The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...
Oversee and test compliance with relevant laws, regulations, internal protocols, and bank standards. Supervise vendor relations, including conducting initial due diligence assessments and monitoring vendor performance to uphold compliance with regulatory standards. Act as the main liaison with our b...
JCW is partnering with an Industrial Bank who is looking for a Compliance Officer to join their team. The Compliance Officer will play a critical role in ensuring that operations align with all relevant regulatory requirements, particularly in the context of the Banks partnerships with FinTech compa...
This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of expe...
MNPI exp, new marketing rules, fund formation, fund structuring.Comfortable working on a small team and with outside consultants.Office located in Orange County, California....
The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...
We are looking for a part-time Compliance Officer to ensure that our operations comply with regulatory requirements and internal policies. Proven experience as a Compliance Officer, preferably within the financial services industry. The successful candidate will oversee compliance efforts related to...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
Responsible for all aspects of end-to-end operations of security operations; this includes evaluating the security threats, both internal and external, across the IT infrastructure, devising policies and controls in alignment with customers' policies and Gainwell internal security policies, and buil...
The Deputy Director of Program Management and Environmental Compliance will report to the Director, Caltrain Design and Construction-Program Management. Responsibilities will include overseeing all levels of environmental compliance for all phases of Caltrain’s capital project development and implem...
The Manager II, Contract & Compliance, will perform highly complex work for the procurement of major capital and rehabilitation projects, rolling stock, professional services, materials and equipment, construction, and information technology. ...
Due to the growth of the organization, the Environmental Compliance Specialist is critical to our business goal of conducting our business in a manner that is protective of the environment and in compliance with applicable rules and regulations. It will serve as the main point of contact for our ope...
Environmental Permitting and Compliance Specialist). Environmental Permitting and Compliance Specialist). Join Yorke Engineering, LLC, an Environmental Consulting leader in California that implements Environmental Engineering and Compliance solutions for our clients throughout California. Our missio...
Familiarity with industry standard compliance tools such as governance, risk, and compliance (GRC) platforms are a plus. We need extensive experience in compliance/Control Testing. ...
Develop and implement operational strategies aligned with company goals and objectives.Provide strategic direction to ensure efficient and effective operational functioning.Oversee daily operations at headquarters and new market offices.Ensure seamless integration and consistency across all location...
Environmental Permitting and Compliance Specialist). Environmental Permitting and Compliance Specialist). Join Yorke Engineering, LLC, an Environmental Consulting leader in California that implements Environmental Engineering and Compliance solutions for our clients throughout California. Our missio...
Our client is an emerging Credit Union looking to add an Associate General Counsel to their growing legal department sitting out of their Orange County office. This is an exciting opportunity to get exposure across various levels of the business and work closely with the General Counsel and have vis...
Experience with ComplianceAlpha, MyCompliance Office, or other compliance administration technology. Larson Maddox is partnered with a private investment firm looking for a Legal & Compliance Analust to report to the General Counsel / Chief Compliance Officer (GC/CCO). Assist in the drafting of comp...
LAFLA is currently accepting applications for the position of Chief Operating Officer. ...
Prominent firm is growing and seeking to add a Senior Counsel or Partner level attorney for their Los Angeles office. Ideal candidate will have 7+ years of experience in one or more of the following practice areas: General Liability, Construction, Transportation, Premises Liability, Catastrophic Per...
Assist in the development and maintenance of the compliance obligation library and compliance testing repository. Familiarity with industry standard compliance tools such as governance, risk, and compliance (GRC) platforms are a plus. Perform gap assessments of existing compliance policies, processe...
Keen to join one of the fastest growing consumer tech companies while we’re still scaling? Want to work for an organisation that values sustainability like you? Passionate about the opportunity to play a vital role in the creation of a fully fledged, scalable and global marketplace where you get to ...
This is a full-time hybrid role for a Compliance and Cybersecurity Manager position. The Compliance and Cybersecurity Manager will be responsible for ensuring that Stell complies with industry regulations related to cybersecurity. Act as the certifying compliance officer, potentially growing into a ...
The Regulatory Compliance Specialist assures, together with relevant functions, early and effective regulatory compliance assessments for new and existing ingredients and formulations leading to compliance by design of ingredients, labels, and communications. Title: Regulatory Compliance Specialist....