Compliance Officer: Average Salary in Concord, NC in 2024
Find out what the average Compliance Officer salary is in Concord, NC
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Senior Compliance Officer
Reporting into the Chief Compliance Officer of Allspring Funds Management, LLC, the Senior Compliance Analyst will primarily support the Compliance program functions of Allspring's retail managed accounts business. The Senior Compliance Analyst will provide oversight and challenge to business compli...
Compliance Officer - Risk Evaluation
A company is looking for a Compliance Officer - Risk Evaluation and Assurance (REA). ...
Compliance Officer
The Allspring Global Sales Practice Compliance team is seeking a Compliance Officer who will be responsible for assisting in the review of global marketing communications. Support compliance's review and approval of advisor/broker dealer and international marketing materials and various other electr...
Global Deputy Chief Compliance Officer
A company is looking for a Global Deputy Chief Compliance Officer (Global Compliance Lead). ...
Senior Compliance Officer
Reporting into the Chief Compliance Officer of Allspring Funds Management, LLC, the Senior Compliance Analyst will primarily support the Compliance program functions of Allspring’s retail managed accounts business. The Senior Compliance Analyst will provide oversight and challenge to business compli...
Compliance Officer
A company is looking for a Chief Compliance Officer. ...
Contract Compliance Officer (CCO) - Part Time, 2nd Shift
We are seeking a Contract Compliance Officer (CCO)to join our team in Charlotte! The CCO is responsible for assisting with management of contract compliance for designated building maintenance services, as well as maintaining the relationship between City Wide and Independent Contractors. Ensure com...
Senior Compliance Officer
Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework. May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Ability to manage essential private fund advis...
AML COMPLIANCE OFFICER
Reporting into the Chief Compliance Officer, this person will manage a team of AML professionals and overseeing all aspects of organizational compliance with AML laws and regulations, internal reporting and interactions with regulators and FNZ Global Risk and Compliance. The AML Officer is responsib...
TAX SPECIALIST (TAX COMPLIANCE OFFICER (TCO)) 12 MONTH ROSTER
WHAT IS THE Small Business Self Employed (SB/SE)DIVISION?.A description of the business units can be found at: https://www.Vacancies will be filled in the following specialty areas:.SB/SE Exam- Examination Operations, Field Exam.The following are the duties of this position at the full working level...
LEAD COMPLIANCE OFFICER SWAP DEALER
Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of Compliance. Lead Compliance Officer Swap Dealer**. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively follo...
TAX SPECIALIST (TAX COMPLIANCE OFFICER) - DIRECT HIRE - 6-MONTH REGISTER
Large Business and International, Director, Withholding, Exchange and International Individual Compliance (WEIIC), DFO IIC. Identify issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to res...
Contract Compliance Officer (CCO) - Part Time, 2nd Shift
We are seeking a Contract Compliance Officer (CCO)to join our team in Charlotte! The CCO is responsible for assisting with management of contract compliance for designated building maintenance services, as well as maintaining the relationship between City Wide and Independent Contractors. Ensure com...
Lead Compliance Officer
Provide oversight and monitoring of business group risk based compliance programs Maintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk, over multiple business lines Establish, implement and maintain risk standards and programs to drive compliance ...
Senior Compliance Officer - Broker/Dealer
May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or ...
Lead Compliance Officer
As the Lead Compliance Officer, you will promote a strong Compliance culture throughout the Global Treasury Management line of business, overseeing Compliance priorities with senior management and communicating these priorities effectively. They are accountable for execution of all applicable risk p...
BDO Capital Advisors, President & Chief Compliance Officer
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Senior Lead Compliance Officer
This Senior Lead Compliance Officer will provide compliance leadership and guidance to the Private Wealth Trust and Fiduciary Investments team and the Bank trading desk. Senior Lead Compliance Officer. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crim...
Compliance Officer
The Allspring Global Sales Practice Compliance team is seeking a Compliance Officer who will be responsible for assisting in the review of global marketing communications. Support compliance’s review and approval of advisor/broker dealer and international marketing materials and various other electr...
Senior Compliance Officer
May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or ...
Deputy Compliance Officer
The Deputy Compliance Officer role supports the Chief Compliance Officer (CCO) in managing the Compliance function and will be responsible for providing guidance and oversight across the broker dealer’s compliance management program, ensuring that teams are proactively understanding regulatory requi...
Manager, Compliance Officer (Trust Compliance)
The Compliance Officer implements broader planning for Trust and Wealth business unit fiduciary compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within t...