The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...
JCW is partnering with an Industrial Bank who is looking for a Compliance Officer to join their team. The Compliance Officer will play a critical role in ensuring that operations align with all relevant regulatory requirements, particularly in the context of the Banks partnerships with FinTech compa...
Oversee and test compliance with relevant laws, regulations, internal protocols, and bank standards. Supervise vendor relations, including conducting initial due diligence assessments and monitoring vendor performance to uphold compliance with regulatory standards. Act as the main liaison with our b...
This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of expe...
MNPI exp, new marketing rules, fund formation, fund structuring.Comfortable working on a small team and with outside consultants.Office located in Orange County, California....
Experience in conducting investigations, analyzing basic business operations, verifying compliance with specific laws or activities in the petroleum industry. Experience analyzing complex business operations, verifying compliance with fuel tax laws or activities in the petroleum industry. ...
As a member of the Executive Team, and reporting to the Chief Executive Officer, the Chief People Officer (CPO)is directly responsible for the oversight of Human Resources, Workforce and Organizational Strategies, Marketing and. Proactively manages the company’s overall compliance risk management pr...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Responsibilities include identifying, researching, analyzing, and recommending resolutions to potential portfolio compliance issues; preparing board and client reports; working with IT to implement new technologies for monitoring compliance; documenting processes, assisting in the implementation of ...
The Safety & Compliance Officer will manage all compliance documentation and conduct mandatory BGCA safety training, building a workforce well-versed in “Youth Protection Safety” to ensure a secure environment for all students and staff. Safety & Compliance Officer . Director of People ...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
Officer, Contract Compliance & Safety. The Contract, Compliance & Safety Officer at San Jose Conservation Corps + Charter School plays a crucial role in ensuring adherence to contractual obligations and legal requirements. High School Diploma or GED + 6 years of relevant work experience in b...
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
Responsible for all aspects of end-to-end operations of security operations; this includes evaluating the security threats, both internal and external, across the IT infrastructure, devising policies and controls in alignment with customers' policies and Gainwell internal security policies, and buil...
Responsible for all aspects of end-to-end operations of security operations; this includes evaluating the security threats, both internal and external, across the IT infrastructure, devising policies and controls in alignment with customers' policies and Gainwell internal security policies, and buil...
Security and Compliance Analyst. We are seeking a highly skilled and motivated Security and Compliance Analyst to join our dynamic team. The ideal candidate will play a crucial role in ensuring the security and compliance of our organization by supporting the implementation of ISO 27001 and conducti...
As the Director of Food Safety and Compliance, you will lead and drive food safety and regulatory compliance across all Weee! operational sites. Establish and manage comprehensive food safety and quality programs and procedures in compliance with federal, state, and local food safety regulations. Re...
Senior Security Governance, Risk, Compliance (GRC) Analyst. Assist to manage security compliance programs and activities that support various compliance regulations. Operations and improvements of security audit and compliance programs to support various compliance regulations. Reporting to the Dire...
Familiarity with industry standard compliance tools such as governance, risk, and compliance (GRC) platforms are a plus. We need extensive experience in compliance/Control Testing. ...
Today, they are looking for a Compliance Director to lead a small team in regulatory compliance, ESG and CSR. Compliance Director | $300K+ | Hybrid/Flex: Carlsbad or San Jose. Experience with safety compliance standard and certification process w/ 3rd party labs. ...
Today, they are looking for a Compliance Director to lead a small team in regulatory compliance, ESG and CSR. Compliance Director | $300K+ | Hybrid/Flex: Carlsbad or San Jose. Experience with safety compliance standard and certification process w/ 3rd party labs. ...
Supports the compliance manager in answering compliance escalations and questions as they are related to the program regulations, occupancy and qualifying requirements;. Monitor and enforce the accuracy of income and rent limits, utility allowance, unit mapping for regulatory compliance, and income ...
Assist in the development and maintenance of the compliance obligation library and compliance testing repository. Familiarity with industry standard compliance tools such as governance, risk, and compliance (GRC) platforms are a plus. Perform gap assessments of existing compliance policies, processe...
Develop and implement operational strategies aligned with company goals and objectives.Provide strategic direction to ensure efficient and effective operational functioning.Oversee daily operations at headquarters and new market offices.Ensure seamless integration and consistency across all location...
Dynamic alternative asset manager in Menlo Park is on the market for an Associate in Legal & Compliance to work closely with the firm's Managing Partner, General Counsel and Chief Compliance Officer. Familiarity with ComplianceAlpha, MyCompliance Office, or similar compliance tools. We are seeking a...