IT Senior Auditor

Job Description

Job Description

SUMMARY :

The position of Information Technology (IT) Senior Auditor is responsible for performing and coordinating the planning, fieldwork, and reporting of IT-related audits and IT SOX testing, ensuring compliance with regulations and bank policy and procedures.

ESSENTIAL FUNCTIONS :

• Develops and executes Information Technology-related audits and reviews of coverage areas assigned. Incumbent will perform both substantive testing procedures as well as tests of controls.
• Performs testing of Information Technology SOX controls, including performing walkthroughs.
• Prepares and updates risk assessments for assigned areas.
• Reviews and / or assists in the preparation of reports of audit findings, presenting any irregularities or exceptions to appropriate audit personnel.
• Utilizes sound analytical and technical skills to communicate audit issues and findings with process owners and management.
• Follows up on high risk Information Technology issues for impact and tests the design and sustainability of remediation activities.
• Assists with execution of continuous monitoring activities to keep current on risks, initiatives, etc. in the business.
• Identifies opportunities to automate audit testing and processes through use of technology and data to create efficiencies.
• Assists in coordination and delivery of audit requests for regulatory examiners and / or external auditors as needed.
• Completes annual compliance courses and required CPE.
• Adheres specifically to all corporate policies and procedures. Also adheres to Federal and State regulations and laws; including, the Bank Secrecy Act and the Anti-Money Laundering Act.
• Adheres to all levels of our Service Excellence standards.
• Performs other duties as required.

GENERAL QUALIFICATIONS :

Knowledge & Experience : These specifications are general guidelines based on the minimum experience normally considered essential to the satisfactory performance of this position. Individual abilities may result in some deviation from these guidelines.

Physical Demands / Work Environment : Vision, hearing, speech, dexterity, visual concentration. A valid driver’s license is required. Must have the ability to stand, walk, sit and use hands and fingers. Must have the ability to work the hours and days required to complete the essential functions of the position, as scheduled. The environment is a professional office with standard office equipment.

Cognitive Requirements : Learning, thinking, concentration, ability to exercise self-control, ability to work in a customer relations’ environment. Must be able to pay close attention to detail and be able to work as a member of a team. Must have the ability to interact effectively with co-workers and customers, and exercise self-control and diplomacy in customer and employee relations’ situations. Must have the ability to exercise discretion as well as appropriate judgments when necessary.

Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.