Under the direction of the Compliance Officer, conduct monitoring and periodic testing of compliance with laws and regulations in line with the Bank's compliance monitoring program. Assists the Compliance Officer in working with Internal Auditors and regulatory examiners collecting and preparing doc...
QUALITY ASSURANCE OFFICER, Research Compliance. The Office of Research Compliance is in need of a Quality Assurance Officer (QAO) for the National Emerging Infectious Diseases Laboratories (NEIDL) at Boston University. The QAO will review audit responses to assure that appropriate action is taken to...
The Allspring Global Sales Practice Compliance team is seeking a Compliance Officer who will be responsible for assisting in the review of global marketing communications. Support compliance's review and approval of advisor/broker dealer and international marketing materials and various other electr...
The Senior Compliance Oversight Officer's primary role is to assist the CCO (Chief Compliance Officer) and Deputy CCO in leading the department's compliance and risk management program. Aon Investments USA is looking for Senior Compliance Oversight Officer, Investments. Your impact as a Senior Compl...
The Chief Compliance Officer will also lead the firm's compliance function. The Chief Compliance Officer will provide executive leadership and strategy to compliance, risk management, control & operations of the firm. A dynamic and growing SEC registered investment adviser with approximately $7 bill...
State Street Global Advisors (“SSGA”) Compliance team is looking to hire a Compliance Analyst, Officer to join the SSGA North America Compliance team. The SSGA Compliance team works to ensure that SSGA meets all regulatory requirements globally and is a trusted partner for clients on regulatory and ...
The Allspring Global Sales Practice Compliance team is seeking a Compliance Officer who will be responsible for assisting in the review of global marketing communications. Support compliance's review and approval of advisor/broker dealer and international marketing materials and various other electr...
The position is for a self-motivated Compliance Officer with technical aptitude providing regulatory and financial crime compliance oversight as part of the Global Compliance team. Responsibilities will include working closely with colleagues to assist in: designing and implementing compliance contr...
Job TitleCompliance Officer Quality Agreements. ...
Reporting into the Chief Compliance Officer of Allspring Funds Management, LLC, the Senior Compliance Analyst will primarily support the Compliance program functions of Allspring's retail managed accounts business. The Senior Compliance Analyst will provide oversight and challenge to business compli...
WHAT IS THE Small Business Self Employed (SB/SE)DIVISION?.A description of the business units can be found at: https://www.Vacancies will be filled in the following specialty areas:.SB/SE Exam- Examination Operations, Field Exam.The following are the duties of this position at the full working level...
We are looking for a Compliance Officer to join our team and the role can be fully remote. Compliance Officers help Marsh McLennan colleagues adhere to relevant laws and regulations, and to maintain the highest standards of ethical conduct, integrity, and professionalism. Compliance Officers create ...
Identifies issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to resolve them. ...
State Street Global Advisors (“SSGA”) Compliance team is looking to hire a Compliance Analyst, Officer to join the SSGA North America Compliance team. The SSGA Compliance team works to ensure that SSGA meets all regulatory requirements globally and is a trusted partner for clients on regulatory and ...
Reporting to the University Chief Research Compliance Officer, the Research Compliance Officer (RCO) works closely with various stakeholders to develop and implement research compliance policies. Sponsored Programs Administration Offices, Compliance Units, Human and Animal Subject Protection Program...
The Senior Compliance Oversight Officer’s primary role is to assist the CCO (Chief Compliance Officer) and Deputy CCO in leading the department’s compliance and risk management program. Aon Investments USA is looking for Senior Compliance Oversight Officer, Investments. Your impact as a Senior Compl...
The Allspring Global Sales Practice Compliance team is seeking a Compliance Officer who will be responsible for assisting in the review of global marketing communications. Support compliance’s review and approval of advisor/broker dealer and international marketing materials and various other electr...
With the input and approval of the Board Audit & Compliance Committee, reviews and revises the company’s existing compliance policies and procedures as necessary to implement the compliance program and to identify and address potential areas of vulnerability regarding compliance with Federal hea...
The position is for a self-motivated Compliance Officer with technical aptitude providing regulatory and financial crime compliance oversight as part of the Global Compliance team. Responsibilities will include working closely with colleagues to assist in: designing and implementing compliance contr...
The Assistant Director, Research Compliance will work under the oversight of Dana-Farber Cancer Institute's VP of Research Integrity, to grow and manage the activities of a high quality, robust, and sustainable research compliance program. Responsibilities Assists the Research Integrity Officer (RIO...
As apliance Officer, AVP you will:. ...
The overall mission of the Compliance Officer is to process driver applications from TNCs; request information from police departments, courts, and other agencies; process driver appeals; conduct research on the TNC industry; draft reports; assist Division auditors with auditing TNCs; assist with pr...
QUALITY ASSURANCE OFFICER, Research Compliance. The Office of Research Compliance is in need of a Quality Assurance Officer (QAO) for the National Emerging Infectious Diseases Laboratories (NEIDL) at Boston University. The QAO will review audit responses to assure that appropriate action is taken to...
The Office of Research Compliance is in need of a Quality Assurance Officer (QAO) for the National Emerging Infectious Diseases Laboratories (NEIDL) at Boston University. The QAO will review audit responses to assure that appropriate action is taken to bring a study into compliance and will provide ...
Please attach a current version of your resume and a cover letter that addresses the points listed under the section titled....