Senior Registered Client Associate

Senior Registered Client Associate In Wealth And Investment Management

Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. In this role you will :

Assist Financial Advisor(s) with sales, service, and operational related activities such as providing service to clients via telephone, direct interaction and / or written correspondence

Facilitate Financial Advisor and client requests for account related information and / or quotes, schedule and prepare for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account inquiries and / or issues

Execute various administrative functions for the Financial Advisor(s) and Branch Management including, but not limited to, tracking referrals, coordinating, and executing marketing campaigns, establishing and maintaining files to meet the firm's regulatory requirements, and establishing and maintaining filing and record keeping necessary to support efforts to service and grow client relationships

Act as the liaison for all referral sources by reviewing paperwork for completeness and forwarding to management for review when applicable

Utilize prior experience in the Registered Client Associate role to anticipate and proactively seek resolutions to client and business-related issues

Demonstrate seasoned judgment by handling complex clients with a high degree of professionalism

Viewed by peers as a subject matter expert and sought by others for advice or guidance

Provide knowledge and systems support to branch personnel and training for entry-level Client Associates

Required Qualifications :

• 4+ years of Brokerage and Client Services experience, or equivalent demonstrated through one or a combination of the following : work experience, training, military experience, education
• US Only : Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration

Desired qualifications :

Job expectations :

Posting location : 10999 Ih-10 West, Suite 500 San Antonio, TX 78230

Posting End Date : 16 Nov 2025

We Value Equal Opportunity Wells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Wells Fargo Recruitment and Hiring Requirements : a. Third-Party recordings are prohibited unless authorized by Wells Fargo. b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.

Req Number : R-500174