Compliance Officer - AVP (Los Angeles, California):. Our client, a $30B+ alternative asset manager, is seeking a Compliance Officer to join their lean team of 4. This new hire will work closely with the CCO as a true compliance generalist. Opportunity to work with a CCO who is excited to be a mentor...
Demonstrated experience working with auditors and regulators on all compliance related matters; conduct compliance audits, risk assessments, and coordinate regulatory responses as needed. Responsible for the ongoing development, implementation, and refinement of a comprehensive compliance program. A...
Oversee and test compliance with relevant laws, regulations, internal protocols, and bank standards. Supervise vendor relations, including conducting initial due diligence assessments and monitoring vendor performance to uphold compliance with regulatory standards. Act as the main liaison with our b...
MNPI exp, new marketing rules, fund formation, fund structuring.Comfortable working on a small team and with outside consultants.Office located in Orange County, California....
JCW is partnering with an Industrial Bank who is looking for a Compliance Officer to join their team. The Compliance Officer will play a critical role in ensuring that operations align with all relevant regulatory requirements, particularly in the context of the Banks partnerships with FinTech compa...
Demonstrated experience working with auditors and regulators on all compliance related matters; conduct compliance audits, risk assessments, and coordinate regulatory responses as needed. Responsible for the ongoing development, implementation, and refinement of a comprehensive compliance program. A...
Job Posting: Associate Insurance Compliance Officer (AICO). JC-432329 - Associate Insurance Compliance Officer (AICO). ASSOCIATE INSURANCE COMPLIANCE OFFICER, DEPARTMENT OF INSURANCE. Under direction of a Supervising Insurance Compliance Officer, the incumbent independently investigates, mediates, r...
As a key member of PIMCO’s Compliance team, the Deputy Chief Compliance Officer will have responsibility for providing strategic leadership and oversight for a broad range of compliance work, with particular emphasis on partnering with PIMCO’s Global Chief Compliance Officer to administer the firm’s...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Ensure compliance with Information Technology (IT) and ISO standards by tracking and implementing statutory and regulatory requirements. Investigate customer complaints and non-conformance issues relating to ISO compliance. ...
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
The Regional Compliance Officer (RCO), Health Facilities Construction (HFC), serves as the supervisor responsible for planning, organizing, and directing the activities of a multi-disciplinary team of staff in the performance of field review and construction observation of health care facility const...
Today, they are looking for a Compliance Director to lead a small team in regulatory compliance, ESG and CSR. Compliance Director | $300K+ | Hybrid/Flex: Carlsbad or San Jose. Experience with safety compliance standard and certification process w/ 3rd party labs. ...
Assist in the development and maintenance of the compliance obligation library and compliance testing repository. Familiarity with industry standard compliance tools such as governance, risk, and compliance (GRC) platforms are a plus. Perform gap assessments of existing compliance policies, processe...
This is a full-time hybrid role for a Compliance and Cybersecurity Manager position. The Compliance and Cybersecurity Manager will be responsible for ensuring that Stell complies with industry regulations related to cybersecurity. Act as the certifying compliance officer, potentially growing into a ...
Dynamic alternative asset manager in Menlo Park is on the market for an Associate in Legal & Compliance to work closely with the firm's Managing Partner, General Counsel and Chief Compliance Officer. Familiarity with ComplianceAlpha, MyCompliance Office, or similar compliance tools. We are seeking a...
We are looking for an experienced Chief Operating Officer (COO) to oversee our organization’s ongoing operations and procedures, ensuring the efficiency and scalability of our business model. ...
The Healthcare Compliance Specialist is responsible for assisting the management of the compliance program for the Össur Americas Business Units. Assist in managing Americas Compliance Committee and materials for the Quarterly Compliance Committee Meetings. This role is responsible for management of...
We have exclusively partnered with an AM 200 global law firm looking to hire an Employment Associate. You will be exclusively handling Employment law counseling and compliance with a large client pool of Fortune 500 companies. ...
The Regulatory Compliance Specialist assures, together with relevant functions, early and effective regulatory compliance assessments for new and existing ingredients and formulations leading to compliance by design of ingredients, labels, and communications. Title: Regulatory Compliance Specialist....
We are looking for a contract Compliance Consultant to play a crucial role in supporting the Code of Ethics compliance program, focusing on employee personal trading and outside business activity requirements. Key responsibilities of the Compliance Consultant include:. Conducting daily personal trad...
Ensure that payroll is paid in compliance with all Federal, State, possession or other jurisdictions tax and labor law requirements. ...
Frederick Fox is representing an Insurance company located in Irvine, CA locate a Chief Operating Officer. This is a full-time on-site role for a Chief Operating Officer at Frederick Fox located in Irvine, CA. The Chief Operating Officer will be responsible for daily operations management, business ...
Chief Operating Officer - US Market Expansion. We are seeking a visionary Chief Operating Officer (COO) to spearhead our client’s launch and expansion in the United States. ...
Are you passionate about shaping the future of compliance in a dynamic and innovative environment? We are looking for a seasoned Compliance Director to lead efforts in regulatory compliance, ESG, and CSR initiatives. If you are a strategic thinker with a passion for compliance and sustainability, we...