The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...
JCW is partnering with an Industrial Bank who is looking for a Compliance Officer to join their team. The Compliance Officer will play a critical role in ensuring that operations align with all relevant regulatory requirements, particularly in the context of the Banks partnerships with FinTech compa...
Oversee and test compliance with relevant laws, regulations, internal protocols, and bank standards. Supervise vendor relations, including conducting initial due diligence assessments and monitoring vendor performance to uphold compliance with regulatory standards. Act as the main liaison with our b...
MNPI exp, new marketing rules, fund formation, fund structuring.Comfortable working on a small team and with outside consultants.Office located in Orange County, California....
This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of expe...
Our fast-paced Compliance team is looking for an experienced Senior Issuing Card Compliance Officer for our San Francisco Office with experience with Card Networks and the card issuance industry to support our fast expanding Issuing business. Senior Issuing Card Scheme Compliance Officer. Proactivel...
WHAT IS THE Small Business Self Employed (SB/SE)DIVISION?.A description of the business units can be found at: https://www.Vacancies will be filled in the following specialty areas:.SB/SE Exam- Examination Operations, Field Exam.The following are the duties of this position at the full working level...
The SCEO will join the Business Engagement Team within the Ethics organization and will serve as the Global Compliance focal at Boeing’s El Segundo site and its Southern California’s subsidiaries: Millennium Space Systems (El Segundo), Boeing Encore Interiors (Huntington Beach and Seal Beach) and Sp...
Identifies issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to resolve them. If you are not in compliance, you will be determined unsuitable for employment with IRS. ...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
Experience in a compliance-related area, such as export, import, trade sanctions, anti-corruption, government contract compliance. Standardizing and automating compliance assessments across countries, businesses, and legal entities. Developing and maintaining a comprehensive mapping of compliance ri...
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
The Compliance Officer will provide leadership and support in the development, implementation and maintenance of compliance and risk management activities at our Venice Family Clinic. In this leadership role, the Compliance Officer will also supervise staff who support compliance activities, includi...
Under general direction, serves as the Equity & Compliance Director to the Office of Equity & Compliance to assist in the supervision of OEC notifications, reports, intake meetings, hearings, and managing OEC work groups. Deputy Administrator for compliance-based committees: Behavioral Intervention,...
The Director of Clinical Quality Assurance (QA) & Compliance is tasked with ensuring adherence to the GCP quality system's procedures. This position holds responsibility for overseeing Quality Assurance & Compliance tasks associated with Neogene's clinical development programs. Located in Santa Moni...
United Guard Security is seeking an Unarmed Vehicle patroller to become an integral part of our team. ...
Familiarity with industry standard compliance tools such as governance, risk, and compliance (GRC) platforms are a plus. We need extensive experience in compliance/Control Testing. ...
Keen to join one of the fastest growing consumer tech companies while we’re still scaling? Want to work for an organisation that values sustainability like you? Passionate about the opportunity to play a vital role in the creation of a fully fledged, scalable and global marketplace where you get to ...
Northrop Grumman Aeronautics Systems is seeking a highly qualified Manager 3 International Trade Compliance to join this sector. Bachelor's degree in business or a related discipline with a minimum of 9 years of international trade compliance experience or 7 years of related experience with a Master...
Reporting into the Chief Compliance Officer this individual will serve as a generalist in the compliance department and will assist with day-to-day administration of the compliance program. A growing private fund manager is looking to hire a Compliance Director. Handle annual code of ethics and comp...
Today, they are looking for a Compliance Director to lead a small team in regulatory compliance, ESG and CSR. Compliance Director | $300K+ | Hybrid/Flex: Carlsbad or San Jose. Experience with safety compliance standard and certification process w/ 3rd party labs. ...
Associate General Counsel - Homebuilding. Experience playing a lead role in transactions, working directly with clients/opposing parties/counsel. ...
Our client is an emerging Credit Union looking to add an Associate General Counsel to their growing legal department sitting out of their Orange County office. This is an exciting opportunity to get exposure across various levels of the business and work closely with the General Counsel and have vis...
We are seeking a dynamic and innovative General Counsel to lead our legal function. Some experience in understanding and providing counsel on foundational employment law regulations, and experience with, or ability to, manage relationships and retain counsel from external employment law firms as nee...
The Affordable Compliance Specialist (“ACS”) reports to an Affordable Compliance Manager (“ACM”) and is primarily responsible for all aspects of the affordable housing programs associated with the communities in their assigned portfolio. Recommend affordable compliance strategy for new lease ups rel...