Talent.com
State Licensed Supervisory Principal
State Licensed Supervisory PrincipalVirtualVocations • Warren, Michigan, United States
State Licensed Supervisory Principal

State Licensed Supervisory Principal

VirtualVocations • Warren, Michigan, United States
23 hours ago
Job type
  • Full-time
Job description

A company is looking for a Supervisory Principal.

Key Responsibilities

Supervise suitability reviews and approvals for complex product transactions

Act as a subject matter expert and liaison with vendors and wholesalers

Lead investigations of questionable sales activity and assist with regulatory exams

Required Qualifications

Undergraduate degree in Business, Accounting, Finance, or related discipline

Series 7, 66 (or 63 and 65), 24 (or 9 and 10) required, or ability to obtain within 90 days

7+ years of industry experience

Strong understanding of complex products and knowledge of financial regulations

Knowledge of mutual funds, annuities, and general securities required

Create a job alert for this search

Supervisory Principal • Warren, Michigan, United States

Related jobs
Director of State & Local Policy - Michigan

Director of State & Local Policy - Michigan

Enterprise Community Partners • Detroit, MI, United States
Full-time
We support community development organizations on the ground, aggregate and invest capital for impact, advance housing policy at every level of government, and build and manage communities ourselve...Show more
Last updated: 30+ days ago • Promoted
Director of Library Services Job at Miller Canfield in Detroit

Director of Library Services Job at Miller Canfield in Detroit

Mediabistro • Detroit, MI, United States
Full-time
Miller Canfield is an international law firm with more than 200 attorneys in 18 offices and affiliated locations in North America, Europe and the Middle East. We are a full-service law firm, headqua...Show more
Last updated: 8 days ago
2027 State and Local Tax (SALT) Intern

2027 State and Local Tax (SALT) Intern

Plante Moran • Macomb, MI, United States
Full-time
Our "we-care" culture is more than just a motto; it's a promise.From day one, we prioritize your growth, well-being, and success. You can count on us to support your career journey and help you achi...Show more
Last updated: 30+ days ago • Promoted
Asst Juvenile Detention Operations Director

Asst Juvenile Detention Operations Director

Wayne County Government • Detroit, MI, US
Full-time
Assistant Juvenile Detention Operations Director.The Assistant Juvenile Detention Operations Director oversees the operational aspects of Wayne County's Juvenile Detention Facility.The Assistant Di...Show more
Last updated: 9 days ago • Promoted
Account Manager - State Farm Agent Team Member

Account Manager - State Farm Agent Team Member

Matt Arce - State Farm Agent • Berkley, MI, US
Full-time
What sets the Matt Arce Agency apart is our team's wealth of experience, totaling over 42 years in customer service.Our mission is to help people manage the risks of everyday life, recover from...Show more
Last updated: 30+ days ago • Promoted
State Administrative Manager 15 - Wayne Region

State Administrative Manager 15 - Wayne Region

Government Jobs • Wayne, MI, US
Full-time
At the Michigan Department of Lifelong Education, Advancement, and Potential, we are laser-focused on improving opportunities and outcomes for Michiganders from preschool to postsecondary.From conn...Show more
Last updated: 2 days ago • Promoted
Director of State & Local Policy Michigan

Director of State & Local Policy Michigan

Enterprise Community Partners • Detroit, MI, US
Full-time
Mi Director Of State & Local Policy.The MI Director of State & Local Policy will lead the development and implementation of Enterprise's policy agenda in MI, focusing on Wayne County.This role will...Show more
Last updated: 30+ days ago • Promoted
Principal in Residence 25 / 26 School Year

Principal in Residence 25 / 26 School Year

Phalen Leadership Academies • Detroit, MI, US
Full-time
The Opportunity : The Principal In Residence position prepares new and experienced school leaders to launch and lead Phalen Leadership Academies (PLA) nationwide. The position is designed to prepare ...Show more
Last updated: 30+ days ago • Promoted
Director of State and Local Policy- Land Use & Supply

