Junior Financial Broker - Encino
Advance your career in the financial services industry!
This Jobot Job is hosted by : Jennifer Whitworth
Are you a fit? Easy Apply now by clicking the "Apply Now" buttonand sending us your resume.
Salary : $60,000 - $75,000 per year
A bit about us :
An independent financial services firm, offering securities and advisory services, committed to making the planning, investment, and retirement process simple and understandable for clients.
Job Title : Junior Financial Broker
Compensation : $60k-$75k / year and potential bonuses
Location : Encino, CA
Why join us?
- Competitive pay
- Bonuses
- Career development
Job Details
We are actively seeking a licensed Junior Broker to join our dynamic team. As a Junior Broker, you will play a crucial role in supporting our clients' financial goals, providing top-notch service, and contributing to the growth and success of our organization.
Responsibilities :
- Establish and maintain strong relationships with clients, understanding their financial objectives and risk tolerance.
- Provide personalized financial guidance and investment recommendations to help clients achieve their goals.
- Execute securities transactions in alignment with regulatory guidelines and company policies.
- Offer advisory services, ensuring compliance with industry standards.
- Utilize technological tools to streamline processes and enhance client interactions.
- Collaborate with clients to develop and implement financial plans tailored to their unique needs.
- Stay updated on market trends, investment opportunities, and regulatory changes.
Qualifications :
- Active 7-series license, 66, or 65.
- Previous experience in a similar role within the financial services industry.
- Familiarity with Schwab or Pershing Platform is highly desired.
- Strong interpersonal and communication skills.
- Detail-oriented with a commitment to compliance and ethical conduct.
- Proactive attitude, self-motivated, and a team player.
If you are a motivated and licensed professional looking to advance your career in a dynamic financial services environment, we encourage you to apply!
Interested in hearing more? Easy Apply now by clicking the "Apply Now" button.
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