The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...
JCW is partnering with an Industrial Bank who is looking for a Compliance Officer to join their team. The Compliance Officer will play a critical role in ensuring that operations align with all relevant regulatory requirements, particularly in the context of the Banks partnerships with FinTech compa...
Oversee and test compliance with relevant laws, regulations, internal protocols, and bank standards. Supervise vendor relations, including conducting initial due diligence assessments and monitoring vendor performance to uphold compliance with regulatory standards. Act as the main liaison with our b...
This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of expe...
MNPI exp, new marketing rules, fund formation, fund structuring.Comfortable working on a small team and with outside consultants.Office located in Orange County, California....
We are looking for a part-time Compliance Officer to ensure that our operations comply with regulatory requirements and internal policies. Proven experience as a Compliance Officer, preferably within the financial services industry. The successful candidate will oversee compliance efforts related to...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
Responsible for all aspects of end-to-end operations of security operations; this includes evaluating the security threats, both internal and external, across the IT infrastructure, devising policies and controls in alignment with customers' policies and Gainwell internal security policies, and buil...
The Manager II, Contract & Compliance, will perform highly complex work for the procurement of major capital and rehabilitation projects, rolling stock, professional services, materials and equipment, construction, and information technology. ...
Maintains and updates the compliance plan; develops and maintains ongoing compliance training; develops audit plans and timely completion of audits and dissemination of audit findings; ensures consistency and uniformity in the application of the compliance program policies and procedures; develops a...
Familiarity with industry standard compliance tools such as governance, risk, and compliance (GRC) platforms are a plus. We need extensive experience in compliance/Control Testing. ...
Today, they are looking for a Compliance Director to lead a small team in regulatory compliance, ESG and CSR. Compliance Director | $300K+ | Hybrid/Flex: Carlsbad or San Jose. Experience with safety compliance standard and certification process w/ 3rd party labs. ...
Develop and implement operational strategies aligned with company goals and objectives.Provide strategic direction to ensure efficient and effective operational functioning.Oversee daily operations at headquarters and new market offices.Ensure seamless integration and consistency across all location...
Environmental Permitting and Compliance Specialist). Environmental Permitting and Compliance Specialist). Join Yorke Engineering, LLC, an Environmental Consulting leader in California that implements Environmental Engineering and Compliance solutions for our clients throughout California. Our missio...
Today, they are looking for a Compliance Director to lead a small team in regulatory compliance, ESG and CSR. Compliance Director | $300K+ | Hybrid/Flex: Carlsbad or San Jose. Experience with safety compliance standard and certification process w/ 3rd party labs. ...
Assist in the development and maintenance of the compliance obligation library and compliance testing repository. Familiarity with industry standard compliance tools such as governance, risk, and compliance (GRC) platforms are a plus. Perform gap assessments of existing compliance policies, processe...
This is a full-time hybrid role for a Compliance and Cybersecurity Manager position. The Compliance and Cybersecurity Manager will be responsible for ensuring that Stell complies with industry regulations related to cybersecurity. Act as the certifying compliance officer, potentially growing into a ...
Supports the compliance manager in answering compliance escalations and questions as they are related to the program regulations, occupancy and qualifying requirements;. Monitor and enforce the accuracy of income and rent limits, utility allowance, unit mapping for regulatory compliance, and income ...
We are seeking Unarmed Security Officers to become an integral part of our team. Thoroughly examine doors, windows, and gates to ensure proper function and security. Previous experience in security, law enforcement, or other related fields. Familiarity with security equipment. ...
Our client, a prominent national law firm, is seeking a Team Lead, Partner or Counsel who focuses on general liability for their LA office. This position may be a Counsel or Partner title. ...
Reporting into the Chief Compliance Officer this individual will serve as a generalist in the compliance department and will assist with day-to-day administration of the compliance program. A growing private fund manager is looking to hire a Compliance Director. Handle annual code of ethics and comp...
Analyze and solve problems encountered in compliance work, and cooperate with relevant parties to promote the implementation of compliance strategies. According to the strategy of the company and the changes of the international environment, manage the international compliance strategy, coordinate a...
Our client, a prominent litigation firm, is seeking a General Liability Counsel to join their San Francisco team. The ideal candidate will have 7+ years of General Liability litigation experience. ...
We are seeking a dynamic and innovative General Counsel to lead our legal function. Some experience in understanding and providing counsel on foundational employment law regulations, and experience with, or ability to, manage relationships and retain counsel from external employment law firms as nee...