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Investment Compliance Analyst - Liberty Mutual Investments

Investment Compliance Analyst - Liberty Mutual Investments

Liberty Mutual Insurance GroupBoston, MA, US
30+ days ago
Job type
  • Full-time
Job description

Analyst, Code Of Ethics Program

Liberty Mutual Investments (LMI) manages Liberty Mutual Insurance Group's (LMIG) global financial assets across global markets and private domains to build capital and generate income. With over $100 billion in assets under management (AUM) and a team of nearly 300 investment, finance, and operations professionals located in Boston, MA, and New York, NY, LMI offers the best of both worlds the look and feel of a boutique investment firm with the reputation and financial strength of a global leader.

LMI has been on a transformation path to spur innovation, capitalize on deep expertise, and scale its returns on long-term flexible capital through a "one firm, one portfolio, one team" mindset. Our operating model is built on three pillars : centralized portfolio construction, asset management, and investment-enabling services. The teams are structured as Investment Business Units (IBUs) working in concert : Global Strategy & Capital Allocation, Risk Management, Global Credit Markets, Global Alternative Markets, Global Liquid Markets, and Global Investment Solutions. Our portfolio spans a broad spectrum of public and private asset classes, and we are committed to expanding our capabilities and our toolkit in furtherance of our mission.

Liberty Mutual Investments ("LMI") is seeking a detail-oriented analyst with a high degree of professional maturity to support our expanding Code of Ethics Program. In this role, you will take ownership of core compliance functions, with a particular focus on reviewing and approving employee ethics disclosures (such as brokerage accounts, gifts and entertainment), and building partnerships with vendors and brokers to establish and maintain electronic data feeds.

This position offers significant exposure to employees and executives across all levels of LMI. You'll work within MyComplianceOffice (MCO)our enterprise compliance platformoverseeing system integrity, conducting quarterly reconciliations, and supporting program enhancements. This role offers valuable exposure to investment compliance operations and the opportunity to contribute to a high-impact, enterprise-wide program.

Responsibilities :

  • Serve as a key steward of our ethical culture by reviewing and approving employee disclosuresincluding personal brokerage accounts, gifts and entertainment, outside business activities, and board servicehelping to safeguard our reputation and support sound business practices.
  • Build meaningful partnerships with external vendors and brokers to implement new electronic data feeds and onboard employee accounts, driving innovation and automation in our compliance processes.
  • Lead the quarterly reconciliation process to ensure our Access Person population remains accurate and aligned with internal compliance standards, contributing directly to regulatory integrity.
  • Oversee essential compliance operations within MyComplianceOffice (MCO) by monitoring system performance, validating compliance rules, and conducting ongoing system maintenance to keep our platform running smoothly.
  • Play an integral role in program administration, supporting quarter-end processes, monitoring personal trading activity, and maintaining key compliance records to enable transparency and efficiency.
  • Collaborate closely with compliance and business teams on a variety of impactful projects and continuous process improvements, expanding your exposure and influence across the organization while advancing our Code of Ethics Program.

Qualifications :

  • Bachelor's degree required; a concentration in Accounting, Finance, or a related Business field is preferred.
  • 3-5 years of experience in financial services.
  • Knowledge of or interest in learning about the Investment Advisers Act of 1940, the Securities Acts of 1933 and 1934, and ERISA regulations.
  • Familiarity with compliance systems or financial technology platforms (e.g., MyComplianceOffice) is a plus but not required.
  • Exceptional attention to detail, strong analytical and organizational skills, and excellent communication abilities, with a demonstrated capacity to manage multiple priorities and handle sensitive information with discretion in a collaborative, team-oriented environment.
  • About Us :

    The typical starting salary range for this role is determined by a number of factors including skills, experience, education, certifications and location. The full salary range for this role reflects the competitive labor market value for all employees in these positions across the national market and provides an opportunity to progress as employees grow and develop within the role. Some roles at Liberty Mutual have a corresponding compensation plan which may include commission and / or bonus earnings at rates that vary based on multiple factors set forth in the compensation plan for the role.

    As a purpose-driven organization, Liberty Mutual is committed to fostering an environment where employees from all backgrounds can build long and meaningful careers. Through strong relationships, comprehensive benefits and continuous learning opportunities, we seek to create an environment where employees can succeed, both professionally and personally. At Liberty Mutual, we believe progress happens when people feel secure. By providing protection for the unexpected and delivering it with care, we help people embrace today and confidently pursue tomorrow. We are dedicated to fostering an inclusive environment where employees from all backgrounds can build long and meaningful careers. By actively seeking employee feedback and amplifying the voices of our seven Employee Resource Groups (ERGs), which are open to all, we create an environment where every individual can make a meaningful impact so we continue to meet the evolving needs of our customers. We value your hard work, integrity and commitment to make things better, and we put people first by offering you benefits that support your life and well-being.

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