The Assistant Compliance Officer in our Atlanta HQ office will be responsible for assisting the Chief Compliance Officer with a variety of legal and administrative matters. Assist in the management of the firm Compliance Department, including but not limited to (1) continual review and analysis of l...
Review client investment management agreements and guideline documents to determine effective monitoring processes, including developing compliance rules in automated compliance systems. Candidate must display sound business judgment in driving results and creating and implementing creative business...
Department IT Employment Type Full Time Location USA, East Coast (Home based) Workplace type Fully remote Reporting To Lewis Cameron This role's hiring manager: Lewis Cameron View Lewis's Profile .What you’ll bring to the role .Digital Science is a technology company working to make research more ef...
The RoleCardless is seeking a Compliance Officer to join our stellar and growing Compliance team! The Compliance team is responsible for the successful launch of our custom cobrand credit cards in compliance with all relevant regulatory requirements. As a Compliance Officer, you will be responsible ...
The Branch Oversight Team within the PWM Compliance Unit is responsible for several core compliance functions, including branch office inspections, oversight of PWM Supervision, PWM recruit interviews, and general compliance training and support. The Compliance Officer will be responsible for discov...
The Compliance Officer plays a critical role in GoGlobal as we continue to expand and add new corporate services lines. The Compliance Officer will be leading Client Acceptance, Know Your Customer (KYC), Risk Management and Client Screening across the entire organization. We operate a direct solutio...
The Chief Compliance Officer will directly support Coinbase Asset Management and will be part of the Coinbase Institutional Compliance team, which supports all products and business lines within Coinbase Institutional, including: Prime Brokerage, Custody, Derivatives Exchange, Futures Commission Mer...
The Senior Compliance Officer is a professional who. The ideal candidate will have experience performing compliance testing for broker-dealers and RIAs. Manage compliance programs for clients. Conduct RIA and BD compliance tasks and testing- best execution review, trading review, billing review, ema...
As the Compliance Director, you will be responsible for managing workers’ compensation regulatory risk by ensuring business operations are performing in compliance with federal, state, and local laws. The Compliance Director will be responsible for the design, strategy, and management of an industry...
As an Assistant General Counsel, you will provide legal expertise and advice to Empower and its affiliated companies with respect to a broad range of complex legal matters. Ability to work as a team member, both within the Empower Workplace Solutions and Empower Personal Wealth legal team and with o...
Generally, requires at least fifteen years of experience as a practicing attorney. ...
The Alliance for Clinical Trials in Oncology Foundation is seeking an outstanding and goal-driven Chief Operating Officer (COO) who is eager to use their leadership and operational expertise to oversee business and clinical research operations, drive strategic growth, and increase efficiency and eff...
This position supervises the work of 1-2 compliance analysts in addition to the duties outlined below. This position reports to the 340B Program Manager and is responsible for leading all 340B program compliance and operations within the University Hospital covered entity. ...
Financial Crimes Compliance has the primary responsibility for the execution of Coinbase’s Anti-Money Laundering, Combating the Financing of Terrorism, Sanctions, and Anti-Bribery and Corruption Program. ...
Mabbett), an award-winning and industry leading environmental, health and safety (EHS) consulting and engineering firm, is seeking a part-time Environmental Compliance Auditor/Consultant to join our growing team. This opportunity is open to candidates who possess a strong environmental compliance au...
The Chief Information Security Officer (CISO) is responsible for establishing and maintaining a corporate-wide information security management program to ensure that information assets are adequately protected. Professional security management certifications, such as a Certified Information Systems ...
The role of the Compliance Analyst is to execute Mbanq’s compliance-as-a-service and regulatory-as-a-service functions, most importantly to carry out BSA/AML risk management responsibilities in an efficient and effective manner. In addition, the Compliance Analyst is responsible for KYB and KYC due ...
As an Associate Director, GPS Quality and Compliance a typical day might include the following:. We are seeking an outstanding individual to lead our GPS Quality & Compliance team. We hope you are excited about the opportunity to contribute the growth of our Quality and Compliance team. Developing a...
The Chief Technology Officer (CTO) position is assigned to the Executive Team, reporting to the Chief Operating Officer. The Center for Internet Security (CIS) makes the connected world a safer place for people, businesses, and governments through our core competencies of collaboration and innovatio...
Compliance consulting company based in New Jersey looking to bring on board a “Director Of Compliance/Financial Crimes Client Development” to join their team. Understand the market, competition, and trends for compliance services. ...
The Judge Group is looking for a remote Chief Operating Officer for an Independent Medical Review Organization! For immediate consideration, please send updated CV to Eric Landes at Operating Officer (COO). As the Chief Operating Officer (COO) of our organization, you will be responsible for oversee...
Research Director, Risk, Financial Crime, and Compliance. The Research Director will be responsible for the development of research for IDC Financial Insights global coverage in risk management, financial crime detection and prevention, and regulatory compliance. Focus on compliance regulators aroun...
This position drives compliance to the CSMP within the division in which they are assigned in order to ensure adherence to applicable regulations impacting the business and assure appropriate aspects of an effective compliance program are established and maintained across the enterprise. Based on th...
This position is responsible for providing legal counsel and support to the company’s real estate and corporate operations, supporting a range of critical activities in various business units including Leasing, Property Management, Tenant Coordination, Construction, Asset Management, Fund and Corpor...
An experienced professional who is responsible for overseeing and upholding compliance with information security and risk management by global standards and industrial/ISO standards. Assist senior staff at HQ to implement and deliver ad hoc projects and ensure operational compliance and quality ( ES...