The Compliance Officer II, Advisory is responsible for providing guidance related to regulatory compliance requirements in an advisory capacity and serving as a subject matter resource to all lines of business. Advises business units on remediating regulatory compliance issues identified through sel...
The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. Maintain AML compliance p...
Serve as advisor to Compliance Officer I and Compliance Officer II advisory employees. The Senior Compliance Officer, Advisory, is responsible for providing guidance related to bank regulatory compliance requirements in a leadership advisory capacity and serving as a subject matter resource to the A...
Large Business and International, Director, Withholding, Exchange and International Individual Compliance (WEIIC), DFO IIC. Identify issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to res...
Allied Universal - JobID: 1277065 [Security Officer] As an Access Control Security Guard at Allied Universal, you'll: Fingerprint, create badges, activate, deactivate ID cards, and respond to employee termination emails; Display excellent customer service skills and proficiency in Microsoft Office; ...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
Develop and maintain standard operating procedures (SOPs) and implement technology solutions to streamline processes. ...
You'll be a member of the Content and Policy Analyst that define content standards and outline policy and inclusion criteria for our FCC and Trade Compliance business. You will support the management of our World Compliance data, specifically the maintenance and dissemination of our researcher-facin...
As a Senior Manager on the Environmental Compliance and Strategy (ECS) team, you will support internal teams with National Environmental Policy Act (NEPA) compliance for clean energy (e. With an increasing number of projects triggering federal environmental review, this position will serve as an int...
The Director of Trade Compliance is responsible for overseeing and managing the organization’s trade compliance program. The Director of Trade Compliance is responsible for overseeing and managing the organization’s trade compliance program. The Director will work closely with various departments, i...
Manages NAFTA/USMCA compliance program to ensure compliance. Maintains company-wide Export Management System, ensuring compliance with. Updates import-export compliance manuals - standard operating procedures regulations. Performs audits to evaluate compliance levels and effectiveness of procedures,...
The Associate General Counsel will work at the direction of the General Counsel and corporate leadership. The Associate General Counsel will support the General Councel in addressing and resolving legal matters. Provide legal support as needed by the General Counsel. Give accurate and timely counsel...
Carries out research of legal principles and precedents and consults with outside counsel on legal strategies on particular issues related to Medicare. Provides general and detailed instructions for more junior members of the department and concise, timely briefings to senior-level business and lega...
Global Insurance Compliance is seeking a Compliance Director on its Global Sales, Digital Marketing and US Marketing team. The Compliance Director will be responsible for a full range of compliance matters and work closely with the CCO of Global Digital Marketing and US Marketing as well as the Glob...
The SOX Compliance Director (Associate Director) will report to the VP, Audit and will be responsible for leading the testing of the SOX internal controls and day-to-day operations to ensure compliance with Sarbanes-Oxley 404 requirements. Minimum of 7 years of direct experience related to external ...
They are seeking a Compliance Associate/Officer to join their team and report to the CCO. Regulatory Compliance: Ensure compliance with industry regulations, especially those set by financial regulatory bodies. Proven experience as a Compliance Officer, Compliance Manager, or similar position, prefe...
Provides concise and timely briefings to the General Counsel, senior level business and upper-level legal management. Other legal duties and responsibilities as identified by the General Counsel. Manages and participates in extensive research of legal principles and precedents and consults with outs...
As an Entry-Level Compliance Analyst, you will play a crucial role in supporting our compliance projects and initiatives. Assist in Compliance Reviews: Support the team in evaluating policies, procedures, and practices to ensure compliance with federal regulations. Working under the guidance of expe...
We are seeking a highly motivated and experienced Homeowner's Insurance Compliance Director/VP to ensure our company's compliance with all relevant laws, regulations, and industry standards to comply with state and federal law, while mitigating risk. The successful candidate will be responsi...
The Associate General Counsel will work at the direction of the General Counsel and corporate leadership. The Associate General Counsel will support the General Councel in addressing and resolving legal matters. Provide legal support as needed by the General Counsel. Give accurate and timely counsel...
Licensed Security Officer (FT/PT/Flex) schedule including evenings and weekends. The?Licensed Security Officer (FT/PT/Flex)( evenings and weekends) position helps maintain a safe and secure environment for our clients by actively monitoring the premises, including patrolling a variety of locations. ...
The Quality Control Specialist performs Quality Control (QC) reviews for the AML/BSA Compliance functions and/or related processes, by providing formalized assessments and reporting of findings to the Department Management and communicates subsequent work item repairs to applicable Compliance team m...
Leading assessments of clients’ trade and technology controls compliance posture, including assessments of compliance with the International Traffic in Arms Regulations, the Export Administration Regulations, and equivalent regulatory regimes. This position supports the Ankura Risk, Forensics &...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
Responsible for site-specific duties and tasks based on assignment, which may include customer service, loss prevention, retail security, lobby/visitor reception, service/freight elevator security, loading dock security, and/or a variety of other safety and security roles. The Security Officer is re...