This is a general application for compliance professionals in the life sciences sector. ...
The Chief Compliance Officer will also lead the firm's compliance function. The Chief Compliance Officer will provide executive leadership and strategy to compliance, risk management, control & operations of the firm. A dynamic and growing SEC registered investment adviser with approximately $7 ...
The Office of Research Compliance is in need of a Quality Assurance Officer (QAO) for the National Emerging Infectious Diseases Laboratories (NEIDL) at Boston University. The QAO will review audit responses to assure that appropriate action is taken to bring a study into compliance and will provide ...
The Legal Counsel & Compliance Officer, Americas will lead the compliance function in the Americas, driving healthcare compliance as well as employment and related compliance activities and will provide legal support across the Sirtex business globally. Lead the compliance function in the Americ...
As a member of the SSGA senior most Operating Group, Executive Management Group and Senior Leadership Team as well as the Corporate Compliance function, provide collaborative compliance technical advice and consulting as a subject matter expert to the SSGA Chief Executive Officer, Global Corporate C...
Portfolio Compliance Officer, Mercer Investments. This role reports directly to the Chief Compliance Officer, Canada Investments. Mercer's US & Canada Investments Compliance team is seeking candidates for the following position based in the New York or Boston office. This position plays a critical r...
Identifies issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to resolve them. ...
The Compliance Officer will be a member of the Legal, Compliance & Risk Group and will report to the Head of Core Compliance, Americas, working closely with other compliance professionals and attorneys. Core Regulatory Compliance Officer. The Compliance Officer's primary responsibilities will includ...
The SVP of Compliance (SVP), HUB Retirement and Private Wealth (RPW), will be a highly visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely RPW senior leadership to collectively support the growing RPW business. This is a unique oppo...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
Serves as MWRA's Americans with Disabilities Act (ADA) chief compliance officer. A strong understanding of state and federal employment grant compliance regulations and the principles and practices of affirmative action, contract compliance and personnel administration as acquired through at least t...
QUALITY ASSURANCE OFFICER, Research Compliance. The Office of Research Compliance is in need of a Quality Assurance Officer (QAO) for the National Emerging Infectious Diseases Laboratories (NEIDL) at Boston University. The QAO will review audit responses to assure that appropriate action is taken to...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Global Regulatory Compliance, Mutual Funds is a five-person team responsible for overseeing the compliance programs of the US domiciled registered investment companies for the Chief Compliance Officers. Support the Chief Compliance Officers (CCOs) in the preparation, assembly, and dissemination of t...
We are looking for a highly motivated and experienced Compliance Officer, AVP to join our dynamic Bank Policy & Advisory (BP&A) team in Corporate Compliance. Additionally, the BP&A Compliance Officer will design, execute, and enhance advisory reviews to demonstrate oversight of compliance with polic...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Reporting to the University Chief Research Compliance Officer, the Research Compliance Officer (RCO) works closely with various stakeholders to develop and implement research compliance policies. Sponsored Programs Administration Offices, Compliance Units, Human and Animal Subject Protection Program...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Oversees the compliance efforts of the HIPAA Security Officer and HIPAA Privacy Officer as they relate to maintaining current policy and procedure, employee training upon hire and annually, and the reporting of violations and corrective actions. Ensures the Harvard University Compliance Hotline is p...
With the input and approval of the Board Audit & Compliance Committee, reviews and revises the company’s existing compliance policies and procedures as necessary to implement the compliance program and to identify and address potential areas of vulnerability regarding compliance with Federal hea...
Portfolio Compliance Officer, Mercer Investments. This role reports directly to the Chief Compliance Officer, Canada Investments. Mercer’s US & Canada Investments Compliance team is seeking candidates for the following position based in the New York or Boston office. This position plays a critical r...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
The Assistant Director, Research Compliance will work under the oversight of Dana-Farber Cancer Institute's VP of Research Integrity, to grow and manage the activities of a high quality, robust, and sustainable research compliance program. Requirements Assists the Research Integrity Officer (RIO) an...
Compliance/ Audit Officer – To $150K – Boston, MA – Job # 3357. Extensive knowledge of compliance risks and experience in building effective compliance programs. Compliance Manager role in the Boston, MA market. The successful candidate will be responsible for coordinating the development, implement...