Required certifications/credentials - CHC (Certification in Healthcare Compliance), CHCP (Certification in Healthcare Privacy Compliance), CHRC (Certification in Healthcare Research Compliance). The Compliance Officer ensures the organization adheres to legal and regulatory standards, as well as int...
A company is looking for a Compliance Officer - Risk Evaluation and Assurance (REA). ...
QUALITY CONTROL AND COMPLIANCE OFFICER. Monitor new and/or revised laws and regulations affecting compliance as communicated via published communication alerts and/or corporate compliance directives. Assists the PB Unit with lending-related compliance issues. Ensures that all loans are in compliance...
A company is looking for a BSA Officer. ...
Reporting into the Chief Compliance Officer of Allspring Funds Management, LLC, the Senior Compliance Analyst will primarily support the Compliance program functions of Allspring's retail managed accounts business. The Senior Compliance Analyst will provide oversight and challenge to business compli...
A company is looking for a Compliance Officer. ...
Equity Smart Home Loans is seeking to expand its compliance department to further ensure compliance with federal, state, NMLS, CFPB and other related regulations. We are looking for an experienced real estate, lending, and compliance professional to advise on compliance requirements as well as expan...
The Chief Compliance Officer will collaborate with various departments to guarantee compliance with regulations and ethical practices. Coordinate and monitor day-to-day BSA/AML and OFAC compliance by maintaining appropriate Compliance Department staffing, both in quantity and qualifications, to perf...
Responsibilities include identifying, researching, analyzing, and recommending resolutions to potential portfolio compliance issues; preparing board and client reports; working with IT to implement new technologies for monitoring compliance; documenting processes, assisting in the implementation of ...
The Global Regulatory Compliance Officer/Manager will be responsible for cosmetic product registrations, screen products to make sure that we are up-to-date on all regulations, along with formula and raw material data. Evaluate formulas for compliance and safety. ...
This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of expe...
Looking to hire a dedicated Chief Compliance Officer, this person will be a part of the team’s executive leadership committee and will take full ownership of their compliance program efforts while also meaningfully contributing to their legal team. Execute the core of the compliance program: monitor...
Responsibilities include identifying, researching, analyzing, and recommending resolutions to potential portfolio compliance issues; preparing board and client reports; working with IT to implement new technologies for monitoring compliance; documenting processes, assisting in the implementation of ...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
A Tax Compliance Officer analyzes, interprets and enforces various tax, permit and fee liabilities, including the City business, parking and transient occupancy taxes and City permit ordinances through independent field and office investigations; may supervise other Tax Compliance Officers and cleri...
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...
Experience in a compliance-related area, such as export, import, trade sanctions, anti-corruption, government contract compliance. Standardizing and automating compliance assessments across countries, businesses, and legal entities. Developing and maintaining a comprehensive mapping of compliance ri...
A social services organization in California is looking to add a new Compliance officer to join their growing team in Los Angeles. Develop and implement a comprehensive compliance program that encompasses all relevant laws, regulations, and internal policies. Monitor and assess compliance risk, iden...
QUALITY CONTROL AND COMPLIANCE OFFICER. Monitor new and/or revised laws and regulations affecting compliance as communicated via published communication alerts and/or corporate compliance directives. WHAT IS THE OPPORTUNITY? Assists the PB Unit with lending-related compliance issues. Ensures that al...
The role of the Compliance Officer is to develop, administer and monitor the Bank’s programs for compliance with laws, regulations and rules governing operations and product offerings. The Compliance Officer will inform and educate appropriate personnel, senior management and the Boa...
The Global Regulatory Compliance Officer/Manager will be responsible for cosmetic product registrations, screen products to make sure that we are up-to-date on all regulations, along with formula and raw material data. Evaluate formulas for compliance and safety. ...
The Compliance Officer will provide leadership and support in the development, implementation and maintenance of compliance and risk management activities at our Venice Family Clinic. In this leadership role, the Compliance Officer will also supervise staff who support compliance activities, includi...
QUALITY CONTROL AND COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? Assists the PB Unit with lending-related compliance issues. Monitor new and/or revised laws and regulations affecting compliance as communicated via published communication alerts and/or corporate compliance directives. Minimum 7 years ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...