Associate - CIB Business Management, TD Securities

Job Posting

Work Location : New York, New York, United States of America

Hours : 40

Line of Business : TD Securities

Pay Detail : $100,000 - $120,000 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description : TD Securities Corporate and Investment Banking provides a full range of financial advisory and capital-raising services to corporate and institutional clients globally. Our Relationship Managers work closely with our clients to understand their needs and bring them unique solutions to complex issues. The department is organized into areas of expertise by product, region, and industry.

Position Overview

The Investment Banking group is a demanding environment and requires a self-starting, efficient person who works extremely well in a team, can manage multiple priorities at the same time, and thrives in a fast-paced, intense and exciting environment.

In this first line of defense (1A) role, the Associate will work with leaders of the Business Supervision and Governance team to maintain a strong risk and control environment, supported by an effective supervisory program for the Corporate and Investment Banking business. The successful candidate will have a hands-on role in executing programs in support of the overall risk and control environment, acting as a business supervision center of excellence, including the completion of delegated supervision. The incumbent will act as a liaison between TDS support and control teams Senior Executives within the department and work closely with the Group Business Managers to oversee and execute business strategies, plans, and initiatives.

Key Accountabilities

• As part of the Supervision Center of Excellence responsible for maintaining and overseeing the business lines regulatory supervision activities and delegated supervisory processes.
• Execution lead on control with Corporate and Investment Banking front line professionals to ensure the business has adequately considered, managed, and mitigated risks in day-to-day activities, operations, products, and services, and is operating within risk appetite.
• Manage effective partnerships with the groups that support Corporate and Investment Banking including 1B, Compliance, Legal, Audit, Risk and Technology as well as fostering strong working relationships with the Group Business Managers, Industry Teams, Product Teams, and Regional Offices.
• Perform delegated business supervision and risk management activities as assigned.
• Complete electronic communications reviews to meet business and firm surveillance requirements.
• Perform Social Media monitoring to meet business and firm surveillance requirements.
• Perform content reviews for all marketing and pitch materials for the Corporate and Investment Bank.
• Participate in the design and implementation of controls within key processes and procedures
• Collect and consolidate metrics on varying frequencies and deploy reporting tools to produce dashboards for supervisory and oversight committees.
• Assist in the delivery of various trainings and conduct escalation processes.
• Provide support with audit and testing engagements from regulators and second and third-line stakeholders, including providing remedial support for any findings.
• Support continuous improvement towards a strong and mature business governance and control environment.
• Maintain front-line procedures on a continual basis.
• Performs additional duties and participates in special projects, as required
• Foster an effective, transparent culture of risk awareness
• Work well in a team but also be able to prioritize and manage own workload to deliver quality results and meet assigned timelines
• Identify and recommend opportunities to enhance productivity, effectiveness, and operational efficiency

Specific Accreditations and Experience

Other Qualifications / Skills

TD Securities Corporate and Investment Banking (CIB) provides a full range of financial advisory and capital-raising services to corporate and institutional clients. Our relationship managers work closely with clients to understand their needs and bring them unique solutions to complex issues. The department is organized into areas of expertise by industry, product, and region.

The Business Management team within CIB provides ongoing operational and strategic support, as well as supervisory oversight, to relationship managers and senior executives so they may focus on providing optimal client coverage. The team works extensively with numerous TDS and TDBG support functions to advance the needs of CIB and assists with the rollout of numerous firm and bank-wide initiatives.

Depth & Scope

Education & Experience

Who We Are : TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs