A company is looking for a Senior Compliance Officer. ...
Oversee and test compliance with relevant laws, regulations, internal protocols, and bank standards. Supervise vendor relations, including conducting initial due diligence assessments and monitoring vendor performance to uphold compliance with regulatory standards. Act as the main liaison with our b...
Key Responsibilities:Develop relationships with designated lines of business and provide oversightKeep abreast of new laws and regulations, assist with regulatory compliance exams, and participate in projects related to mitigating riskAssist with issues management and resolution, provide independent...
JCW is partnering with an Industrial Bank who is looking for a Compliance Officer to join their team. The Compliance Officer will play a critical role in ensuring that operations align with all relevant regulatory requirements, particularly in the context of the Banks partnerships with FinTech compa...
A company is looking for a Global Deputy Chief Compliance Officer (Global Compliance Lead). ...
Demonstrated experience working with auditors and regulators on all compliance related matters; conduct compliance audits, risk assessments, and coordinate regulatory responses as needed. Responsible for the ongoing development, implementation, and refinement of a comprehensive compliance program. A...
A social services organization in Los Angeles is seeking a Compliance Officer to support their growing team. Develop and implement a comprehensive compliance program that encompasses all relevant laws, regulations, and internal policies. Monitor and assess compliance risk, identify potential areas o...
MNPI exp, new marketing rules, fund formation, fund structuring.Comfortable working on a small team and with outside consultants.Office located in Orange County, California....
Compliance Officer - AVP (Los Angeles, California):. Our client, a $30B+ alternative asset manager, is seeking a Compliance Officer to join their lean team of 4. This new hire will work closely with the CCO as a true compliance generalist. Opportunity to work with a CCO who is excited to be a mentor...
Qualcomm is seeking an experienced chief risk & compliance officer (CRCO) with a strong legal background to oversee the continuous improvement, development, implementation, and enforcement of Qualcomm’s compliance program, including policies, procedures, and controls to prevent, detect, and resolve ...
Qualcomm is seeking an experienced chief risk & compliance officer (CRCO) with a strong legal background to oversee the continuous improvement, development, implementation, and enforcement of Qualcomm’s compliance program, including policies, procedures, and controls to prevent, detect, and resolve ...
In coordination with other senior program leads, this position will refine and implement the monitoring and evaluation framework used to maintain program quality and funder compliance. The position will also be responsible for carrying out on-site and remote monitoring of IRC offices; tracking compl...
About This JobAs AVP, Compliance Officer, you will participate and lead compliance risk assessments, quality assurance reviews, compliance monitoring processes, and company-wide compliance training, covering high risk activities. Continuous coordination with Department Manager and other team members...
Demonstrated experience working with auditors and regulators on all compliance related matters; conduct compliance audits, risk assessments, and coordinate regulatory responses as needed. Responsible for the ongoing development, implementation, and refinement of a comprehensive compliance program. A...
Customer Service & Compliance Officer (Sonoma, CA)**. The position of **Customer Service & Compliance Officer** is responsible for assisting in the production of domestic and export sales orders, sku set up and management across our wholesale network, ensuring Cline Cellars and its subsidiaries ar...
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
Job Posting: Compliance Officer. JC-431790 - Compliance Officer. ASSOCIATE INSURANCE COMPLIANCE OFFICER, DEPARTMENT OF INSURANCE. ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Regional Compliance Officer (RCO), Health Facilities Construction (HFC), serves as the supervisor responsible for planning, organizing, and directing the activities of a multi-disciplinary team of staff in the performance of field review and construction observation of health care facility const...
The QA Compliance Associate II will assume responsibilities associated with the process for the internal/external audit program, training, document review and support a GMP Quality Management System to ensure compliance to regulatory and internal requirements. Ensure compliance with all WBU policies...
The Wounded Warrior Project (WWP) Community Partnerships & Investments (CPI) Grants and Compliance Manager leads and supports efforts to implement the strategic investment and partnership strategy and advance WWP's mission and vision. The CPI Grants and Compliance Manager oversees the implementation...
A company is looking for an Integration Project Manager. ...
A company is looking for a Senior QA Analyst, CX Compliance. ...
A company is looking for a Compliance, Anti-Bribery & Corruption Associate. Key Responsibilities:Assist with handling routine advisory inquiries across different ABC risk areas and act as a point of escalation for questions related to ABC riskCreate ABC metrics and other reporting for senior managem...
A company is looking for a Senior Specialist in Quality Interventions/QI Compliance. ...