The Assistant Compliance Officer in our Atlanta HQ office will be responsible for assisting the Chief Compliance Officer with a variety of legal and administrative matters. Assist in the management of the firm Compliance Department, including but not limited to (1) continual review and analysis of l...
The Senior Compliance Officer is a professional who. The ideal candidate will have experience performing compliance testing for broker-dealers and RIAs. Manage compliance programs for clients. Conduct RIA and BD compliance tasks and testing- best execution review, trading review, billing review, ema...
The RoleCardless is seeking a Compliance Officer to join our stellar and growing Compliance team! The Compliance team is responsible for the successful launch of our custom cobrand credit cards in compliance with all relevant regulatory requirements. As a Compliance Officer, you will be responsible ...
Review client investment management agreements and guideline documents to determine effective monitoring processes, including developing compliance rules in automated compliance systems. Candidate must display sound business judgment in driving results and creating and implementing creative business...
Department IT Employment Type Full Time Location USA, East Coast (Home based) Workplace type Fully remote Reporting To Lewis Cameron This role's hiring manager: Lewis Cameron View Lewis's Profile .What you’ll bring to the role .Digital Science is a technology company working to make research more ef...
The Branch Oversight Team within the PWM Compliance Unit is responsible for several core compliance functions, including branch office inspections, oversight of PWM Supervision, PWM recruit interviews, and general compliance training and support. The Compliance Officer will be responsible for discov...
The Compliance Officer plays a critical role in GoGlobal as we continue to expand and add new corporate services lines. The Compliance Officer will be leading Client Acceptance, Know Your Customer (KYC), Risk Management and Client Screening across the entire organization. We operate a direct solutio...
The Chief Compliance Officer will directly support Coinbase Asset Management and will be part of the Coinbase Institutional Compliance team, which supports all products and business lines within Coinbase Institutional, including: Prime Brokerage, Custody, Derivatives Exchange, Futures Commission Mer...
As the Compliance Director, you will be responsible for managing workers’ compensation regulatory risk by ensuring business operations are performing in compliance with federal, state, and local laws. The Compliance Director will be responsible for the design, strategy, and management of an industry...
Security Risk and Compliance Analyst will operate within a divisional security team reporting to the Director of Information Security. Analyst will be responsible for risk assessment, reporting and audit of Customer facing applications supporting the Tax and Accounting (TAA) and Corporate Performanc...
Job Summary: The Customs Compliance Specialist operates at a high level of efficiency conducting the department’s tasks, including HTS Classification, auditing, post-entry work, and other tasks, as needed. The Customs Compliance Specialist works to minimize disruption to the supply chain by pr...
Determine information security requirements by evaluating organization business strategies and requirements, researching information security standards; conducting system security and vulnerability analysis and risk assessments, assessing industry architectures/platforms and relative security benefi...
As our Communication Specialist, you will capture highly sensitive information via inbound calls pertaining to confidential workplace concerns, unethical issues, and violations. ...
The Assistant General Counsel, Employment Law is responsible for serving as a subject matter expert in Legal on employment related matters including providing advice and counsel to human resources, assisting with employment-related policies, procedures and identifying best practices, partnering with...
The Judge Group is looking for a remote Chief Operating Officer for an Independent Medical Review Organization! For immediate consideration, please send updated CV to Eric Landes at Operating Officer (COO). As the Chief Operating Officer (COO) of our organization, you will be responsible for oversee...
As an Associate Director, GPS Quality and Compliance a typical day might include the following:. We are seeking an outstanding individual to lead our GPS Quality & Compliance team. We hope you are excited about the opportunity to contribute the growth of our Quality and Compliance team. Developing a...
Associate Director of Compliance. ASSOCIATE DIRECTOR OF COMPLIANCE. The Associate Director of Compliance is responsible for reviewing and collaboratively developing CME/CE/CPD educational content within deadlines and with the highest quality. Provide compliance review of activities and materials pri...
The Associate General Counsel will oversee a team that counsels the development, implementation, and management of regulatory compliance programming across Athena’s existing product lines and strategic initiatives. Associate General Counsel, Product and Regulatory. The Associate General Counsel, Pro...
As a Security Compliance Analyst, you will be responsible for ensuring that our organization adheres to all relevant security standards, regulations, and policies. You will play a critical role in evaluating our security posture, identifying areas for improvement, implementing measures to enhance co...
This position is responsible for providing legal counsel and support to the company’s real estate and corporate operations, supporting a range of critical activities in various business units including Leasing, Property Management, Tenant Coordination, Construction, Asset Management, Fund and Corpor...
Imagine360 is currently seeking a Clinical Quality and Compliance. The Clinical Quality & Compliance. Specialist is responsible for utilizing evidenced-based analytics and tools to complete data collection, analysis, reporting and training (re-training) of quality improvement activities. Adopt, ...
The Deputy Chief Information Security Officer will partner with the Chief Security Officer to manage and lead our organization's cybersecurity initiatives. This role is focused on the oversight of cyber-related security measures, strategic planning, and operational management of cybersecurity system...
Proven experience as Chief Operating Officer or relevant role with +$50m topline revenue across DTC, Platform (Amazon) and offline (retail) channels. ...
The IT Security is responsible for ensuring network security, compliance, management of development team, user training, and other IT duties. The IT Security Officer reports directly to the General Manager. Monitors, analyses, and responds to security alerts. ...
Infinite Reality is looking to bring on a highly motivated and experienced Chief Operating Officer (COO) reporting to the CEO remotely based in the continental United States. ...