliance position that supports the compliance program activities and deliverables of a Medicaid managed care organization. In partnership with and under the direction of the Chief Medicaid Compliance Officer and Medicaid Compliance leadership team, this position will help...
Manager Clinical Trials Regulatory Compliance . Quality/Risk Management Regulatory Compliance. ...