The Senior Compliance Officer is a professional who. The ideal candidate will have experience performing compliance testing for broker-dealers and RIAs. Manage compliance programs for clients. Conduct RIA and BD compliance tasks and testing- best execution review, trading review, billing review, ema...
The RoleCardless is seeking a Compliance Officer to join our stellar and growing Compliance team! The Compliance team is responsible for the successful launch of our custom cobrand credit cards in compliance with all relevant regulatory requirements. As a Compliance Officer, you will be responsible ...
Review client investment management agreements and guideline documents to determine effective monitoring processes, including developing compliance rules in automated compliance systems. Candidate must display sound business judgment in driving results and creating and implementing creative business...
Department IT Employment Type Full Time Location USA, East Coast (Home based) Workplace type Fully remote Reporting To Lewis Cameron This role's hiring manager: Lewis Cameron View Lewis's Profile .What you’ll bring to the role .Digital Science is a technology company working to make research more ef...
The Chief Compliance Officer will directly support Coinbase Asset Management and will be part of the Coinbase Institutional Compliance team, which supports all products and business lines within Coinbase Institutional, including: Prime Brokerage, Custody, Derivatives Exchange, Futures Commission Mer...
Fintech company who is looking to bring on board a “Chief Compliance Officer” to join their team. Be the subject matter expert for all compliance rules and regulations concerning corporate activities and regulatory issues, including risks and compliance. Ensure an environment of compliance awareness...
The Associate Manager - FCM Compliance Officer will assist the CCO and will provide compliance advisory services to Coinbase Financial Markets (CFM), the recently approved CFTC registered Futures Commission Merchant and member of the National Futures Association. Compliance Experience (ideally in Fu...
Direct efforts to communicate compliance programs, including written materials and training programs designed specifically to promote the understanding of compliance issues, laws and regulations, and consequences of non-compliance. Direct activities for system-wide audits established to investigate ...
We are inviting professionals in high-growth industries who are thinking about their next move or looking for a new opportunity to join our expanding talent pool.The Marlee Talent Pool is a pilot project designed to:.Help job seekers get discovered by our partners based on their anticipated hiring n...
Direct efforts to communicate compliance programs, including written materials and training programs designed specifically to promote the understanding of compliance issues, laws and regulations, and consequences of non-compliance. Direct activities for system-wide audits established to investigate ...
The Branch Oversight Team within the PWM Compliance Unit is responsible for several core compliance functions, including branch office inspections, oversight of PWM Supervision, PWM recruit interviews, and general compliance training and support. The Compliance Officer will be responsible for discov...
As a member of PointClickCare’s Legal and Compliance team, In the role of Compliance Analyst, you will be instrumental in driving key initiatives and projects that have a substantial impact on PointClickCare, its customers, and other stakeholders. Assist in the development of, and ongoing updates to...
The Deputy Chief Information Security Officer (CISO) reports to the Chief Operational Risk Officer and works closely with the CORO, the Chief Risk Officer (CRO), Varo’s executive leadership (ex: CTO) as well as business partners to protect the confidentiality, integrity and availability of customers...
Proven experience as Chief Operating Officer or relevant role with +$50m topline revenue across DTC, Platform (Amazon) and offline (retail) channels. ...
Collaborate within Security Compliance, Product Security, Corporate Security, Legal and other partners to incorporate security and compliance requirements into the security policy framework and track policy implementation and issues. Snowflake Global Security Compliance and Risk (GSCR) team is focus...
Luminary Group is seeking a dynamic and experienced Chief Operating Officer (COO) with expertise in Real-World Evidence (RWE) and Real-World Data (RWD) to lead the strategic and operational initiatives of our client. ...
We are currently looking for a Director of Regulatory Compliance to join the Compliance team at Circle Medical Technologies. Apply expertise in risk assessment and compliance policies to propose a process for investigating, adjudicating, and taking action on all compliance issues and complaints. Pro...
We are looking for a skilled Mid-Level Project Manager who will be responsible for coordinating the successful implementation and enhancement of Business Systems technology and software solutions within our organization. Collaborate with internal collaborators and solution architects to collect requ...
Job Title SAP S/4HANA Commercial Project Manager</b></p> <p class="x"><b>Location Plymouth, MN (Remote)</b></p> <p class="x"><b>Duration long term</b></p> <p class="x"> </p> <p class="x&quo...
The Chief Technology Officer (CTO) position is assigned to the Executive Team, reporting to the Chief Operating Officer. The Center for Internet Security (CIS) makes the connected world a safer place for people, businesses, and governments through our core competencies of collaboration and innovatio...
Hold at least one of the following certifications: Certified Information Systems Security Professional (CISSP), Global Information Security Professional (GISP), or the CompTIA Advanced Security Practitioner (CASP) or other certifications exemplifying skill sets such as those described in DoD Instruc...
The CISO is responsible for leading and managing the Global Information Security organization that covers all aspects of information security which include Security Governance, Risk Management, Compliance Management, Access Management, Security Operations, Incident Management, and Information Protec...
Mabbett), an award-winning and industry leading environmental, health and safety (EHS) consulting and engineering firm, is seeking a part-time Environmental Compliance Auditor/Consultant to join our growing team. This opportunity is open to candidates who possess a strong environmental compliance au...
This hire will join the firm's compliance team in the assessment, development, implementation, and testing of compliance programs for our clients in the alternative and traditional investment sector, including private equity, hedge, and venture capital fund managers, in addition to providing Regulat...
This includes not only anti-money laundering (AML), counter-terrorist financing (CTF) and sanctions compliance, but compliance with the fair lending laws and their implementing regulations. The compliance function is responsible for developing Cardless' internal controls, as well as training staff a...