MNPI exp, new marketing rules, fund formation, fund structuring.Comfortable working on a small team and with outside consultants.Office located in Orange County, California....
JCW is partnering with an Industrial Bank who is looking for a Compliance Officer to join their team. The Compliance Officer will play a critical role in ensuring that operations align with all relevant regulatory requirements, particularly in the context of the Banks partnerships with FinTech compa...
Demonstrated experience working with auditors and regulators on all compliance related matters; conduct compliance audits, risk assessments, and coordinate regulatory responses as needed. Responsible for the ongoing development, implementation, and refinement of a comprehensive compliance program. A...
Oversee and test compliance with relevant laws, regulations, internal protocols, and bank standards. Supervise vendor relations, including conducting initial due diligence assessments and monitoring vendor performance to uphold compliance with regulatory standards. Act as the main liaison with our b...
Compliance Officer - AVP (Los Angeles, California):. Our client, a $30B+ alternative asset manager, is seeking a Compliance Officer to join their lean team of 4. This new hire will work closely with the CCO as a true compliance generalist. Opportunity to work with a CCO who is excited to be a mentor...
As a member of the Executive Team, and reporting to the Chief Executive Officer, the Chief People Officer (CPO)is directly responsible for the oversight of Human Resources, Workforce and Organizational Strategies, Marketing and. Proactively manages the company’s overall compliance risk management pr...
Customer Service & Compliance Officer (Sonoma, CA)**. The position of **Customer Service & Compliance Officer** is responsible for assisting in the production of domestic and export sales orders, sku set up and management across our wholesale network, ensuring Cline Cellars and its subsidiaries ar...
Demonstrated experience working with auditors and regulators on all compliance related matters; conduct compliance audits, risk assessments, and coordinate regulatory responses as needed. Responsible for the ongoing development, implementation, and refinement of a comprehensive compliance program. A...
This position reports directly to the Head of IPB United Kingdom (UK) Compliance who reports into the Regional Head of UK Compliance as well as the Global Head of IPB Compliance. Representing Compliance to the business, providing appropriate advice and impact analysis with regard to relevant regulat...
Responsibilities include identifying, researching, analyzing, and recommending resolutions to potential portfolio compliance issues; preparing board and client reports; working with IT to implement new technologies for monitoring compliance; documenting processes, assisting in the implementation of ...
Job Posting: Associate Insurance Compliance Officer (AICO). JC-432329 - Associate Insurance Compliance Officer (AICO). ASSOCIATE INSURANCE COMPLIANCE OFFICER, DEPARTMENT OF INSURANCE. Under direction of a Supervising Insurance Compliance Officer, the incumbent independently investigates, mediates, r...
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
The Regional Compliance Officer (RCO), Health Facilities Construction (HFC), serves as the supervisor responsible for planning, organizing, and directing the activities of a multi-disciplinary team of staff in the performance of field review and construction observation of health care facility const...
Officer, Contract Compliance & Safety. The Contract, Compliance & Safety Officer at San Jose Conservation Corps + Charter School plays a crucial role in ensuring adherence to contractual obligations and legal requirements. High School Diploma or GED + 6 years of relevant work experience in b...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Deputy Director of Program Management and Environmental Compliance will report to the Director, Caltrain Design and Construction-Program Management. Responsibilities will include overseeing all levels of environmental compliance for all phases of Caltrain’s capital project development and implem...
Support project planning, proposal development and project accounting. This position fulfills a critical role to drive project and production planning and execution. Coordinate the engineering team and production technicians to develop and manage assigned production projects on time and within budge...
Develop and implement operational strategies aligned with company goals and objectives.Provide strategic direction to ensure efficient and effective operational functioning.Oversee daily operations at headquarters and new market offices.Ensure seamless integration and consistency across all location...
The Project Manager will manage project timelines by setting milestones and assigning tasks as well as monitor and summarize project progress. Assemble project teams, develop project plans and timelines, manage project budgets and costs, and conduct routine project meetings. They should possess a br...
Chief Operating Officer - US Market Expansion. We are seeking a visionary Chief Operating Officer (COO) to spearhead our client’s launch and expansion in the United States. ...
The client has already secured over 5 billion in new projects due to break ground in the up and coming months in the CA, NV and AZ markets with 7 projects already underway meaning this opportunity offers a stable role in one of the best & busiest construction markets in the world right now with exce...
We have exclusively partnered with an AM 200 global law firm looking to hire an Employment Associate. You will be exclusively handling Employment law counseling and compliance with a large client pool of Fortune 500 companies. ...
Today, they are looking for a Compliance Director to lead a small team in regulatory compliance, ESG and CSR. Compliance Director | $300K+ | Hybrid/Flex: Carlsbad or San Jose. Experience with safety compliance standard and certification process w/ 3rd party labs. ...
The Affordable Compliance Specialist (“ACS”) reports to an Affordable Compliance Manager (“ACM”) and is primarily responsible for all aspects of the affordable housing programs associated with the communities in their assigned portfolio. Recommend affordable compliance strategy for new lease ups rel...
The Senior Global Trade Compliance Analyst performs the day-to-day management of all global trade compliance activities. Global Trade Compliance Analyst. The primary objective of this position is to assist the Compliance Manager with maintaining an import/export control structure consisting of opera...