The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...
This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of expe...
Looking to hire a dedicated Chief Compliance Officer, this person will be a part of the team’s executive leadership committee and will take full ownership of their compliance program efforts while also meaningfully contributing to their legal team. Execute the core of the compliance program: monitor...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Officer, Contract Compliance & Safety. The Contract, Compliance & Safety Officer at San Jose Conservation Corps + Charter School plays a crucial role in ensuring adherence to contractual obligations and legal requirements. High School Diploma or GED + 6 years of relevant work experience in b...
This position reports directly to the Head of IPB United Kingdom (UK) Compliance who reports into the Regional Head of UK Compliance as well as the Global Head of IPB Compliance. Representing Compliance to the business, providing appropriate advice and impact analysis with regard to relevant regulat...
Responsibilities include identifying, researching, analyzing, and recommending resolutions to potential portfolio compliance issues; preparing board and client reports; working with IT to implement new technologies for monitoring compliance; documenting processes, assisting in the implementation of ...
Security and Compliance Analyst. We are seeking a highly skilled and motivated Security and Compliance Analyst to join our dynamic team. The ideal candidate will play a crucial role in ensuring the security and compliance of our organization by supporting the implementation of ISO 27001 and conducti...
Business Intelligence Developer & Analyst - Compliance. Business Intelligence Developer to join our Compliance Operations team to lead compliance focused analytics on multiple campaigns. Fully manage multiple campaigns and clients by serving as the lead for all compliance and operational reporting; ...
Dynamic alternative asset manager in Menlo Park is on the market for an Associate in Legal & Compliance to work closely with the firm's Managing Partner, General Counsel and Chief Compliance Officer. Familiarity with ComplianceAlpha, MyCompliance Office, or similar compliance tools. We are seeking a...
The Affordable Compliance Specialist (“ACS”) reports to an Affordable Compliance Manager (“ACM”) and is primarily responsible for all aspects of the affordable housing programs associated with the communities in their assigned portfolio. Recommend affordable compliance strategy for new lease ups rel...
As Co-Founder and Chief Investment Officer / Chief Operating Officer, you will play a crucial role in building and running Quantum Equilibrium Science Fintech company. Understand LPAs, PPMs, operating agreements. ...
Help support the General Counsel and HR with counseling on various employment-related issues including drafting, review, and revision of employment policies; advice on day-to-day personnel counseling and onboarding/offboarding matters; support on employee investigations. This position shall serve as...
Associate General Counsel, Employment and Product. Associate General Counsel, Employment and Product. This lawyer will also counsel on a broad range of domestic and foreign employment law matters. Counsel the executive and people teams on a broad range of domestic and foreign employment law issues, ...
Oversee compliance program and manage any day-to-day regulatory issues and communicate any compliance requirements with HQ. Develop and/or direct the formulation and maintenance of compliance policies and procedures including related internal controls, compliance training, independent testing, AML a...
My client is a development firm specializing in the acquisition, repositioning, preservation, and creation of affordable housing and they need a General Counsel. Manage outside counsel communications for transaction or litigation matters. Manage all matters related to insurance coverage for Corporat...
Prominent firm is growing and seeking to add a Senior Counsel or Partner level attorney for their Los Angeles office. Ideal candidate will have 7+ years of experience in one or more of the following practice areas: General Liability, Construction, Transportation, Premises Liability, Catastrophic Per...
This is a full-time hybrid role for a Compliance and Cybersecurity Manager position. The Compliance and Cybersecurity Manager will be responsible for ensuring that Stell complies with industry regulations related to cybersecurity. Act as the certifying compliance officer, potentially growing into a ...
Keen to join one of the fastest growing consumer tech companies while we’re still scaling? Want to work for an organisation that values sustainability like you? Passionate about the opportunity to play a vital role in the creation of a fully fledged, scalable and global marketplace where you get to ...
Responsibilities of Compliance Analyst. Requirements for Compliance Analyst. Collaborates with Cyber Security to ensure alignment between security and privacy compliance programs including policies, practices and investigations. Conducts related ongoing compliance monitoring activities. ...
The Director of Trade Compliance. At Nextracker, we are leading in the energy transition, providing the most comprehensive portfolio of intelligent solar tracker and software solutions for solar power plants, as well as strategic services to capture the full value of solar power plants for our custo...
The International Compliance Department of a prominent wealth management firm is seeking to hire a Director of Compliance. The department is known for providing exceptional financial services and solutions to clients while maintaining the highest standards of compliance and integrity. Oversee and ma...
We are seeking a highly skilled and motivated Security and Compliance Analyst to join our dynamic team. The ideal candidate will play a crucial role in ensuring the security and compliance of our organization by supporting the implementation of ISO 27001 and conducting internal audits. The candidate...