Required certifications/credentials - CHC (Certification in Healthcare Compliance), CHCP (Certification in Healthcare Privacy Compliance), CHRC (Certification in Healthcare Research Compliance). The Compliance Officer ensures the organization adheres to legal and regulatory standards, as well as int...
A company is looking for a Senior Compliance Officer in AML Compliance. ...
The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...
A company is looking for a Compliance Officer. ...
The Global Regulatory Compliance Officer/Manager will be responsible for cosmetic product registrations, screen products to make sure that we are up-to-date on all regulations, along with formula and raw material data. Evaluate formulas for compliance and safety. ...
A company is looking for a Compliance Officer - Risk Evaluation and Assurance (REA). ...
This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of expe...
The Global Regulatory Compliance Officer/Manager will be responsible for cosmetic product registrations, screen products to make sure that we are up-to-date on all regulations, along with formula and raw material data. Evaluate formulas for compliance and safety. ...
Reporting into the Chief Compliance Officer of Allspring Funds Management, LLC, the Senior Compliance Analyst will primarily support the Compliance program functions of Allspring's retail managed accounts business. The Senior Compliance Analyst will provide oversight and challenge to business compli...
QUALITY CONTROL AND COMPLIANCE OFFICER. Monitor new and/or revised laws and regulations affecting compliance as communicated via published communication alerts and/or corporate compliance directives. Assists the PB Unit with lending-related compliance issues. Ensures that all loans are in compliance...
Responsibilities include identifying, researching, analyzing, and recommending resolutions to potential portfolio compliance issues; preparing board and client reports; working with IT to implement new technologies for monitoring compliance; documenting processes, assisting in the implementation of ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Experience in conducting investigations, analyzing basic business operations, verifying compliance with specific laws or activities in the petroleum industry. Experience analyzing complex business operations, verifying compliance with fuel tax laws or activities in the petroleum industry. ...
KKCS seeks an experienced compliance specialist or compliance program manager for an exciting full-time Senior Contract Compliance Officer opportunity in Los Angeles, CA. The Senior Contract Compliance Officer supports contract compliance activities involving Disadvantaged Business Enterprise (DBE),...
Responsibilities include identifying, researching, analyzing, and recommending resolutions to potential portfolio compliance issues; preparing board and client reports; working with IT to implement new technologies for monitoring compliance; documenting processes, assisting in the implementation of ...
Assistant sought for the Executive Director of Compliance. Draft, redline and edit highly confidential legal compliance documents, personnel documents. Understand the workflow relationships for the Office of the Chief Legal Officer (OCLO), and the agency at large. Collaborate in various legal/compli...
QUALITY CONTROL AND COMPLIANCE OFFICER. Monitor new and/or revised laws and regulations affecting compliance as communicated via published communication alerts and/or corporate compliance directives. WHAT IS THE OPPORTUNITY? Assists the PB Unit with lending-related compliance issues. Ensures that al...
The role of the Compliance Officer is to develop, administer and monitor the Bank’s programs for compliance with laws, regulations and rules governing operations and product offerings. The Compliance Officer will inform and educate appropriate personnel, senior management and the Boa...
The Compliance Officer will provide leadership and support in the development, implementation and maintenance of compliance and risk management activities at our Venice Family Clinic. In this leadership role, the Compliance Officer will also supervise staff who support compliance activities, includi...
A Tax Compliance Officer analyzes, interprets and enforces various tax, permit and fee liabilities, including the City business, parking and transient occupancy taxes and City permit ordinances through independent field and office investigations; may supervise other Tax Compliance Officers and cleri...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Experience in a compliance-related area, such as export, import, trade sanctions, anti-corruption, government contract compliance. Standardizing and automating compliance assessments across countries, businesses, and legal entities. Developing and maintaining a comprehensive mapping of compliance ri...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
Develop and implement a comprehensive compliance program that encompasses all relevant laws, regulations, and internal policies. Monitor and assess compliance risk, identify potential areas of concern, and develop strategies to mitigate risk. Conduct regular audits and reviews to ensure compliance w...
The role of the Compliance Officer is to develop, administer and monitor the Bank’s programs for compliance with laws, regulations and rules governing operations and product offerings. The Compliance Officer will inform and educate appropriate personnel, senior management and the Boa...