Compliance Officer: Average Salary in Fremont, CA in 2024
Find out what the average Compliance Officer salary is in Fremont, CA
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Regulatory Compliance Officer
Oversee and test compliance with relevant laws, regulations, internal protocols, and bank standards. Supervise vendor relations, including conducting initial due diligence assessments and monitoring vendor performance to uphold compliance with regulatory standards. Act as the main liaison with our b...
Compliance Officer
JCW is partnering with an Industrial Bank who is looking for a Compliance Officer to join their team. The Compliance Officer will play a critical role in ensuring that operations align with all relevant regulatory requirements, particularly in the context of the Banks partnerships with FinTech compa...
Chief Compliance Officer/Counsel
MNPI exp, new marketing rules, fund formation, fund structuring.Comfortable working on a small team and with outside consultants.Office located in Orange County, California....
Vice President, Chief Compliance Officer of Broker-Dealer and RIA
This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of expe...
Fuel Compliance Officer, 12-Month Register (AMENDED)
Experience in conducting investigations, analyzing basic business operations, verifying compliance with specific laws or activities in the petroleum industry. Experience analyzing complex business operations, verifying compliance with fuel tax laws or activities in the petroleum industry. ...
SVP/Compliance Officer
As a member of the Executive Team, and reporting to the Chief Executive Officer, the Chief People Officer (CPO)is directly responsible for the oversight of Human Resources, Workforce and Organizational Strategies, Marketing and. Proactively manages the company’s overall compliance risk management pr...
Portfolio Compliance Officer
Responsibilities include identifying, researching, analyzing, and recommending resolutions to potential portfolio compliance issues; preparing board and client reports; working with IT to implement new technologies for monitoring compliance; documenting processes, assisting in the implementation of ...
Compliance Officer I
PURPOSE OF POSITIONThe Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. DISTINGUISHING CHARACTERISTICSThis is the entry level in the Compliance Officer series. A minim...
Officer (Contract Compliance & Safety)
Officer, Contract Compliance & Safety. The Contract, Compliance & Safety Officer at San Jose Conservation Corps + Charter School plays a crucial role in ensuring adherence to contractual obligations and legal requirements. High School Diploma or GED + 6 years of relevant work experience in b...
ASSOCIATE INSURANCE COMPLIANCE OFFICER, DEPARTMENT OF INSURANCE
Under the direction of the Supervising Insurance Compliance Officer of the Special Investigative Unit Compliance Program, the incumbent will apply specialized regulatory techniques and procedures; compliance standards; and insurance codes, rules, regulations to conduct confidential and comprehensive...
IT Compliance Officer
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
BDO Capital Advisors, President & Chief Compliance Officer
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
REGIONAL COMPLIANCE OFFICER, HEALTH FACILITIES CONSTRUCTION
The Regional Compliance Officer (RCO), Health Facilities Construction (HFC), serves as the supervisor responsible for planning, organizing, and directing the activities of a multi-disciplinary team of staff in the performance of field review and construction observation of health care facility const...
Compliance Program Manager, FedRAMP
Serve as the liaison between Compliance SMEs, Product and Engineering to deliver initiatives, resolve blockers, influence decisions, and address questions, and balance product and business priorities with operational compliance requirements. We are seeking an experienced and driven Information Gover...
Environmental Compliance Specialist (Northern California)
Due to the growth of the organization, the Environmental Compliance Specialist is critical to our business goal of conducting our business in a manner that is protective of the environment and in compliance with applicable rules and regulations. It will serve as the main point of contact for our ope...
Compliance Audit Program Manager
The Compliance Audit Program Manager also develops compliance audit protocols, manages and conducts audits, drafts and presents audit reports and manages the corrective audit process to ensure proper remediation of deficiencies identified in audits. Compliance Audit Program Manager. The Compliance A...
Program Manager, Regulatory Compliance - Fleet
Program Manager, Regulatory Compliance - Fleet. We ensure compliance with a complex and dynamic range of global regulations. This role will be hybrid on-site in the Bay area and report into our Regulatory Compliance team. Help fulfill regulatory compliance requirements of a growing fleet of vehicles...
Payroll Compliance Analyst
A typical day as a Payroll Compliance Analyst might include the following:. Assist team to help determine a client's compliance with collective bargaining agreements that relate to their employee benefits. You are inquisitive and enjoy learning about various client business processes and traveling t...
Compliance Manager
Our client, a biotechnology research company, is looking for a Compliance Manager to join their team. Reporting to the Director of Compliance, this position will be responsible for working directly with internal and external stakeholders to ensure audits are properly executed with satisfactory resul...
Certified Director of Payroll Compliance - Strategic Planning
Ensure that payroll is paid in compliance with all Federal, State, possession or other jurisdictions tax and labor law requirements. ...
Certified Director of Payroll Compliance - Strategic Planning - Rosendin Electric Inc
Ensure that payroll is paid in compliance with all Federal, State, possession or other jurisdictions tax and labor law requirements. ...
Certified Director of Payroll Compliance - Strategic Planning - Rosendin Electric Inc
Understanding of collective bargaining agreements, preferably with a multi union entityUnderstanding of qualified retirement plans including union, 401(k) and ESOPPrior experience in global mobilityStrong understanding of per diem, travel, and moving expenses and other benefits associated with a gro...
Certified Director of Payroll Compliance - Strategic Planning - Rosendin Electric Inc
Ensure that payroll is paid in compliance with all Federal, State, possession or other jurisdictions tax and labor law requirements. ...
Quality Assurance Compliance Specialist (Biotech/Pharma)
Quality Assurance Compliance Specialist (Biotech/Pharma). The scope of this contract covers the role of Quality Assurance Specialist at the Newark Facility, to support compliance of all applicable computerized systems. In support of Client's Quality Systems and Compliance initiatives, Service Provid...
Certified Director of Payroll Compliance - Strategic Planning
Understanding of collective bargaining agreements, preferably with a multi union entityUnderstanding of qualified retirement plans including union, 401(k) and ESOPPrior experience in global mobilityStrong understanding of per diem, travel, and moving expenses and other benefits associated with a gro...