The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...
Looking to hire a dedicated Chief Compliance Officer, this person will be a part of the team’s executive leadership committee and will take full ownership of their compliance program efforts while also meaningfully contributing to their legal team. Execute the core of the compliance program: monitor...
This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of expe...
This position reports directly to the Head of IPB United Kingdom (UK) Compliance who reports into the Regional Head of UK Compliance as well as the Global Head of IPB Compliance. Representing Compliance to the business, providing appropriate advice and impact analysis with regard to relevant regulat...
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
Responsibilities include identifying, researching, analyzing, and recommending resolutions to potential portfolio compliance issues; preparing board and client reports; working with IT to implement new technologies for monitoring compliance; documenting processes, assisting in the implementation of ...
Officer, Contract Compliance & Safety. The Contract, Compliance & Safety Officer at San Jose Conservation Corps + Charter School plays a crucial role in ensuring adherence to contractual obligations and legal requirements. High School Diploma or GED + 6 years of relevant work experience in b...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Safety & Compliance Officer will manage all compliance documentation and conduct mandatory BGCA safety training, building a workforce well-versed in “Youth Protection Safety” to ensure a secure environment for all students and staff. Safety & Compliance Officer . Director of People ...
Title : Export Compliance Analyst. Key Skills (Export) And (Sanctions) And (Regulations Or Compliance) And ("Export Administration Regulations"). ...
Licensing & Compliance Specialist. Licensing & Compliance Specialist. The Licensing and Compliance Specialist plays a critical role in supporting Finance Operations by managing all aspects of business and security agency licensing across the various jurisdictions where the company operates. The Kais...
As Co-Founder and Chief Investment Officer / Chief Operating Officer, you will play a crucial role in building and running Quantum Equilibrium Science Fintech company. Understand LPAs, PPMs, operating agreements. ...
One of The Sage Group’s Top clients is seeking a Compliance Project Manager, with 2-4 years relevant experience supporting large company legal obligations. Client is seeking a project manager to support client’s Compliance group. The Legal Project Manager (LPM) will work closely with group attorneys...
Senior Director, Global Trade and Compliance. Experience developing global standards and policies, as well as compliance targets and metrics to track success of the Trade Compliance program. Govern process documentation structure, including developing policies, procedures, and guidelines supporting ...
Oversee compliance program and manage any day-to-day regulatory issues and communicate any compliance requirements with HQ. Develop and/or direct the formulation and maintenance of compliance policies and procedures including related internal controls, compliance training, independent testing, AML a...
I'm the recruiter on this job and I'm writing this, not some ChatBot from an Elon Musk fever dream! My client is a development firm specializing in the acquisition, repositioning, preservation, and creation of affordable housing and they need a General Counsel. Manage outside counsel communications ...
Develop and implement operational strategies aligned with company goals and objectives.Provide strategic direction to ensure efficient and effective operational functioning.Oversee daily operations at headquarters and new market offices.Ensure seamless integration and consistency across all location...
Dynamic alternative asset manager in Menlo Park is on the market for an Associate in Legal & Compliance to work closely with the firm's Managing Partner, General Counsel and Chief Compliance Officer. Familiarity with ComplianceAlpha, MyCompliance Office, or similar compliance tools. We are seeking a...
We’re looking for a highly motivated General Corporate Counsel to join our Legal team (Hybrid). Collaborate with outside counsel as needed. Management of Telenav’s patent portfolio in conjunction with outside counsel and associated patent litigation. Active California bar membership or qualified as ...
We are seeking a Director Global Ethics & Compliance Policies, reporting to the Global Head Ethics & Compliance Policies, Office of Ethics & Compliance (OEC), to assist in enhancing Gilead´s Ethics & Healthcare Compliance Program. Director, Global Ethics & Compliance Policies. Di...
A nonprofit developer and management organization specializing in quality affordable housing for senior citizens based in the San Francisco Bay Area is seeking a Chief Operations Officer (COO). The COO, reporting directly to the Chief Executive Officer (CEO) will manage Property Operations, Asset Ma...
We are searching for an exceptional General Counsel to lead our legal team and provide strategic legal support across all facets of our business. As our General Counsel, you will play a critical role in steering the company through our growth trajectory as a start-up through maturation. Direct and m...
Responsibilities of Compliance Analyst. Requirements for Compliance Analyst. Collaborates with Cyber Security to ensure alignment between security and privacy compliance programs including policies, practices and investigations. Conducts related ongoing compliance monitoring activities. ...
Furthermore, you will be developing and executing Export Compliance Awareness trainings, developing and implementing compliance processes and procedures. What are we looking for in our Export Compliance Analyst?. Information Technology team at Russell Tobin & Associates. This is an extraordinary opp...