Director of State and Local Policy- Land Use & Supply

Enterprise Community Partners • Detroit, MI, United States
Full-time
We support community development organizations on the ground, aggregate and invest capital for impact, advance housing policy at every level of government, and build and manage communities ourselve...Show more
Last updated: 1 day ago • Promoted
Department Supervisor 3

Department Supervisor 3

Wayne County Government • Detroit, MI, US
Full-time
The Department Supervisor 3 reports to the Director of the Division of Roads Maintenance and is responsible for the inspection of all DPS entities ensuring that all Wayne County and DPS safety poli...Show more
Last updated: 13 hours ago • Promoted • New!
Acting Lead Supervisor I

Acting Lead Supervisor I

Tapestry • Troy, MI, US
Full-time
Acting Lead Supervisor I Coach.Lead Supervisor for Somerset Coach in Troy Michigan.The Lead Supervisor role is an integral part of the store's overall success. modeling the behaviors needed to dire...Show more
Last updated: 20 days ago • Promoted
Store Production Supervisor

Store Production Supervisor

Salvation Army Central Territory • Livonia, MI, US
Full-time
The Salvation Army is an international movement and part of the universal Christian church.Its message is based on the Bible. Its ministry is motivated by the love of God.Its mission is to preach th...Show more
Last updated: 30+ days ago • Promoted
Residential Program Supervisor

Residential Program Supervisor

MCHS Family of Services • Redford, MI, US
Full-time
Quick Apply
Job Summary As part of the group treatment team a Cottage Supervisor plans, directs, and coordinates the activities of a Residential Cottage in the agency’s Residential program; oversees the ...Show more
Last updated: 30+ days ago
Transition Manager

Transition Manager

O'Reilly Automotive • Dearborn Heights, MI, US
Full-time
Assist store manager in areas of sales, appearance, and overall operations of store.Hands-on store management preparing for a transition in management position to another store or position.Supervis...Show more
Last updated: 30+ days ago • Promoted
Program Supervisor - LMSW, LPC, or LLP - State of Michigan

Program Supervisor - LMSW, LPC, or LLP - State of Michigan

FOCUS Employment Solutions, LLC • Southgate, MI, US
Full-time
Licensed Master Social Worker (LMSW) in Michigan (MI).Licensed Professional Counselor (LPC) in Michigan (MI).Limited License Psychologist (LLP) in Michigan (MI). As a Supervisor in the Adult Behavio...Show more
Last updated: 30+ days ago • Promoted
Store Processing Supervisor

Store Processing Supervisor

Salvation Army Central Territory • Livonia, MI, US
Full-time
The Salvation Army is an international movement and part of the universal Christian church.Its message is based on the Bible. Its ministry is motivated by the love of God.Its mission is to preach th...Show more
Last updated: 30+ days ago • Promoted
Wilderness Leader

Wilderness Leader

Cranbrook Educational Community • Bloomfield Hills, MI, United States
Full-time
Wilderness Leaders - Upper School.Cranbrook Kingswood Upper School is seeking.Wilderness Leaders for the 2026 CK Wilderness Expedition. The dates of the expedition are March 4, 2026 - March 16, 2026...Show more
Last updated: 2 days ago • Promoted
Mitigation Manager Field Leadership Role with Future Growth

Mitigation Manager Field Leadership Role with Future Growth

Kapi Restoration • Livonia, MI, US
Full-time
Kapi Restoration is a locally owned restoration company with a strong track record, a sharp edge, and a simple mission : to deliver quality work with relentless improvement, providing the best value...Show more
Last updated: 8 days ago • Promoted
2026 State and Local Tax (SALT) Intern

2026 State and Local Tax (SALT) Intern

Plante Moran • Macomb, MI, United States
Full-time
Our "we-care" culture is more than just a motto; it's a promise.From day one, we prioritize your growth, well-being, and success. You can count on us to support your career journey and help you achi...Show more
Last updated: 30+ days ago • Promoted
Custodial Supervisor

Custodial Supervisor

SBM Management • Dearborn, MI, US
Full-time
The Custodial Supervisor will be responsible for the assignment and direct supervision of custodial employees in maintaining the cleanliness and sanitation of the assigned areas.The supervisor will...Show more
Last updated: 30+ days ago • Promoted