As a key member of the Financial and Retirement Services (FRS) Business Line, the Compliance Lead is responsible for ensuring that the Business Line operates within the bounds of applicable rules and regulatory regulations. This leadership position extends to developing a compliance organization and...
Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of business, a division within the Commercial Bank of Capital One. NYC 299 Park Avenue (22957), United ...
Director will be the Commercial Broker Dealer Chief Compliance Officer (“BD CCO”) for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of business, a division within the Commercial Bank of Capital One. NYC 299 Park Avenue (22957), United ...
The Chief Compliance Officer oversees the compliance risk management program for Sallie Mae. Influence all relevant stakeholders within Sallie Mae to ensure they understand the contents of compliance risk policies and to align with them on changes, including the Chief Commercial Officer, Chief Opera...
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) in the Office of Fair Lending responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk manage...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Serves as a compliance risk officer program support for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework...
Liaison with Regional Information Security Officers and Corporate Compliance to keep abreast of new Privacy and Regulatory changes that could impact our current IT compliance and Risk program and work with the GRC team to get them implemented. T Regulatory Governance and Compliance Lead. Director of...
This position reports to the Senior Director, Compliance Monitoring, Risk, and Investigations and is responsible for leading Compliance monitoring activities, tracking corrective and preventative action plans related to compliance issues, and managing risk assessments. The position will also support...
Knowledge of project management methodologies, tools and best practices. Skills in planning, monitoring, reporting, and controlling complex projects. Experience in managing project costs and resources tracking against budgets. Ability to engage with the wider project delivery communities and share l...
The Chief Operating Officer (COO) serves as a member of the executive team charged with managing all operations-related activities and day-to-day responsibilities of co-developing and administering the Council's Strategic Plan. ...
The Director of Compliance will be responsible for overseeing Biden for President’s fundraising compliance in accordance with Federal Election Commission (FEC) regulations. Work closely with the Compliance and Vetting teams at the DNC to ensure compliance with internal policies and joint fundraising...
Chief Operating Officer – High Growth Facility Services Roll-Up – Private Equity. They are seeking an experienced Chief Operating Officer to lead an aggressive growth strategy under the direction of new private equity owners. We are seeking an experienced and driven Chief Operating Officer with a de...
Assists in other duties relating to overall compliance within Quality and Compliance department, as requested. Maintains a strong understanding of regulations and guidance as they pertain to compliance; maintains knowledge relating to regulatory updates. ...
This position provides leadership and guidance in all aspects of the research compliance program, including responsibility for investigation and resolution of research compliance issues; conducting a research compliance risk assessment; maintenance of research compliance policies and procedures; pro...
The Project Manager will be responsible for driving significant cross-functional processes; tracking projects, milestones, and successes; and collaborating and influencing across departments to move programs and projects forward. The DNC is hiring a Project Manager for Distributed Organizing. Manage...
Liaison with Regional Information Security Officers and Corporate Compliance to keep abreast of new Privacy and Regulatory changes that could impact our current IT compliance and Risk program and work with the GRC team to get them implemented. T Regulatory Governance and Compliance Lead. Director of...
Responsible for identifying, preventing, and detecting regulatory and privacy compliance issues, consistent with the Compliance Plan. Partners internally to enhance the culture of compliance and ensure adequate controls and compliance with applicable laws and regulatory requirements. Reports directl...
Independently conduct complex research and investigations utilizing internal and external data; analyze research Senior Analyst, Compliance, Analyst, Senior, Technology, Banking. ...
Working with departmental leadership and as required, this role will communicate actionable compliance deficiencies and provide corrective action oversite/support of regulatory compliance initiatives- as well as overall compliance contributing to operational continuity. The salary/hourly range is $8...
In support of the CIO, the Chief Information Security Officer (CISO), and the OIT Executive Management Team, the Deputy Chief Information Security Officer (DCISO) brings their experience and passion for the field to join a dynamic Security Team responsible for managing information security risk to s...
The Assistant Vice President, Compliance AML Intel Senior Analyst is a seasoned professional role. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance wi...
Manager - Federal Tax Compliance and will be an integral part in supporting the US income tax provision and compliance function. The Tax Manager role will report directly to the Sr. Gather and analyze key data for various international tax calculations under TCJA (BEAT, FDII, GILTI, 163J) used for b...
Today, we service hundreds of locations nationally, provide security coverage to millions of square feet of public and private facilities, and are one of the top 10 largest security companies in the United States. Admiral Security Services was established in 1976 and has consistently grown for over ...
The Capital One Retail Bank Compliance team is seeking a Compliance Advisor Manager with a passion for advising and collaborating with business partners to mitigate consumer compliance risk and to take care of our customers. The Manager will join our Retail Bank Compliance team and act as a critical...