The Allspring Global Sales Practice Compliance team is seeking a Compliance Officer who will be responsible for assisting in the review of global marketing communications. Support compliance's review and approval of advisor/broker dealer and international marketing materials and various other electr...
The Allspring Global Sales Practice Compliance team is seeking a Compliance Officer who will be responsible for assisting in the review of global marketing communications. Support compliance's review and approval of advisor/broker dealer and international marketing materials and various other electr...
The Senior Compliance Oversight Officer's primary role is to assist the CCO (Chief Compliance Officer) and Deputy CCO in leading the department's compliance and risk management program. Aon Investments USA is looking for Senior Compliance Oversight Officer, Investments. Your impact as a Senior Compl...
The position is for a self-motivated Compliance Officer with technical aptitude providing regulatory and financial crime compliance oversight as part of the Global Compliance team. Responsibilities will include working closely with colleagues to assist in: designing and implementing compliance contr...
The Allspring Global Sales Practice Compliance team is seeking a Compliance Officer who will be responsible for assisting in the review of global marketing communications. Support compliance's review and approval of advisor/broker dealer and international marketing materials and various other electr...
Hebrew SeniorLife has exclusively retained AMN Healthcare to lead a national search to recruit the Chief Compliance Officer. Chief Compliance Officer (CCO). HSL’s enterprise-wide compliance program and ensuring sound and effective compliance operations. The CCO will also serve as a liaison to the HS...
The Office of Research Compliance is in need of a Quality Assurance Officer (QAO) for the National Emerging Infectious Diseases Laboratories (NEIDL) at Boston University. The QAO will review audit responses to assure that appropriate action is taken to bring a study into compliance and will provide ...
The Assistant Director, Research Compliance will work under the oversight of Dana-Farber Cancer Institute's (DFCI's, Institute's) Research Compliance Officer (RCO) to grow and manage the activities of a high quality, robust, and sustainable research compliance program. Assists the Research Integrity...
The Department of Public Utilities (DPU) is responsible for oversight of investor-owned electric power, natural gas, and water utilities in the Commonwealth; developing alternatives to traditional regulation; monitoring service quality; regulating sa Compliance Officer, Investigator, Compliance, Off...
Identifies issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to resolve them. ...
Reporting to the Deputy Executive Director of Harvard University Health Services (HUHS), with a dotted line to the Executive Director, the Compliance Officer administers the Harvard University Health Services Compliance Program by consistently achieving high levels of compliance with all applicable ...
Oversees the compliance efforts of the HIPAA Security Officer and HIPAA Privacy Officer as they relate to maintaining current policy and procedure, employee training upon hire and annually, and the reporting of violations and corrective actions. Ensures the Harvard University Compliance Hotline is p...
QUALITY ASSURANCE OFFICER, Research Compliance. The Office of Research Compliance is in need of a Quality Assurance Officer (QAO) for the National Emerging Infectious Diseases Laboratories (NEIDL) at Boston University. The QAO will review audit responses to assure that appropriate action is taken to...
The position is for a self-motivated Compliance Officer with technical aptitude providing regulatory and financial crime compliance oversight as part of the Global Compliance team. Responsibilities will include working closely with colleagues to assist in: designing and implementing compliance contr...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
As apliance Officer, AVP you will:. ...
We are looking for a Compliance Officer to join our team and the role can be fully remote. Compliance Officers help Marsh McLennan colleagues adhere to relevant laws and regulations, and to maintain the highest standards of ethical conduct, integrity, and professionalism. Compliance Officers create ...
The Office of Research Compliance is in need of a Quality Assurance Officer (QAO) for the National Emerging Infectious Diseases Laboratories (NEIDL) at Boston University. The QAO will review audit responses to assure that appropriate action is taken to bring a study into compliance and will provide ...
Global Regulatory Compliance, Mutual Funds is a five-person team responsible for overseeing the compliance programs of the US domiciled registered investment companies for the Chief Compliance Officers. Support the Chief Compliance Officers (CCOs) in the preparation, assembly, and dissemination of t...
The Compliance Officer manages a team of compliance professionals to ensure that MFS manages client accounts in a manner consistent with applicable legal, regulatory, and client-imposed requirements, and monitors MFS' shareholdings and prepares and files reports with global regulators and issuers as...
Thepliance Officer manages a team ofpliance professionals to ensure that MFS manages client accounts in a manner consistent with applicable legal, regulatory, and client-imposed requirements, and monitors MFS' shareholdings and prepares and files reports with global regulators and issuers as to the ...
The overall mission of the Compliance Officer is to process driver applications from TNCs; request information from police departments, courts, and other agencies; process driver appeals; conduct research on the TNC industry; draft reports; assist Division auditors with auditing TNCs; assist with pr...
The Senior Compliance Oversight Officer’s primary role is to assist the CCO (Chief Compliance Officer) and Deputy CCO in leading the department’s compliance and risk management program. Aon Investments USA is looking for Senior Compliance Oversight Officer, Investments. Your impact as a Senior Compl...
The Compliance Officer III- Investigator will conduct and coordinate investigations as well as oversee and ensure effective operations and compliance with laws, rules, regulations, and policies pertaining to safety on rapid fixed rail guideway systems. The Compliance Officer III will conduct safety ...
Compliance Officer Quality Agreements. ...