The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...
Oversee and test compliance with relevant laws, regulations, internal protocols, and bank standards. Supervise vendor relations, including conducting initial due diligence assessments and monitoring vendor performance to uphold compliance with regulatory standards. Act as the main liaison with our b...
JCW is partnering with an Industrial Bank who is looking for a Compliance Officer to join their team. The Compliance Officer will play a critical role in ensuring that operations align with all relevant regulatory requirements, particularly in the context of the Banks partnerships with FinTech compa...
Realta Wealth, a leading independent wealth management organization partnering with accomplished advisors is seeking an experienced and visionary individual to fill the role of Chief Compliance Officer. Maintain and oversee a robust compliance testing and monitoring program to detect and address pot...
This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of expe...
MNPI exp, new marketing rules, fund formation, fund structuring.Comfortable working on a small team and with outside consultants.Office located in Orange County, California....
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
The Deputy Director of Program Management and Environmental Compliance will report to the Director, Caltrain Design and Construction-Program Management. Responsibilities will include overseeing all levels of environmental compliance for all phases of Caltrain’s capital project development and implem...
This Information System Security Officer (ISSO) Sr. Information System Security Manager (ISSM) in developing, maintaining and overseeing the cybersecurity of assigned F-35 systems at MCAS Miramar, CA. Lockheed Martin is a Cyber Security pioneer, partner, innovator and builder. Ensuring all applicabl...
Familiarity with industry standard compliance tools such as governance, risk, and compliance (GRC) platforms are a plus. We need extensive experience in compliance/Control Testing. ...
Develop and implement operational strategies aligned with company goals and objectives.Provide strategic direction to ensure efficient and effective operational functioning.Oversee daily operations at headquarters and new market offices.Ensure seamless integration and consistency across all location...
I'm the recruiter on this job and I'm writing this, not some ChatBot from an Elon Musk fever dream! My client is a development firm specializing in the acquisition, repositioning, preservation, and creation of affordable housing and they need a General Counsel. Manage outside counsel communications ...
The Affordable Compliance Specialist (“ACS”) reports to an Affordable Compliance Manager (“ACM”) and is primarily responsible for all aspects of the affordable housing programs associated with the communities in their assigned portfolio. Recommend affordable compliance strategy for new lease ups rel...
We have exclusively partnered with an AM 200 global law firm looking to hire an Employment Associate. You will be exclusively handling Employment law counseling and compliance with a large client pool of Fortune 500 companies. ...
Today, they are looking for a Compliance Director to lead a small team in regulatory compliance, ESG and CSR. Compliance Director | $300K+ | Hybrid/Flex: Carlsbad or San Jose. Experience with safety compliance standard and certification process w/ 3rd party labs. ...
Reporting into the Chief Compliance Officer this individual will serve as a generalist in the compliance department and will assist with day-to-day administration of the compliance program. A growing private fund manager is looking to hire a Compliance Director. Handle annual code of ethics and comp...
Our client, a real estate lending company, is in search of an experienced and driven Associate General Counsel to join our expanding legal team. This position will directly report to the General Counsel and will involve aiding in a broad spectrum of legal matters concerning mortgage lending operatio...
Associate General Counsel - Homebuilding. Experience playing a lead role in transactions, working directly with clients/opposing parties/counsel. ...
Keen to join one of the fastest growing consumer tech companies while we’re still scaling? Want to work for an organisation that values sustainability like you? Passionate about the opportunity to play a vital role in the creation of a fully fledged, scalable and global marketplace where you get to ...
LAFLA is currently accepting applications for the position of Chief Operating Officer. ...
Our client, a prominent national law firm, is seeking a Team Lead, Partner or Counsel who focuses on general liability for their LA office. This position may be a Counsel or Partner title. ...
We are seeking a dynamic and innovative General Counsel to lead our legal function. Some experience in understanding and providing counsel on foundational employment law regulations, and experience with, or ability to, manage relationships and retain counsel from external employment law firms as nee...
Today, they are looking for a Compliance Director to lead a small team in regulatory compliance, ESG and CSR. Compliance Director | $300K+ | Hybrid/Flex: Carlsbad or San Jose. Experience with safety compliance standard and certification process w/ 3rd party labs. ...