The Associate Manager - FCM Compliance Officer will assist the CCO and will provide compliance advisory services to Coinbase Financial Markets (CFM), the recently approved CFTC registered Futures Commission Merchant and member of the National Futures Association. Compliance Experience (ideally in Fu...
Direct efforts to communicate compliance programs, including written materials and training programs designed specifically to promote the understanding of compliance issues, laws and regulations, and consequences of non-compliance. Direct activities for system-wide audits established to investigate ...
The Chief Compliance Officer will directly support Coinbase Asset Management and will be part of the Coinbase Institutional Compliance team, which supports all products and business lines within Coinbase Institutional, including: Prime Brokerage, Custody, Derivatives Exchange, Futures Commission Mer...
The Senior Compliance Officer is a professional who. The ideal candidate will have experience performing compliance testing for broker-dealers and RIAs. Manage compliance programs for clients. Conduct RIA and BD compliance tasks and testing- best execution review, trading review, billing review, ema...
We are inviting professionals in high-growth industries who are thinking about their next move or looking for a new opportunity to join our expanding talent pool.The Marlee Talent Pool is a pilot project designed to:.Help job seekers get discovered by our partners based on their anticipated hiring n...
Department IT Employment Type Full Time Location USA, East Coast (Home based) Workplace type Fully remote Reporting To Lewis Cameron This role's hiring manager: Lewis Cameron View Lewis's Profile .What you’ll bring to the role .Digital Science is a technology company working to make research more ef...
Direct efforts to communicate compliance programs, including written materials and training programs designed specifically to promote the understanding of compliance issues, laws and regulations, and consequences of non-compliance. Direct activities for system-wide audits established to investigate ...
The RoleCardless is seeking a Compliance Officer to join our stellar and growing Compliance team! The Compliance team is responsible for the successful launch of our custom cobrand credit cards in compliance with all relevant regulatory requirements. As a Compliance Officer, you will be responsible ...
Fintech company who is looking to bring on board a “Chief Compliance Officer” to join their team. Be the subject matter expert for all compliance rules and regulations concerning corporate activities and regulatory issues, including risks and compliance. Ensure an environment of compliance awareness...
Review client investment management agreements and guideline documents to determine effective monitoring processes, including developing compliance rules in automated compliance systems. Candidate must display sound business judgment in driving results and creating and implementing creative business...
The Branch Oversight Team within the PWM Compliance Unit is responsible for several core compliance functions, including branch office inspections, oversight of PWM Supervision, PWM recruit interviews, and general compliance training and support. The Compliance Officer will be responsible for discov...
In the absence of a supervisory officer, may provide day-to-day guidance to other security officers. In the absence of a supervisory officer, may provide day-to-day guidance to other security officers. Officers are the college's first responders for emergencies and are responsible for patrolling and...
Barley Snyder, a regional law firm of more than 130 attorneys in Central PA, is looking to fill the position of Chief Operating Officer. ...
Chief Operations Officer: Mid-Atlantic. Are you a seasoned executive with extensive experience in managing multiple locations in the HVAC, plumbing, or related home services trades? Our client is seeking a dynamic Chief Operations Officer to lead and drive the growth and productivity of their operat...
A top client is hiring for a Chief Operations Officer (COO) to provide oversight of a National Manufacturing and Distribution Center Operations located in Northeastern Pennsylvania. ...
Harbor Compliance is a fast-growing technology company reinventing how nonprofits and businesses manage critical areas of compliance. Deloitte Technology Fast 500 honoree, Harbor Compliance is using technology to simplify the complexities of business licensing and legal entity management. The Client...
The Project Manager (PM) is a professional with previous experience who manages one or more projects at any given time. Senior Project Manager needed for top GC in the Lehigh Valley!. He or she leads the purchasing effort, administers trade contracts, conducts all project meetings, and prepares all ...
Director, Materials Management, will sit on the MM leadership team and will manage/direct a team of customer service and compliance managers. The position will also be responsible for all operational quality/compliance related activities for all functions in the Industrial Operations Materials Manag...
The Compliance & Privacy Officer is a member of the OCCP at Good Samaritan Medical Center with general duties and responsibilities related to being the focal point for implementing Steward Health Care System’s (Steward) Compliance & Privacy Program for the specified Region. The Compliance & Privacy ...
The Director of Global Logistics Compliance is responsible for overall Global logistics compliance strategy, activities, and requirements for the medical devices’ imports, exports, and trade regulations. Assist and maintain Intuitive logistics compliance manuals, policies and procedures, SOPs, and t...
As a trusted leader, the Compliance Director, Regulatory Exam Response will provide direction to a dynamic team of compliance professionals focused on carrying forward the tone for regulator engagement and exam and inquiries response on behalf of Vanguard Marketing Corporation, an affiliated self-cl...
Monitor project budgets and accountability for project profitability; prepare and review project billing reports for monthly invoicing; work with accounting department on account collections. Provide weekly progress and status reports on project deliverables to all project stakeholders and managemen...
Director of Quality and Regulatory Compliance. Ensures hospital compliance with accreditation, licensing, and regulatory agencies. ...
Leads and directs a team of 3 Quality Engineers responsible for ensuring compliance with the Internal Audit process as it pertains to closing out internal audit findings in a timely manner and ensuring that corrections and corrective actions are appropriate. ...
Compliance Analyst I works with a more experienced mentor, Compliance Analyst II, who guides and helps train them from the beginning. Remote Nonprofit Compliance Analyst I. Nonprofit Compliance Analyst I opportunity with the possibility of becoming a permanent position based on business needs. FULLY...