Working with departmental leadership and as required, this role will communicate actionable compliance deficiencies and provide corrective action oversite/support of regulatory compliance initiatives- as well as overall compliance contributing to operational continuity. The salary/hourly range is $8...
Liaison with Regional Information Security Officers and Corporate Compliance to keep abreast of new Privacy and Regulatory changes that could impact our current IT compliance and Risk program and work with the GRC team to get them implemented. T Regulatory Governance and Compliance Lead. Director of...
The Compliance Testing Specialist in ICT will be responsible for executing risk-based compliance transaction, control, and outcomes-based testing under the leadership of a team leader, for the purpose of independently validating business line adherence to applicable broker-dealer regulations. The Te...
Under the general direction of the Director of Research Compliance (DRC), the Senior Research Compliance Specialist serves as an IRB Member and Administrator, is responsible for the day-to-day operations of the UD IRB office and the human research protection program. Research Compliance Specialist i...
Compliance Specialist: At this level the incumbent is not necessarily performing all the major responsibilities of the role immediately. Senior Compliance Specialist: At this level, the incumbent will be trained and demonstrate some level of understanding of all the major responsibilities of the rol...
Ensure compliance records are maintained in compliance with permit requirements. The Facilities Specialist is responsible for a wide range of tasks. Ensure proper sampling of processed batches of treated material, including chain of custody, to ensure compliance with permit sampling frequency. Revie...
Working with departmental leadership and as required, this role will communicate actionable compliance deficiencies and provide corrective action oversite/support of regulatory compliance initiatives- as well as overall compliance contributing to operational continuity. The salary/hourly range is $8...
Liaison with Regional Information Security Officers and Corporate Compliance to keep abreast of new Privacy and Regulatory changes that could impact our current IT compliance and Risk program and work with the GRC team to get them implemented. T Regulatory Governance and Compliance Lead. Director of...
The Compl AML Intel Sr Analyst is a seasoned professional role. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regul...
Senior Land Development Project Manager. Specializing in thriving markets with strong growth trends, we play a pivotal role in shaping sustainable project outcomes across diverse sectors such as power, renewable energy, water resources, government land use, and transportation infrastructure. Assist ...
The IT Control and Compliance Manager will be responsible for strengthening the IT General Controls, ensuring proper controls are implemented across the IT department, and managing IT assets and licenses. Minimum of 10 years of experience in IT audit, IT compliance, or IT governance. ...
Under the Executive Director of Financial Aid guidance, the Associate Director - Compliance is directly responsible for ensuring compliance with federal and state financial aid rules and regulations, as well as instructional policies and procedures. Recommend, interpret, and administer and update fi...
Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of business, a division within the Commercial Bank of Capital One. Commercial Broker Dealer C...
Demonstrated ability to successfully lead diverse project teams and manage large complex projects, particularly energy projects. Senior Environmental Consultant/Project Manager - ( 2400024R ). Provide technical leadership on projects and thought leadership on solutions to environmental challenges fo...
The Business Process Analyst will facilitate generation of process requirements based on defined business needs. The Process Analyst will facilitate due diligence discussions with stakeholders to gain in-depth understanding of their business strategy, products/services to identify and drive process ...
Assist the Senior Wealth Compliance Officer with the creation of internal compliance training materials while assuring Trust Compliance program is continuously updated to maintain full compliance with applicable regulations. The Wealth Compliance Officer will ensure compliance with applicable OCC, S...
Reporting into the Enterprise Chief Compliance Officer, this is a leadership role within SoFi's Compliance organization. As the leading subject matter expert on regulatory matters for the Broker dealer and RIA, Aadvise the Compliance and Legal teams on emerging compliance issues, regulatory changes,...
Year Up is a one-year or less, intensive job training program that provides young adults with in-classroom skill development, access to internships and/or job placement services, and personalized coaching and mentorship.Year Up participants also receive an educational stipend.The program combines te...
Serves as a compliance risk officer program support for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework...
As a Total Rewards Data Analyst in the Human Resources department, you will be expected to analyze and share trends and patterns within complex data sets related to compensation, benefits and other employee related data. The Total Rewards Data Analyst will be part of the compensation and benefits st...
Works with the Business Line Risk Manager (BLRM) in overseeing first line of defense risk management responsibilities of the Wealth divisions in accordance with the Enterprise Risk Framework. Appropriately escalate identified issues to the Business Line Risk Manager and business unit management. Pro...
Serve as Subject Matter Expert on Operational Data Stores, Data Warehouse, and Data Marts. DATA ANALYST (HYBRID ROLE W/ 2-3 DAYS IN OFFICE). Produce intelligence through querying data repositories, generating periodic reports, and identifying data patterns and trends through quantitative and qualita...
Perform detailed analysis of complex business process requirements and provide appropriate system solutions. Conduct workshops to collect business requirements. Map client business requirements, processes, and objectives. Proactively propose business process and system enhancements. ...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
Our client is actively looking to interview Candidates for a their newest Business Analyst/Product Analyst opening. ...