The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...
Oversee and test compliance with relevant laws, regulations, internal protocols, and bank standards. Supervise vendor relations, including conducting initial due diligence assessments and monitoring vendor performance to uphold compliance with regulatory standards. Act as the main liaison with our b...
JCW is partnering with an Industrial Bank who is looking for a Compliance Officer to join their team. The Compliance Officer will play a critical role in ensuring that operations align with all relevant regulatory requirements, particularly in the context of the Banks partnerships with FinTech compa...
This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of expe...
MNPI exp, new marketing rules, fund formation, fund structuring.Comfortable working on a small team and with outside consultants.Office located in Orange County, California....
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
The Deputy Director of Program Management and Environmental Compliance will report to the Director, Caltrain Design and Construction-Program Management. Responsibilities will include overseeing all levels of environmental compliance for all phases of Caltrain’s capital project development and implem...
Responsible for all aspects of end-to-end operations of security operations; this includes evaluating the security threats, both internal and external, across the IT infrastructure, devising policies and controls in alignment with customers' policies and Gainwell internal security policies, and buil...
Security Officers observe and reports activities and incidents at an assigned client site, providing for the security and safety of client property and personnel. We are seeking full time and part time Multi-Site Security Officers. Officers will be monitoring and patrolling different client sites on...
The Estate Security & Safety officer provides a warm, gracious greeting to all guests, employees and visitors as they arrive on property and clearly direct them to the correct destination. ...
Develop and implement operational strategies aligned with company goals and objectives.Provide strategic direction to ensure efficient and effective operational functioning.Oversee daily operations at headquarters and new market offices.Ensure seamless integration and consistency across all location...
Familiarity with industry standard compliance tools such as governance, risk, and compliance (GRC) platforms are a plus. We need extensive experience in compliance/Control Testing. ...
Environmental Permitting and Compliance Specialist). Environmental Permitting and Compliance Specialist). Join Yorke Engineering, LLC, an Environmental Consulting leader in California that implements Environmental Engineering and Compliance solutions for our clients throughout California. Our missio...
Assist in the development and maintenance of the compliance obligation library and compliance testing repository. Familiarity with industry standard compliance tools such as governance, risk, and compliance (GRC) platforms are a plus. Perform gap assessments of existing compliance policies, processe...
The Trade Compliance Specialist will support the location in managing exports, imports, and interacting with all of the various functional areas. We have a new opportunity for an International Trade Specialist. Manage import/export recordkeeping process in compliance with guidelines set forth by reg...
Our client, a prominent national law firm, is seeking a Team Lead, Partner or Counsel who focuses on general liability for their LA office. This position may be a Counsel or Partner title. ...
Must have extensive experience as a full-time business analyst or product owner and able to operate in both waterfall & agile environments with a sense of urgency. Ability to create standards, frameworks and processes for IT compliance group for both waterfall & agile projects as well as production ...
Reporting into the Chief Compliance Officer this individual will serve as a generalist in the compliance department and will assist with day-to-day administration of the compliance program. A growing private fund manager is looking to hire a Compliance Director. Handle annual code of ethics and comp...
Today, they are looking for a Compliance Director to lead a small team in regulatory compliance, ESG and CSR. Compliance Director | $300K+ | Hybrid/Flex: Carlsbad or San Jose. Experience with safety compliance standard and certification process w/ 3rd party labs. ...
The Affordable Compliance Specialist (“ACS”) reports to an Affordable Compliance Manager (“ACM”) and is primarily responsible for all aspects of the affordable housing programs associated with the communities in their assigned portfolio. Recommend affordable compliance strategy for new lease ups rel...
Prominent firm is growing and seeking to add a Senior Counsel or Partner level attorney for their Los Angeles office. Ideal candidate will have 7+ years of experience in one or more of the following practice areas: General Liability, Construction, Transportation, Premises Liability, Catastrophic Per...
Experience with ComplianceAlpha, MyCompliance Office, or other compliance administration technology. Larson Maddox is partnered with a private investment firm looking for a Legal & Compliance Analust to report to the General Counsel / Chief Compliance Officer (GC/CCO). Assist in the drafting of comp...
Our client, a prominent litigation firm, is seeking a General Liability Counsel to join their San Francisco team. The ideal candidate will have 7+ years of General Liability litigation experience. ...
We are looking for an experienced Chief Operating Officer (COO) to oversee our organization’s ongoing operations and procedures, ensuring the efficiency and scalability of our business model. ...