Conduct audits of firm’s programs including customer onboarding, customer due diligence, surveillance, sanction, training, etc.Plan and execute audit test steps.Prepare audit report that document identified control deficiencies.Communicate audit findings to the management and obtain remedial action ...
Complete walkthroughs and help document processes and internal controls. Evaluate the effectiveness of the subsidiaries’ internal control systems. Review internal controls and assess the adequacy of SOX 404 compliance. ...
Participate in ad-hoc projects or operational tasks assigned by management or the Head of Internal Audit. Strong understanding of internal control concepts, risk assessment methodologies, and audit principles. ...
The Senior Internal Auditor is responsible for leading or sharing in the leadership of all aspects [planning, execution, and reporting] of audits at AXA XL, including completing them in accordance with departmental standards and using Internal Audit technology tools, in order to provide an independe...
Join our team at Terex and embark on an exciting opportunity as we seek a skilled and dedicated US Trade Compliance Analyst to contribute to the Global Trade Team. The analyst will be responsible for ensuring timely and accurate filing of US customs entries. The analyst will be the first point of co...
Our client, a stable manufacturing organization that has a high level of employee commitment, is currently seeking a Staff Accountant. What we like about this Staff Accountant opportunity. Key responsibilities of the Staff Accountant. Qualifications of the Staff Accountant. ...
As a Staff Accountant with Hines, you will execute financial transactions and ensure quality, accuracy, and timeliness of accounting information for a specific project and/or business entity. Support Senior Accountants in preparation of audit schedules. ...
Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high quality manner. This job is responsible for overseeing assigned areas of audit work acting...
Balance revenue and settle accounts nightly, maintain files, and reset the system for the next day of operations while performing Guest Service Agent tasks and duties. Perform bookkeeping activities, such as balancing accounts and conducting nightly audits. Previous night audit/accounting experience...
Job Overview – Compliance Analyst:. Join our client’s team in Stamford, CT, as a Compliance Analyst. Responsibilities as the Compliance Analyst:. Qualifications for the Compliance Analyst:. ...
As a Director or Senior Director in the Audit Advisory Practice, you will have the opportunity to use your skills and experience to analyze accounting, auditing, financial reporting, and independence rules and standards, and assist Ankura Senior Managing Directors and clients with communications wit...
Regional, National and Big 4 CPA firms in the NY tri-state area seek audit candidates. Planning, budgeting, supervising and delegating responsibilities for audit engagements. Auditing and reviewing SEC filings, including 10-Qs and 10-Ks. ...
Interactive Brokers seeks a motivated and talented individual to join its Compliance group. The candidate will report to the Communications Compliance Officer and focus on helping the Firm stay up to date necessary in its communications database. Develop and distribute periodic reports to management...
Completes tasks in the areas of audit response and remediation, financial management, business process improvement, internal control management, and system of record relating to Environmental and Disposal Liabilities (E&DL) audit readiness initiatives. This includes reviewing the auditability of est...
We are seeking an experienced .This position requires stronginterpersonal and communicationskills, must be tech savvy, have the ability towork independently and with ateam, along with a strong desire to be willing to take on new challenges and responsibilities.Theyare committed to practicing work/li...
Throughout the engagements, the Senior Auditor will have the opportunity to interact with senior management. Global Internal Audit (GIA) is recruiting the best talent for a Senior Auditor role to execute a dynamic risk-based audit plan that identifies value-added recommendations to enhance Newell Br...
SummaryA career within PwC Private will provide the opportunity to help private companies with a range of business advisory needs such as audit, tax compliance, and planning to help improve their operational efficiency and to free up time that can be spent focusing on business strategy. As a Senior ...
Create and maintain data policies and procedures and develop compliance solutions that satisfy relevant broker-dealer regulations. Implement internal control enhancements and appropriately triage potential compliance matters. Understanding of financial compliance data. ...
In addition, the duties of an Audit Manager will require ability to meet pre-established goals, execution of the internal audit department strategy, ability to work as an individual contributor and meet department metrics for assigned engagements. Audit Manager is responsible for carrying out audit ...
The Staff Accountant will work in the firms family office and will assist in all aspects of the partners balance sheet and assets. ...
The Staff Accountant will support the Accounting team with journal entries, bank reconciliations, the preparation of monthly reports, and will assist in other areas as needed. ...
The Senior Compliance Analyst’s primary focus will be to:. Support compliance coverage of the firm’s technology and data enterprise, and coverage for broker-dealer clients. Implement internal control enhancements and appropriately solution potential compliance matters. Assist draft business specific...
Key responsibilities include designing and executing audit tests to evaluate the control environment and assessing issues for business impact and recommending severity ratings under the supervision of senior team members. Certified Internal Auditor (CIA) certification. ...
Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high quality manner. This job is responsible for overseeing assigned areas of audit work acting...
You'll be a member of the Content and Policy Analyst that define content standards and outline policy and inclusion criteria for our FCC and Trade Compliance business. You will support the management of our World Compliance data, specifically the maintenance and dissemination of our researcher-facin...